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State Street SPDR S&P 500 ETF Trust

1,523 hedge funds and large institutions have $152B invested in State Street SPDR S&P 500 ETF Trust in 2016 Q3 according to their latest regulatory filings, with 113 funds opening new positions, 581 increasing their positions, 639 reducing their positions, and 70 closing their positions.

New
Increased
Maintained
Reduced
Closed

61% more first-time investments, than exits

New positions opened: 113 | Existing positions closed: 70

7% more capital invested

Capital invested by funds: $143B → $152B (+$9.32B)

2.76% more ownership

Funds ownership: 76.88%79.64% (+2.8%)

2% more funds holding

Funds holding: 1,4961,523 (+27)

1% more funds holding in top 10

Funds holding in top 10: 464470 (+6)

9% less repeat investments, than reductions

Existing positions increased: 581 | Existing positions reduced: 639

46% less call options, than puts

Call options by funds: $78.5B | Put options by funds: $146B

Holders
1,523
Holders Change
+27
Holders Change %
+1.8%
% of All Funds
40.64%
Holding in Top 10
470
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+1.29%
% of All Funds
12.54%
New
113
Increased
581
Reduced
639
Closed
70
Calls
$78.5B
Puts
$146B
Net Calls
-$67.7B
Net Calls Change
-$20.6B
Name Holding Trade Value Shares
Change
Change in
Stake
JP Morgan Chase
1
JP Morgan Chase
New York
$29.9B +$4B +18,520,103 +15%
Goldman Sachs
2
Goldman Sachs
New York
$12.7B +$868M +4,014,299 +7%
UBS Group
3
UBS Group
Switzerland
$11.3B +$12.6M +58,497 +0.1%
Morgan Stanley
4
Morgan Stanley
New York
$11B -$791M -3,657,408 -7%
Wells Fargo
5
Wells Fargo
California
$6.43B +$2.28B +10,530,709 +55%
Bank of America
6
Bank of America
North Carolina
$4.98B -$552M -2,555,497 -10%
Citigroup
7
Citigroup
New York
$3.6B -$2.73B -12,625,780 -43%
BNP Paribas Financial Markets
8
BNP Paribas Financial Markets
France
$3.01B -$829M -3,836,375 -22%
BA
9
Bridgewater Associates
Connecticut
$2.35B +$144M +666,100 +7%
Allianz Asset Management
10
Allianz Asset Management
Germany
$2.33B +$1.27B +5,856,673 +120%
Northern Trust
11
Northern Trust
Illinois
$2.2B +$84.4M +390,462 +4%
Voloridge Investment Management
12
Voloridge Investment Management
Florida
$2.2B +$2.12B +9,798,592 +2,731%
Nomura Holdings
13
Nomura Holdings
Japan
$2.13B +$196M +906,068 +10%
Ameriprise
14
Ameriprise
Minnesota
$1.74B +$82.9M +383,346 +5%
PNC Financial Services Group
15
PNC Financial Services Group
Pennsylvania
$1.36B +$6.77M +31,312 +0.5%
Fidelity Investments
16
Fidelity Investments
Massachusetts
$1.31B -$38.4M -177,542 -3%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$1.17B -$463M -2,140,434 -28%
State Street
18
State Street
Massachusetts
$1.16B +$61M +281,993 +6%
NMIMC
19
Northwestern Mutual Investment Management Company
Wisconsin
$1.12B +$343M +1,586,538 +44%
US Bancorp
20
US Bancorp
Minnesota
$1.12B +$23M +106,607 +2%
PPFA
21
Provida Pension Fund Administrator
Chile
$1.06B +$931M +4,307,080 +699%
Bank of Nova Scotia
22
Bank of Nova Scotia
Ontario, Canada
$981M -$220M -1,016,543 -18%
NB
23
Norinchukin Bank
Japan
$980M
Citadel Advisors
24
Citadel Advisors
Florida
$921M +$742M +3,432,956 +415%
Bank of Montreal
25
Bank of Montreal
Ontario, Canada
$883M +$62.8M +290,584 +8%

SPY Hedge Fund Activity: Q3 2016 in Review

1,523 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P 500 ETF Trust (SPY) for Q3 2016, worth a combined $152B — up 6.5% from $143B a quarter earlier.

Buyers outnumbered sellers: 113 funds opened new SPY positions and 70 closed out — a net gain of 43 holders — while 581 added to existing stakes and 639 trimmed.

The largest buyer was JP Morgan Chase, adding an estimated $4B. The largest seller was Citigroup, cutting an estimated $2.73B.

  • 1,523 institutional investors held State Street SPDR S&P 500 ETF Trust (SPY) as of Q3 2016, up from 1,496 in Q2 2016.
  • Funds reported $152B of State Street SPDR S&P 500 ETF Trust stock for Q3 2016, up 6.5% quarter-over-quarter.
  • 113 funds opened new State Street SPDR S&P 500 ETF Trust positions in Q3 2016 and 70 closed out, a net change of +43 holders.
  • The largest State Street SPDR S&P 500 ETF Trust buyer in Q3 2016 was JP Morgan Chase, an estimated $4B added.
  • The largest State Street SPDR S&P 500 ETF Trust seller in Q3 2016 was Citigroup, an estimated $2.73B sold.

Based on aggregated 13F filings for Q3 2016.