Yorktown Management & Research Company’s Diversified Real Asset Income Fd DRA Stock Holding History

Yorktown Management & Research Company’s Portfolio DRA Stock Details DRA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-80,000	Closed	-$1.38M	–	414
2016 Q3	$1.38M	Hold	80,000	–	–	0.3%	69
2016 Q2	$1.32M	Sell	80,000 -89,068	-53%	-$1.44M	0.3%	75
2016 Q1	$2.67M	Hold	169,068	–	–	0.52%	66
2015 Q4	$2.62M	Sell	169,068 -37,944	-18%	-$615K	0.46%	60
2015 Q3	$3.33M	Hold	207,012	–	–	0.55%	47
2015 Q2	$3.63M	Buy	207,012 +42,012	+25%	+$755K	0.64%	45
2015 Q1	$2.99M	Buy	+165,000	New	+$2.93M	0.54%	50

Other funds holding DRA

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

Camelot Portfolios Maumee, Ohio $143M AUM 14.82% 1-Year Est. Return

SCM

Sterneck Capital Management Kansas City, Missouri $233M AUM 21.98% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

DBT

Dubuque Bank & Trust Dubuque, Iowa $748M AUM 12.31% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 16.21% 1-Year Est. Return

Yorktown Management & Research Company's DRA Position: Q4 2016 in Review

Yorktown Management & Research Company sold out of Diversified Real Asset Income Fd (DRA) in Q4 2016, closing a stake of 80,000 shares — an estimated $1.38M sold.

Yorktown Management & Research Company first reported a position in DRA in Q1 2015 and held it in 7 quarters. The position peaked at $3.63M in Q2 2015. 59 funds tracked by Wall St. Rank hold DRA as of Q4 2016.

Yorktown Management & Research Company reported no remaining Diversified Real Asset Income Fd position as of Q4 2016 after selling out during the quarter.
Yorktown Management & Research Company sold 80,000 Diversified Real Asset Income Fd shares in Q4 2016, an estimated $1.38M.
Yorktown Management & Research Company first reported a position in Diversified Real Asset Income Fd in Q1 2015 and held it in 7 quarters.
Yorktown Management & Research Company's Diversified Real Asset Income Fd position peaked at $3.63M in Q2 2015.
59 funds tracked by Wall St. Rank held Diversified Real Asset Income Fd as of Q4 2016.

Based on Yorktown Management & Research Company's 13F filing for Q4 2016, filed 10 Feb 2017.