RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
-3.42%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.25B
AUM Growth
+$1.25B
Cap. Flow
+$48.5M
Cap. Flow %
3.88%
Top 10 Hldgs %
25.53%
Holding
202
New
26
Increased
72
Reduced
52
Closed
28

Top Buys

1
DRA
Diversified Real Asset Income Fd
DRA
$11.1M
2
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$10.1M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
$7.55M
4
NPT
NUVEEN PREM INSD MUNI FD-4 INC
NPT
$7.25M
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
$6.6M

Top Sells

1
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
$9.49M
2
NML
Neuberger Berman Energy Infrastructure and Income Fund
NML
$8.89M
3
ETJ
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$6.56M
4
NMA
NUVEEN MUNI ADVANTAGE FUND
NMA
$5.17M
5
BSP
AMERN STRATEGIC INCM PORTF II
BSP
$4.4M

Sector Composition

1 Financials 2.17%
2 Technology 0.18%
3 Energy 0.05%
4 Consumer Discretionary 0.03%
5 Communication Services 0.02%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SPY icon
1
SPDR S&P 500 ETF Trust
SPY
$658B
$55.6M 4.45% 282,313 +33,475 +13% +$6.6M
PCI
2
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$45.7M 3.66% 2,033,214 +202,657 +11% +$4.55M
BTZ icon
3
BlackRock Credit Allocation Income Trust
BTZ
$1.03B
$42.9M 3.44% 3,225,278 – –
JQC icon
4
Nuveen Credit Strategies Income Fund
JQC
$754M
$32M 2.56% 3,583,368 +389,254 +12% +$3.48M
VWO icon
5
Vanguard FTSE Emerging Markets ETF
VWO
$96.4B
$28.5M 2.28% 682,375 +181,000 +36% +$7.55M
ADX icon
6
Adams Diversified Equity Fund
ADX
$2.61B
$24.3M 1.95% 1,746,371 – –
VEA icon
7
Vanguard FTSE Developed Markets ETF
VEA
$171B
$24.2M 1.94% 608,753 +135,000 +28% +$5.37M
TY icon
8
TRI-Continental Corp
TY
$1.74B
$22.4M 1.79% 1,070,982 – –
OEF icon
9
iShares S&P 100 ETF
OEF
$22B
$22M 1.76% 250,000 – –
PRF icon
10
Invesco FTSE RAFI US 1000 ETF
PRF
$8.08B
$21.2M 1.69% 240,668 – –
USA icon
11
Liberty All-Star Equity Fund
USA
$1.95B
$20.8M 1.67% 3,570,037 +53,011 +2% +$309K
RVT icon
12
Royce Value Trust
RVT
$1.92B
$20.8M 1.66% 1,433,074 -48,414 -3% -$702K
NPM
13
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$20.4M 1.64% 1,486,800 -10,000 -0.7% -$138K
BIT icon
14
BlackRock Multi-Sector Income Trust
BIT
$591M
$19.9M 1.59% 1,121,632 +120,018 +12% +$2.13M
VMO icon
15
Invesco Municipal Opportunity Trust
VMO
$622M
$19.5M 1.56% 1,553,740 -128,603 -8% -$1.61M
HCF
16
DELISTED
NEXPOINT CREDIT STRATEGIES FUND
HCF
$18.9M 1.51% 1,778,937 +304,437 +21% +$3.23M
ACG
17
DELISTED
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$18.7M 1.49% 2,489,106 +1,351,821 +119% +$10.1M
GLO
18
Clough Global Opportunities Fund
GLO
$238M
$18.5M 1.48% 1,551,678 – –
SABA
19
Saba Capital Income & Opportunities Fund II
SABA
$256M
$18M 1.44% 2,263,676 -363,702 -14% -$2.89M
EDD
20
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$343M
$17.2M 1.37% 1,453,865 +117,885 +9% +$1.39M
NID
21
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$16.8M 1.35% 1,349,332 -57,949 -4% -$723K
NIE
22
Virtus Equity & Convertible Income Fund
NIE
$688M
$16.5M 1.32% 830,914 +70,184 +9% +$1.39M
AOD
23
abrdn Total Dynamic Dividend Fund
AOD
$963M
$16.3M 1.3% 1,913,103 -1,500 -0.1% -$12.8K
DSU icon
24
BlackRock Debt Strategies Fund
DSU
$550M
$15.6M 1.25% 4,089,921 -22,735 -0.6% -$86.8K
JGT
25
DELISTED
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
$14.9M 1.2% 1,401,963 – –
1
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