Rivernorth Capital Management’s Eaton Vance Risk-Managed Diversified Equity Income Fund ETJ Stock Holding History

Rivernorth Capital Management’s Portfolio ETJ Stock Details ETJ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-568,506	Closed	-$6.56M	–	178
2014 Q2	$6.56M	Sell	568,506 -91,780	-14%	-$1.04M	0.53%	63
2014 Q1	$7.46M	Sell	660,286 -1,140,168	-63%	-$13M	0.61%	54
2013 Q4	$20.3M	Sell	1,800,454 -266,338	-13%	-$2.97M	1.56%	11
2013 Q3	$22.3M	Sell	2,066,792 -78,233	-4%	-$857K	2.35%	9
2013 Q2	$23.4M	Buy	+2,145,025	New	+$23.9M	2.6%	8

Other funds holding ETJ

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

RVP

Relative Value Partners Northbrook, Illinois $880M AUM 0.38% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

AWS

Aris Wealth Services State College, Pennsylvania $47.7M AUM 10.11% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

IMS

Index Management Solutions Philadelphia, Pennsylvania $101M AUM 12.09% 1-Year Est. Return

1832 Asset Management Toronto, Ontario, Canada $109B AUM 35.56% 1-Year Est. Return

Rivernorth Capital Management's ETJ Position: Q3 2014 in Review

Rivernorth Capital Management sold out of Eaton Vance Risk-Managed Diversified Equity Income Fund (ETJ) in Q3 2014, closing a stake of 568,506 shares — an estimated $6.56M sold.

Rivernorth Capital Management first reported a position in ETJ in Q2 2013 and held it in 5 quarters. The position peaked at $23.4M in Q2 2013. 62 funds tracked by Wall St. Rank hold ETJ as of Q3 2014.

Rivernorth Capital Management reported no remaining Eaton Vance Risk-Managed Diversified Equity Income Fund position as of Q3 2014 after selling out during the quarter.
Rivernorth Capital Management sold 568,506 Eaton Vance Risk-Managed Diversified Equity Income Fund shares in Q3 2014, an estimated $6.56M.
Rivernorth Capital Management first reported a position in Eaton Vance Risk-Managed Diversified Equity Income Fund in Q2 2013 and held it in 5 quarters.
Rivernorth Capital Management's Eaton Vance Risk-Managed Diversified Equity Income Fund position peaked at $23.4M in Q2 2013.
62 funds tracked by Wall St. Rank held Eaton Vance Risk-Managed Diversified Equity Income Fund as of Q3 2014.

Based on Rivernorth Capital Management's 13F filing for Q3 2014, filed 14 Nov 2014.