RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+0.49%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.49B
AUM Growth
+$1.49B
Cap. Flow
-$16.7M
Cap. Flow %
-1.12%
Top 10 Hldgs %
24.24%
Holding
211
New
11
Increased
68
Reduced
54
Closed
39

Top Buys

1
STEW
SRH Total Return Fund
STEW
$26.6M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$17.1M
3
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$14.4M
4
ACAS
American Capital Ltd
ACAS
$8.24M
5
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
$7.58M

Top Sells

1
GER
Goldman Sachs MLP Energy Renaissance Fund
GER
$15.5M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$10.3M
3
BTF
BOULDER TOTAL RETURN FD INC
BTF
$10.1M
4
BGH
Barings Global Short Duration High Yield Fund
BGH
$9.53M
5
PSEC icon
Prospect Capital
PSEC
$8.57M

Sector Composition

1 Financials 3.11%
2 Energy 0%
3 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PCI
1
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$83M 5.56% 4,063,036 +835,422 +26% +$17.1M
BTZ icon
2
BlackRock Credit Allocation Income Trust
BTZ
$1.03B
$42.3M 2.83% 3,139,198 -22,394 -0.7% -$301K
JQC icon
3
Nuveen Credit Strategies Income Fund
JQC
$754M
$36.9M 2.48% 4,082,213 – –
ACG
4
DELISTED
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$35.2M 2.36% 4,559,777 +1,860,441 +69% +$14.4M
STEW
5
SRH Total Return Fund
STEW
$1.79B
$33.2M 2.23% 3,873,490 +3,109,628 +407% +$26.6M
ACAS
6
DELISTED
American Capital Ltd
ACAS
$30.4M 2.04% 2,054,850 +557,040 +37% +$8.24M
VWO icon
7
Vanguard FTSE Emerging Markets ETF
VWO
$96.4B
$26.6M 1.78% 651,375 – –
SPY icon
8
SPDR S&P 500 ETF Trust
SPY
$658B
$25.2M 1.69% 122,315 -49,746 -29% -$10.3M
ADX icon
9
Adams Diversified Equity Fund
ADX
$2.61B
$24.5M 1.64% 1,756,371 +10,000 +0.6% +$140K
TY icon
10
TRI-Continental Corp
TY
$1.74B
$24.3M 1.63% 1,119,584 +40,388 +4% +$876K
SABA
11
Saba Capital Income & Opportunities Fund II
SABA
$256M
$23.5M 1.57% 3,263,098 -109,662 -3% -$788K
OEF icon
12
iShares S&P 100 ETF
OEF
$22B
$22.6M 1.51% 250,000 – –
USA icon
13
Liberty All-Star Equity Fund
USA
$1.95B
$22M 1.47% 3,767,504 +197,467 +6% +$1.15M
PRF icon
14
Invesco FTSE RAFI US 1000 ETF
PRF
$8.08B
$22M 1.47% 240,668 – –
HYT icon
15
BlackRock Corporate High Yield Fund
HYT
$1.47B
$21.9M 1.47% 1,959,716 +569,712 +41% +$6.36M
FAX
16
abrdn Asia-Pacific Income Fund
FAX
$675M
$21.5M 1.44% 3,987,546 -421,591 -10% -$2.27M
BDCL
17
DELISTED
2Leveraged Long Exchange Traded Access Securities (E-TRACS) Linked to the Wells Fargo Business Dev
BDCL
$20.6M 1.38% 929,301 -61,019 -6% -$1.35M
DSU icon
18
BlackRock Debt Strategies Fund
DSU
$550M
$20.6M 1.38% 5,517,166 +59,960 +1% +$224K
BGB
19
Blackstone Strategic Credit 2027 Term Fund
BGB
$563M
$20.3M 1.36% 1,253,380 +163,146 +15% +$2.64M
RVT icon
20
Royce Value Trust
RVT
$1.92B
$20.2M 1.36% 1,413,149 -18,800 -1% -$269K
BIT icon
21
BlackRock Multi-Sector Income Trust
BIT
$591M
$19.4M 1.3% 1,111,884 -17,803 -2% -$311K
GLO
22
Clough Global Opportunities Fund
GLO
$238M
$19.3M 1.29% 1,549,678 -2,000 -0.1% -$24.9K
NPM
23
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$19.3M 1.29% 1,356,916 -129,884 -9% -$1.84M
VEA icon
24
Vanguard FTSE Developed Markets ETF
VEA
$171B
$19.2M 1.29% 482,753 – –
CTF
25
DELISTED
Nuveen Long/Short Commodity Fd
CTF
$17.7M 1.18% 1,058,801 -80,725 -7% -$1.35M
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