RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+2.63%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.62B
AUM Growth
+$1.62B
Cap. Flow
-$192M
Cap. Flow %
-11.91%
Top 10 Hldgs %
30.32%
Holding
425
New
161
Increased
44
Reduced
87
Closed
91

Top Buys

1
HIX
Western Asset High Income Fund II
HIX
$16.2M
2
OCSL icon
Oaktree Specialty Lending
OCSL
$13.9M
3
BCSF icon
Bain Capital Specialty
BCSF
$10.7M
4
FIV
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$9.15M
5
PHD
Pioneer Floating Rate Fund
PHD
$8.23M

Top Sells

1
GBDC icon
Golub Capital BDC
GBDC
$33.2M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$26M
3
HFRO
Highland Opportunities and Income Fund
HFRO
$18.2M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
$17.2M
5
SABA
Saba Capital Income & Opportunities Fund II
SABA
$14.8M

Sector Composition

1 Financials 8%
2 Technology 1.39%
3 Consumer Discretionary 1%
4 Industrials 0.94%
5 Healthcare 0.6%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NAD icon
1
Nuveen Quality Municipal Income Fund
NAD
$2.64B
$90.2M 5.58% 6,209,058 -414,459 -6% -$6.02M
NEA icon
2
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.29B
$72.5M 4.49% 5,053,416 -1,812,297 -26% -$26M
BRW
3
Saba Capital Income & Opportunities Fund
BRW
$353M
$54.2M 3.36% 12,292,605 +1,136,497 +10% +$5.01M
EHI
4
Western Asset Global High Income Fund
EHI
$201M
$53.9M 3.34% 5,596,315 +470,763 +9% +$4.54M
WIW
5
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$547M
$49.4M 3.06% 4,395,937 -389,867 -8% -$4.38M
EVV
6
Eaton Vance Limited Duration Income Fund
EVV
$1.2B
$39.7M 2.46% 3,506,459 -747,940 -18% -$8.46M
HIO
7
Western Asset High Income Opportunity Fund
HIO
$378M
$37.5M 2.32% 7,657,196 -958,472 -11% -$4.7M
BBDC icon
8
Barings BDC
BBDC
$1.04B
$31M 1.92% 3,876,150 -286,562 -7% -$2.29M
GHY
9
PGIM Global High Yield Fund
GHY
$546M
$28.7M 1.78% 2,169,296 -286,696 -12% -$3.8M
HIX
10
Western Asset High Income Fund II
HIX
$389M
$28.4M 1.76% 4,430,757 +2,538,345 +134% +$16.2M
OCSL icon
11
Oaktree Specialty Lending
OCSL
$1.23B
$28.2M 1.74% 5,822,583 +2,875,675 +98% +$13.9M
NAC icon
12
Nuveen California Quality Municipal Income Fund
NAC
$1.63B
$25.4M 1.57% 1,746,688 -595,576 -25% -$8.67M
MYI icon
13
BlackRock MuniYield Quality Fund III
MYI
$705M
$24.9M 1.54% 1,850,120 -13,866 -0.7% -$186K
EIM
14
Eaton Vance Municipal Bond Fund
EIM
$531M
$22.1M 1.37% 1,680,833 -1,309,587 -44% -$17.2M
BWG
15
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$145M
$21.7M 1.34% 1,885,811 -499,126 -21% -$5.75M
DSU icon
16
BlackRock Debt Strategies Fund
DSU
$550M
$21.6M 1.34% 2,173,384 -367,156 -14% -$3.65M
NVG icon
17
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.53B
$21.4M 1.33% 1,367,593 -644,823 -32% -$10.1M
BCSF icon
18
Bain Capital Specialty
BCSF
$1.03B
$20.6M 1.28% 2,024,159 +1,053,424 +109% +$10.7M
JQC icon
19
Nuveen Credit Strategies Income Fund
JQC
$754M
$19.6M 1.21% 3,315,917 -1,180,376 -26% -$6.98M
VTA
20
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$18.4M 1.14% 2,002,756 -43,939 -2% -$405K
VGM icon
21
Invesco Trust Investment Grade Municipals
VGM
$517M
$18M 1.12% 1,451,750 +18,300 +1% +$227K
EFF
22
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$17.4M 1.07% 1,238,316 +38,736 +3% +$543K
NRK icon
23
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$830M
$16.1M 1% 1,254,000 -63,972 -5% -$823K
AWF
24
AllianceBernstein Global High Income Fund
AWF
$973M
$16.1M 0.99% 1,527,618 -2,045 -0.1% -$21.5K
IIM icon
25
Invesco Value Municipal Income Trust
IIM
$555M
$16.1M 0.99% 1,091,457 -165,222 -13% -$2.43M
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