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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.66%
This Fund
S&P 500
This Quarter Est. Return
-1.35%
1 Year Est. Return
-0.66%
3 Year Est. Return
+4.95%
5 Year Est. Return
-8.55%
10 Year Est. Return
+11.89%
AUM
$1.44B
AUM Growth
+$213M
Cap. Flow
+$227M
Cap. Flow %
15.78%
Top 10 Hldgs %
29.86%
Holding
197
New
68
Increased
48
Reduced
28
Closed
27

Top Buys

Rank Stock Value
1
CCT
Corporate Capital Trust, Inc.
CCT
+$25.2M
2
PHK
PIMCO High Income Fund
PHK
+$20.9M
3
HFRO
Highland Opportunities and Income Fund
HFRO
+$19.5M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$17.7M
5
FIV
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
+$17.5M

Top Sells

Rank Stock Value
1
GLO
Clough Global Opportunities Fund
GLO
+$22.4M
2
GLQ
Clough Global Equity Fund
GLQ
+$17.8M
3
ADX icon
Adams Diversified Equity Fund
ADX
+$12.2M
4
RVT icon
Royce Value Trust
RVT
+$8.6M
5
BOE icon
BlackRock Enhanced Global Dividend Trust
BOE
+$4.64M

Sector Composition

Rank Sector Weight
1 Financials 3.89%
2 Technology 0.98%
3 Consumer Staples 0.52%
4 Energy 0.38%
5 Industrials 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMD
1
Western Asset Emerging Markets Debt Fund
EMD
$609M
$63.9M 4.44%
4,108,669
-133,823
-3% -$2.07M
USA icon
2
Liberty All-Star Equity Fund
USA
$1.79B
$61.4M 4.27%
9,741,422
+1,695,353
+21% +$10.4M
NEA icon
3
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$47.4M 3.29%
3,444,496
+83,224
+2% +$1.14M
EVV
4
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$46.7M 3.25%
3,419,809
+554,607
+19% +$7.62M
HIO
5
Western Asset High Income Opportunity Fund
HIO
$336M
$45M 3.13%
8,872,673
+741,194
+9% +$3.74M
BTZ icon
6
BlackRock Credit Allocation Income Trust
BTZ
$930M
$37.6M 2.62%
2,823,677
-62,805
-2% -$839K
JQC icon
7
Nuveen Credit Strategies Income Fund
JQC
$704M
$35.9M 2.5%
4,366,070
+540,806
+14% +$4.47M
HYT icon
8
BlackRock Corporate High Yield Fund
HYT
$1.36B
$35.4M 2.46%
3,236,072
+86,157
+3% +$958K
GLO
9
Clough Global Opportunities Fund
GLO
$250M
$28.5M 1.98%
2,616,692
-2,010,700
-43% -$22.4M
NAD icon
10
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$27.6M 1.92%
1,963,926
+24,902
+1% +$349K
VVR icon
11
Invesco Senior Income Trust
VVR
$457M
$27.2M 1.89%
6,202,007
+861,268
+16% +$3.79M
BWG
12
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$130M
$27.1M 1.89%
2,125,351
+232,847
+12% +$3.02M
CLM icon
13
Cornerstone Strategic Value Fund
CLM
$2.22B
$27M 1.88%
1,771,643
+291,751
+20% +$4.32M
SABA
14
Saba Capital Income & Opportunities Fund II
SABA
$220M
$26.2M 1.82%
2,027,185
+227,329
+13% +$2.99M
AOD
15
abrdn Total Dynamic Dividend Fund
AOD
$1.11B
$26.1M 1.81%
2,751,259
+799,053
+41% +$7.29M
GHY
16
PGIM Global High Yield Fund
GHY
$478M
$26.1M 1.81%
1,807,847
+137,878
+8% +$2.01M
WIW
17
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$505M
$24M 1.67%
2,098,093
+200,089
+11% +$2.26M
BRW
18
Saba Capital Income & Opportunities Fund
BRW
$336M
$23.8M 1.66%
2,348,549
+547,500
+30% +$5.6M
EHI
19
Western Asset Global High Income Fund
EHI
$175M
$23.3M 1.62%
2,280,402
+10,824
+0.5% +$110K
TEI
20
Templeton Emerging Markets Income Fund
TEI
$314M
$23.2M 1.61%
2,078,501
+483,783
+30% +$5.57M
CCT
21
DELISTED
Corporate Capital Trust, Inc.
CCT
$23M 1.6%
+1,436,616
New +$25.2M
ARCC icon
22
Ares Capital
ARCC
$13.5B
$22.5M 1.57%
1,432,345
-242,964
-15% -$3.95M
NXDT
23
NexPoint Diversified Real Estate Trust
NXDT
$234M
$22.3M 1.55%
880,861
+404,421
+85% +$9.65M
VTA
24
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$22.2M 1.54%
1,894,139
-62,280
-3% -$728K
PHK
25
PIMCO High Income Fund
PHK
$867M
$20.3M 1.41%
+2,722,471
New +$20.9M
1
2 3 4 5

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Rivernorth Capital Management's Q4 2017 Portfolio in Review

As of Q4 2017, Rivernorth Capital Management held 197 positions worth $1.44B, up 17% from $1.23B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Rivernorth Capital Management deployed $227M of net new capital in Q4 2017, opening 68 new positions and adding to 48 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 1,436,616 shares worth $23M.

By sector, the portfolio is most concentrated in Financials at 3.9% of assets, down from 4.2% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Clough Global Opportunities Fund, an estimated $22.4M trimmed.

  • Rivernorth Capital Management's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 1,436,616 shares worth $23M.
  • Rivernorth Capital Management added most to Liberty All-Star Equity Fund in Q4 2017, an estimated $10.4M increase.
  • Rivernorth Capital Management's biggest Q4 2017 reduction was Clough Global Opportunities Fund, cutting an estimated $22.4M.
  • Rivernorth Capital Management fully exited BlackRock Enhanced Global Dividend Trust in Q4 2017, selling an estimated $4.64M.
  • Rivernorth Capital Management's ten largest holdings make up 30% of its $1.44B portfolio in Q4 2017.
  • Rivernorth Capital Management opened 68 new positions and closed 27 in Q4 2017.
  • Rivernorth Capital Management's portfolio value rose 17% quarter-over-quarter to $1.44B.

Based on Rivernorth Capital Management's 13F filing for Q4 2017, filed 14 Feb 2018.