RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
-0.37%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.2B
AUM Growth
+$1.2B
Cap. Flow
-$67M
Cap. Flow %
-5.6%
Top 10 Hldgs %
30.99%
Holding
261
New
52
Increased
65
Reduced
44
Closed
48

Top Buys

1
CLM icon
Cornerstone Strategic Value Fund
CLM
$21.5M
2
NTG
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$17.4M
3
CRF
Cornerstone Total Return Fund
CRF
$8.46M
4
PCF
High Income Securities Fund
PCF
$6.79M
5
AVK
Advent Convertible and Income Fund
AVK
$5.75M

Top Sells

1
MZF
Managed Duration Inv Grd Muni Fd
MZF
$14.8M
2
RA
Brookfield Real Assets Income Fund
RA
$13.6M
3
USA icon
Liberty All-Star Equity Fund
USA
$13.3M
4
HYT icon
BlackRock Corporate High Yield Fund
HYT
$12.2M
5
AOD
abrdn Total Dynamic Dividend Fund
AOD
$8.21M

Sector Composition

1 Financials 2.31%
2 Consumer Discretionary 1.27%
3 Healthcare 0.84%
4 Technology 0.69%
5 Communication Services 0.66%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EMD
1
Western Asset Emerging Markets Debt Fund
EMD
$599M
$57.7M 4.81% 4,296,996 -24,642 -0.6% -$331K
EVV
2
Eaton Vance Limited Duration Income Fund
EVV
$1.2B
$44.2M 3.69% 3,484,408 -18,125 -0.5% -$230K
HIO
3
Western Asset High Income Opportunity Fund
HIO
$378M
$43.4M 3.62% 9,116,903 +4,200 +0% +$20K
NEA icon
4
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.29B
$41.6M 3.47% 3,284,517 -252,110 -7% -$3.19M
BTZ icon
5
BlackRock Credit Allocation Income Trust
BTZ
$1.03B
$36.2M 3.02% 2,954,815 – –
JQC icon
6
Nuveen Credit Strategies Income Fund
JQC
$754M
$33.2M 2.77% 4,161,830 -126,860 -3% -$1.01M
GHY
7
PGIM Global High Yield Fund
GHY
$546M
$30.8M 2.57% 2,218,441 +192,627 +10% +$2.67M
SABA
8
Saba Capital Income & Opportunities Fund II
SABA
$256M
$30.4M 2.54% 4,965,505 +86,579 +2% +$530K
VVR icon
9
Invesco Senior Income Trust
VVR
$561M
$28M 2.34% 6,503,400 +9,872 +0.2% +$42.5K
HFRO
10
Highland Opportunities and Income Fund
HFRO
$340M
$25.8M 2.15% 1,673,997 +165,603 +11% +$2.55M
NAD icon
11
Nuveen Quality Municipal Income Fund
NAD
$2.64B
$25.2M 2.11% 1,971,897 -169,022 -8% -$2.16M
AOD
12
abrdn Total Dynamic Dividend Fund
AOD
$963M
$25.2M 2.1% 2,869,404 -935,211 -25% -$8.21M
BRW
13
Saba Capital Income & Opportunities Fund
BRW
$353M
$25M 2.09% 5,028,904 +224,046 +5% +$1.12M
BWG
14
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$145M
$25M 2.09% 2,292,544 +11,372 +0.5% +$124K
SPY icon
15
SPDR S&P 500 ETF Trust
SPY
$658B
$24.7M 2.06% 85,000 +14,904 +21% +$4.33M
HYT icon
16
BlackRock Corporate High Yield Fund
HYT
$1.47B
$24.6M 2.05% 2,341,406 -1,156,215 -33% -$12.2M
DEX
17
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$22.5M 1.88% 2,012,779 +427,918 +27% +$4.79M
CLM icon
18
Cornerstone Strategic Value Fund
CLM
$2.31B
$21.5M 1.79% +1,533,834 New +$21.5M
TEI
19
Templeton Emerging Markets Income Fund
TEI
$291M
$21.1M 1.76% 2,106,775 -197,813 -9% -$1.98M
EHI
20
Western Asset Global High Income Fund
EHI
$201M
$20.2M 1.68% 2,213,475 -18,100 -0.8% -$165K
VTA
21
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$19.8M 1.65% 1,725,921 – –
WIW
22
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$547M
$19.2M 1.6% 1,772,455 -171,160 -9% -$1.86M
NXDT
23
NexPoint Diversified Real Estate Trust
NXDT
$186M
$18.8M 1.57% 837,175 -173,436 -17% -$3.89M
KYN icon
24
Kayne Anderson Energy Infrastructure Fund
KYN
$2.12B
$18.3M 1.52% 1,022,930 -96,996 -9% -$1.73M
NTG
25
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$17.4M 1.45% +1,080,148 New +$17.4M
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