RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
-1.42%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.27B
AUM Growth
+$1.27B
Cap. Flow
-$58.1M
Cap. Flow %
-4.57%
Top 10 Hldgs %
30.69%
Holding
242
New
61
Increased
46
Reduced
49
Closed
33

Top Buys

1
BBDC icon
Barings BDC
BBDC
$15.9M
2
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
$7.98M
3
EMD
Western Asset Emerging Markets Debt Fund
EMD
$5.7M
4
NXDT
NexPoint Diversified Real Estate Trust
NXDT
$5.3M
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
$3.9M

Top Sells

1
USA icon
Liberty All-Star Equity Fund
USA
$23.9M
2
DSU icon
BlackRock Debt Strategies Fund
DSU
$10.9M
3
FSK icon
FS KKR Capital
FSK
$8.51M
4
RA
Brookfield Real Assets Income Fund
RA
$8.21M
5
FIV
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$8.18M

Sector Composition

1 Financials 2.24%
2 Consumer Discretionary 1.01%
3 Technology 0.75%
4 Healthcare 0.67%
5 Communication Services 0.56%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EMD
1
Western Asset Emerging Markets Debt Fund
EMD
$599M
$57.3M 4.52% 4,321,638 +429,374 +11% +$5.7M
NEA icon
2
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.29B
$46M 3.63% 3,536,627 -50,546 -1% -$658K
EVV
3
Eaton Vance Limited Duration Income Fund
EVV
$1.2B
$44.1M 3.47% 3,502,533 +133,621 +4% +$1.68M
HIO
4
Western Asset High Income Opportunity Fund
HIO
$378M
$43.9M 3.46% 9,112,703 +89,331 +1% +$431K
HYT icon
5
BlackRock Corporate High Yield Fund
HYT
$1.47B
$36.6M 2.88% 3,497,621 -10,000 -0.3% -$105K
BTZ icon
6
BlackRock Credit Allocation Income Trust
BTZ
$1.03B
$35.7M 2.81% 2,954,815 – –
JQC icon
7
Nuveen Credit Strategies Income Fund
JQC
$754M
$34.1M 2.69% 4,288,690 -72,023 -2% -$573K
AOD
8
abrdn Total Dynamic Dividend Fund
AOD
$963M
$33.3M 2.62% 3,804,615 -323,578 -8% -$2.83M
SABA
9
Saba Capital Income & Opportunities Fund II
SABA
$256M
$30M 2.36% 4,878,926 +531,111 +12% +$3.26M
NAD icon
10
Nuveen Quality Municipal Income Fund
NAD
$2.64B
$28.5M 2.24% 2,140,919 -3,900 -0.2% -$51.9K
VVR icon
11
Invesco Senior Income Trust
VVR
$561M
$27.8M 2.19% 6,493,528 +402,182 +7% +$1.72M
GHY
12
PGIM Global High Yield Fund
GHY
$546M
$27.7M 2.18% 2,025,814 +195,666 +11% +$2.67M
BWG
13
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$145M
$26M 2.05% 2,281,172 +141,534 +7% +$1.61M
BRW
14
Saba Capital Income & Opportunities Fund
BRW
$353M
$24.2M 1.9% 4,804,858 +210,774 +5% +$1.06M
GLO
15
Clough Global Opportunities Fund
GLO
$238M
$23.9M 1.89% 2,180,256 -510,694 -19% -$5.61M
TEI
16
Templeton Emerging Markets Income Fund
TEI
$291M
$23.7M 1.86% 2,304,588 +15,336 +0.7% +$158K
HFRO
17
Highland Opportunities and Income Fund
HFRO
$340M
$23.6M 1.86% 1,508,394 -83,159 -5% -$1.3M
NXDT
18
NexPoint Diversified Real Estate Trust
NXDT
$186M
$22.2M 1.75% 1,010,611 +241,407 +31% +$5.3M
WIW
19
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$547M
$21.7M 1.71% 1,943,615 -15,244 -0.8% -$170K
KYN icon
20
Kayne Anderson Energy Infrastructure Fund
KYN
$2.12B
$21.1M 1.66% 1,119,926 +63,357 +6% +$1.19M
EHI
21
Western Asset Global High Income Fund
EHI
$201M
$20.4M 1.6% 2,231,575 -17,052 -0.8% -$156K
VTA
22
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$20.1M 1.58% 1,725,921 – –
SPY icon
23
SPDR S&P 500 ETF Trust
SPY
$658B
$19M 1.5% 70,096 +14,377 +26% +$3.9M
DEX
24
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$18M 1.41% 1,584,861 +315,462 +25% +$3.57M
USA icon
25
Liberty All-Star Equity Fund
USA
$1.95B
$16.2M 1.28% 2,535,945 -3,738,052 -60% -$23.9M
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