Rivernorth Capital Management’s State Street SPDR S&P 500 ETF Trust SPY Stock Holding History

Rivernorth Capital Management’s Portfolio SPY Stock Details SPY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-16,000	Closed	-$5.15M	–	300
2019 Q4	$5.15M	Sell	16,000 -15,196	-49%	-$4.68M	0.31%	76
2019 Q3	$9.26K	Sell	31,196 -3,325	-10%	-$982K	0.04%	65
2019 Q2	$10.1K	Hold	34,521	–	–	0.44%	42
2019 Q1	$9.75M	Buy	34,521 +2,695	+8%	+$732K	0.64%	45
2018 Q4	$7.88M	Sell	31,826 -53,174	-63%	-$14.3M	0.47%	62
2018 Q3	$24.7M	Buy	85,000 +14,904	+21%	+$4.24M	2.06%	15
2018 Q2	$19M	Buy	70,096 +14,377	+26%	+$3.88M	1.5%	23
2018 Q1	$14.7M	Buy	+55,719	New	+$15.2M	1.09%	25
2016 Q4	–	Sell	-110,659	Closed	-$23.9M	–	162
2016 Q3	$23.9M	Sell	110,659 -34,600	-24%	-$7.48M	1.74%	14
2016 Q2	$30.4M	Buy	145,259 +15,000	+12%	+$3.11M	1.97%	9
2016 Q1	$26.8M	Hold	130,259	–	–	1.65%	11
2015 Q4	$26.6M	Sell	130,259 -4,500	-3%	-$924K	1.51%	12
2015 Q3	$25.8M	Sell	134,759 -34,844	-21%	-$7.07M	1.59%	12
2015 Q2	$34.9M	Buy	169,603 +47,288	+39%	+$9.94M	2.17%	5
2015 Q1	$25.2M	Sell	122,315 -49,746	-29%	-$10.3M	1.69%	8
2014 Q4	$35.4M	Sell	172,061 -110,252	-39%	-$22.2M	2.35%	4
2014 Q3	$55.6M	Buy	282,313 +33,475	+13%	+$6.62M	4.45%	1
2014 Q2	$48.7M	Buy	248,838 +26,003	+12%	+$4.94M	3.91%	1
2014 Q1	$41.7M	Buy	222,835 +218,645	+5,218%	+$40.1M	3.39%	3
2013 Q4	$774K	Sell	4,190 -3,310	-44%	-$586K	0.06%	179
2013 Q3	$1.26M	Sell	7,500 -8,000	-52%	-$1.34M	0.13%	118
2013 Q2	$2.49M	Buy	+15,500	New	+$2.5M	0.28%	91

Other funds holding SPY

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Barclays London, United Kingdom $416B AUM 33.63% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

TD Asset Management Toronto, Ontario, Canada $123B AUM 34.51% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Rivernorth Capital Management's SPY Position: Q1 2020 in Review

Rivernorth Capital Management sold out of State Street SPDR S&P 500 ETF Trust (SPY) in Q1 2020, closing a stake of 16,000 shares — an estimated $5.15M sold.

Rivernorth Capital Management first reported a position in SPY in Q2 2013 and held it in 22 quarters. The position peaked at $55.6M in Q3 2014. 2,409 funds tracked by Wall St. Rank hold SPY as of Q1 2020.

Rivernorth Capital Management reported no remaining State Street SPDR S&P 500 ETF Trust position as of Q1 2020 after selling out during the quarter.
Rivernorth Capital Management sold 16,000 State Street SPDR S&P 500 ETF Trust shares in Q1 2020, an estimated $5.15M.
Rivernorth Capital Management first reported a position in State Street SPDR S&P 500 ETF Trust in Q2 2013 and held it in 22 quarters.
Rivernorth Capital Management's State Street SPDR S&P 500 ETF Trust position peaked at $55.6M in Q3 2014.
2,409 funds tracked by Wall St. Rank held State Street SPDR S&P 500 ETF Trust as of Q1 2020.

Based on Rivernorth Capital Management's 13F filing for Q1 2020, filed 18 May 2020.