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State Street SPDR S&P 500 ETF Trust

1,053 hedge funds and large institutions have $119B invested in State Street SPDR S&P 500 ETF Trust in 2013 Q3 according to their latest regulatory filings, with 112 funds opening new positions, 432 increasing their positions, 391 reducing their positions, and 71 closing their positions.

New
Increased
Maintained
Reduced
Closed

58% more first-time investments, than exits

New positions opened: 112 | Existing positions closed: 71

10% more repeat investments, than reductions

Existing positions increased: 432 | Existing positions reduced: 391

7% more capital invested

Capital invested by funds: $112B → $119B (+$7.91B)

3% more funds holding

Funds holding: 1,0241,053 (+29)

1% less funds holding in top 10

Funds holding in top 10: 322318 (-4)

5.49% less ownership

Funds ownership: 83.96%78.46% (-5.5%)

41% less call options, than puts

Call options by funds: $50.7B | Put options by funds: $86.5B

Holders
1,053
Holders Change
+29
Holders Change %
+2.83%
% of All Funds
34.13%
Holding in Top 10
318
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-1.24%
% of All Funds
10.31%
New
112
Increased
432
Reduced
391
Closed
71
Calls
$50.7B
Puts
$86.5B
Net Calls
-$35.8B
Net Calls Change
-$7.39B
Name Holding Trade Value Shares
Change
Change in
Stake
JP Morgan Chase
1
JP Morgan Chase
New York
$13.5B +$362M +2,161,207 +3%
Morgan Stanley
2
Morgan Stanley
New York
$9.5B +$2.34B +13,965,662 +33%
Goldman Sachs
3
Goldman Sachs
New York
$7.03B +$725M +4,324,474 +12%
Bank of America
4
Bank of America
North Carolina
$6.01B -$845M -5,040,300 -12%
LTI
5
Laffer Tengler Investments
Tennessee
$5.22B -$50.3K -300 Closed
Bank of New York Mellon
6
Bank of New York Mellon
New York
$4.84B -$162M -965,026 -3%
BNP Paribas Financial Markets
7
BNP Paribas Financial Markets
France
$4.72B +$2.78B +16,589,800 +144%
Barclays
8
Barclays
United Kingdom
$4.34B -$409M -2,443,021 -9%
BA
9
Bridgewater Associates
Connecticut
$3.48B +$146M +870,300 +4%
CTC (Chicago Trading Company)
10
CTC (Chicago Trading Company)
Illinois
$3.14B +$2.34B +13,984,889 +298%
Deutsche Bank
11
Deutsche Bank
Germany
$3.01B +$806M +4,809,491 +37%
CS
12
Credit Suisse
Switzerland
$2.89B +$185M +1,104,505 +7%
Citigroup
13
Citigroup
New York
$2.47B +$696M +4,150,086 +39%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$2.16B -$6.73B -40,155,049 -76%
State Street
15
State Street
Massachusetts
$1.55B -$46.4M -276,928 -3%
U
16
UBS
Switzerland
$1.38B -$287M -1,709,431 -17%
CA
17
Commerzbank Aktiengesellschaft
Germany
$1.24B -$425M -2,533,536 -26%
Wells Fargo
18
Wells Fargo
California
$1.21B +$19.3M +115,321 +2%
Fidelity Investments
19
Fidelity Investments
Massachusetts
$1.17B -$28.4M -169,511 -2%
CS
20
Cisco Systems
California
$1.11B -$251M -1,500,000 -19%
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$1.03B -$13M -77,685 -1%
Nomura Holdings
22
Nomura Holdings
Japan
$958M +$164M +978,619 +21%
N
23
Natixis
France
$931M +$337M +2,009,744 +57%
Northern Trust
24
Northern Trust
Illinois
$897M +$19.1M +113,717 +2%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$819M -$380M -2,268,783 -32%

SPY Hedge Fund Activity: Q3 2013 in Review

1,053 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P 500 ETF Trust (SPY) for Q3 2013, worth a combined $119B — up 7.1% from $112B a quarter earlier.

Buyers outnumbered sellers: 112 funds opened new SPY positions and 71 closed out — a net gain of 41 holders — while 432 added to existing stakes and 391 trimmed.

The largest buyer was BNP Paribas Financial Markets, adding an estimated $2.78B. The largest seller was Susquehanna International Group, cutting an estimated $6.73B.

  • 1,053 institutional investors held State Street SPDR S&P 500 ETF Trust (SPY) as of Q3 2013, up from 1,024 in Q2 2013.
  • Funds reported $119B of State Street SPDR S&P 500 ETF Trust stock for Q3 2013, up 7.1% quarter-over-quarter.
  • 112 funds opened new State Street SPDR S&P 500 ETF Trust positions in Q3 2013 and 71 closed out, a net change of +41 holders.
  • The largest State Street SPDR S&P 500 ETF Trust buyer in Q3 2013 was BNP Paribas Financial Markets, an estimated $2.78B added.
  • The largest State Street SPDR S&P 500 ETF Trust seller in Q3 2013 was Susquehanna International Group, an estimated $6.73B sold.

Based on aggregated 13F filings for Q3 2013.