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DRA

Diversified Real Asset Income Fd
DRA

Delisted

DRA was delisted on the 8th of September, 2017.

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Name Holding Trade Value Shares
Change 		Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$64.7M +$64.7M +3,651,627 New
RVP
2
Relative Value Partners
Illinois
$33M +$33M +1,861,778 New
BI
3
Bulldog Investors
New Jersey
$31.8M +$31.8M +1,795,529 New
IA
4
Icon Advisers
Colorado
$13.5M +$13.5M +763,559 New
RCM
5
Rivernorth Capital Management
Florida
$11.1M +$11.1M +626,697 New
Grantham, Mayo, Van Otterloo & Co (GMO)
6
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$8.54M +$8.54M +481,878 New
MIG
7
Mariner Investment Group
New York
$6.48M +$6.48M +365,460 New
CP
8
Camelot Portfolios
Ohio
$5.63M +$5.63M +317,708 New
Wells Fargo
9
Wells Fargo
California
$5.31M +$5.3M +299,288 New
RAM
10
Roumell Asset Management
Maryland
$4.16M +$4.15M +234,356 New
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$3.15M +$3.15M +177,797 New
Morgan Stanley
12
Morgan Stanley
New York
$3.11M +$3.11M +175,384 New
RJA
13
Raymond James & Associates
Florida
$2.5M +$2.5M +141,288 New
TJHA
14
Thomas J. Herzfeld Advisors
Florida
$2.5M +$2.49M +140,718 New
DA
15
Doliver Advisors
Texas
$2.25M +$2.25M +127,060 New
NL
16
NWAM LLC
Washington
$1.77M +$1.77M +100,103 New
Bank of America
17
Bank of America
North Carolina
$1.59M +$1.59M +89,942 New
AAM
18
Advisors Asset Management
Colorado
$1.08M +$1.08M +60,686 New
IT
19
Independence Trust
Tennessee
$1.04M +$1.04M +58,559 New
BBPWM
20
Blue Bell Private Wealth Management
Pennsylvania
$898K +$897K +50,628 New
COLIM
21
City of London Investment Management
United Kingdom
$685K +$684K +38,620 New
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$664K +$664K +37,464 New
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$628K +$628K +35,440 New
MFS
24
MSI Financial Services
Massachusetts
$602K +$602K +33,949 New
Stifel Financial
25
Stifel Financial
Missouri
$597K +$597K +33,671 New
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