RCM
ACAS

Rivernorth Capital Management’s American Capital Ltd ACAS Stock Holding History

Rivernorth Capital Management’s Portfolio ACAS Stock Details ACAS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2017
Q1 		– Sell
-2,415,410
Closed -$43.3M – 179
2016
Q4 		$43.3M Sell
2,415,410
-1,079,342
-31% -$18.6M 2.82% 4
2016
Q3 		$59.1M Sell
3,494,752
-118,409
-3% -$1.96M 4.29% 1
2016
Q2 		$57.2M Sell
3,613,161
-1,234,379
-25% -$19.5M 3.7% 2
2016
Q1 		$73.9M Sell
4,847,540
-497,305
-9% -$6.93M 4.55% 2
2015
Q4 		$73.7M Buy
5,344,845
+2,145,124
+67% +$29.3M 4.2% 2
2015
Q3 		$38.9M Buy
3,199,721
+782,217
+32% +$10.5M 2.39% 3
2015
Q2 		$32.8M Buy
2,417,504
+362,654
+18% +$5.27M 2.03% 7
2015
Q1 		$30.4M Buy
2,054,850
+557,040
+37% +$8.16M 2.04% 6
2014
Q4 		$21.9M Buy
1,497,810
+965,955
+182% +$14.1M 1.45% 12
2014
Q3 		$7.53M Buy
531,855
+140,471
+36% +$2.14M 0.6% 55
2014
Q2 		$5.98M Buy
+391,384
New +$5.84M 0.48% 70
2013
Q4 		– Sell
-51,000
Closed -$701K – 261
2013
Q3 		$701K Buy
+51,000
New +$671K 0.07% 144

Other funds holding ACAS

FPF
FNY Partners Fund New York $185M AUM 32.57% 1-Year Est. Return
KF
Krilogy Financial St. Louis, Missouri $3.38B AUM 30.57% 1-Year Est. Return

Rivernorth Capital Management's ACAS Position: Q1 2017 in Review

Rivernorth Capital Management sold out of American Capital Ltd (ACAS) in Q1 2017, closing a stake of 2,415,410 shares — an estimated $43.3M sold.

Rivernorth Capital Management first reported a position in ACAS in Q3 2013 and held it in 12 quarters. The position peaked at $73.9M in Q1 2016. 2 funds tracked by Wall St. Rank hold ACAS as of Q1 2017.

  • Rivernorth Capital Management reported no remaining American Capital Ltd position as of Q1 2017 after selling out during the quarter.
  • Rivernorth Capital Management sold 2,415,410 American Capital Ltd shares in Q1 2017, an estimated $43.3M.
  • Rivernorth Capital Management first reported a position in American Capital Ltd in Q3 2013 and held it in 12 quarters.
  • Rivernorth Capital Management's American Capital Ltd position peaked at $73.9M in Q1 2016.
  • 2 funds tracked by Wall St. Rank held American Capital Ltd as of Q1 2017.

Based on Rivernorth Capital Management's 13F filing for Q1 2017, filed 15 May 2017.