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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.66%
This Fund
S&P 500
This Quarter Est. Return
+0.49%
1 Year Est. Return
-0.66%
3 Year Est. Return
+4.95%
5 Year Est. Return
-8.55%
10 Year Est. Return
+11.89%
AUM
$1.49B
AUM Growth
-$14.6M
Cap. Flow
-$16.5M
Cap. Flow %
-1.11%
Top 10 Hldgs %
24.24%
Holding
211
New
11
Increased
68
Reduced
54
Closed
39

Top Buys

Rank Stock Value
1
STEW
SRH Total Return Fund
STEW
+$27.2M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$17.2M
3
ACG
AllianceBernstein Income Fund Inc
ACG
+$14M
4
ACAS
American Capital Ltd
ACAS
+$8.16M
5
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$7.58M

Top Sells

Rank Stock Value
1
GER
Goldman Sachs MLP Energy Renaissance Fund
GER
+$15.5M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$10.3M
3
BTF
BOULDER TOTAL RETURN FD INC
BTF
+$10.1M
4
BGH
Barings Global Short Duration High Yield Fund
BGH
+$9.53M
5
PSEC icon
Prospect Capital
PSEC
+$8.66M

Sector Composition

Rank Sector Weight
1 Financials 4.74%
2 Energy 0%
3 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCI
1
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$83M 5.56%
4,063,036
+835,422
+26% +$17.2M
BTZ icon
2
BlackRock Credit Allocation Income Trust
BTZ
$930M
$42.3M 2.83%
3,139,198
-22,394
-0.7% -$300K
JQC icon
3
Nuveen Credit Strategies Income Fund
JQC
$704M
$36.9M 2.48%
4,082,213
– –
ACG
4
DELISTED
AllianceBernstein Income Fund Inc
ACG
$35.2M 2.36%
4,559,777
+1,860,441
+69% +$14M
STEW
5
SRH Total Return Fund
STEW
$1.79B
$33.2M 2.23%
3,873,490
+3,109,628
+407% +$27.2M
ACAS
6
DELISTED
American Capital Ltd
ACAS
$30.4M 2.04%
2,054,850
+557,040
+37% +$8.16M
VWO icon
7
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$26.6M 1.78%
651,375
– –
SPY icon
8
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$25.2M 1.69%
122,315
-49,746
-29% -$10.3M
ADX icon
9
Adams Diversified Equity Fund
ADX
$3.13B
$24.5M 1.64%
1,756,371
+10,000
+0.6% +$138K
TY icon
10
TRI-Continental Corp
TY
$1.86B
$24.3M 1.63%
1,119,584
+40,388
+4% +$869K
SABA
11
Saba Capital Income & Opportunities Fund II
SABA
$220M
$23.5M 1.57%
1,631,549
-54,831
-3% -$794K
OEF icon
12
iShares S&P 100 ETF
OEF
$20.1B
$22.6M 1.51%
250,000
– –
USA icon
13
Liberty All-Star Equity Fund
USA
$1.79B
$22M 1.47%
3,767,504
+197,467
+6% +$1.15M
PRF icon
14
Invesco FTSE RAFI US 1000 ETF
PRF
$9.79B
$22M 1.47%
1,203,340
– –
HYT icon
15
BlackRock Corporate High Yield Fund
HYT
$1.36B
$21.9M 1.47%
1,959,716
+569,712
+41% +$6.44M
FAX
16
abrdn Asia-Pacific Income Fund
FAX
$599M
$21.5M 1.44%
664,591
-70,265
-10% -$2.33M
BDCL
17
DELISTED
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
$20.6M 1.38%
929,301
-61,019
-6% -$1.3M
DSU icon
18
BlackRock Debt Strategies Fund
DSU
$593M
$20.6M 1.38%
1,839,055
+19,986
+1% +$223K
BGB
19
Blackstone Strategic Credit 2027 Term Fund
BGB
$499M
$20.3M 1.36%
1,253,380
+163,146
+15% +$2.64M
RVT icon
20
Royce Value Trust
RVT
$2.21B
$20.2M 1.36%
1,413,149
-18,800
-1% -$268K
BIT icon
21
BlackRock Multi-Sector Income Trust
BIT
$698M
$19.4M 1.3%
1,111,884
-17,803
-2% -$309K
GLO
22
Clough Global Opportunities Fund
GLO
$250M
$19.3M 1.29%
1,549,678
-2,000
-0.1% -$24.8K
NPM
23
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$19.3M 1.29%
1,356,916
-129,884
-9% -$1.84M
VEA icon
24
Vanguard FTSE Developed Markets ETF
VEA
$229B
$19.2M 1.29%
482,753
– –
CTF
25
DELISTED
Nuveen Long/Short Commodity Fd
CTF
$17.7M 1.18%
1,058,801
-80,725
-7% -$1.35M
1
2 3 4 5

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Rivernorth Capital Management's Q1 2015 Portfolio in Review

As of Q1 2015, Rivernorth Capital Management held 211 positions worth $1.49B, down 0.97% from $1.51B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rivernorth Capital Management's Q1 2015 filing shows 11 new, 68 increased, 54 reduced and 39 closed positions. Its largest new stake was NUVEEN PREMIUN INC MUN FUND: 540,821 shares worth $7.58M. The largest sale was Goldman Sachs MLP Energy Renaissance Fund, an estimated $15.5M.

By sector, the portfolio is most concentrated in Financials at 4.7% of assets, down from 5.5% a quarter earlier, followed by Energy and Technology.

  • Rivernorth Capital Management's largest Q1 2015 buy was NUVEEN PREMIUN INC MUN FUND: 540,821 shares worth $7.58M.
  • Rivernorth Capital Management added most to SRH Total Return Fund in Q1 2015, an estimated $27.2M increase.
  • Rivernorth Capital Management's biggest Q1 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $10.3M.
  • Rivernorth Capital Management fully exited Goldman Sachs MLP Energy Renaissance Fund in Q1 2015, selling an estimated $15.5M.
  • Rivernorth Capital Management's ten largest holdings make up 24% of its $1.49B portfolio in Q1 2015.
  • Rivernorth Capital Management opened 11 new positions and closed 39 in Q1 2015.
  • Rivernorth Capital Management's portfolio value fell 0.97% quarter-over-quarter to $1.49B.

Based on Rivernorth Capital Management's 13F filing for Q1 2015, filed 15 May 2015.