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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.66%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
-0.66%
3 Year Est. Return
+4.95%
5 Year Est. Return
-8.55%
10 Year Est. Return
+11.89%
AUM
$2.47B
AUM Growth
+$588M
Cap. Flow
+$500M
Cap. Flow %
20.19%
Top 10 Hldgs %
24.56%
Holding
830
New
261
Increased
95
Reduced
55
Closed
112

Top Buys

Rank Stock Value
1
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$80.9M
2
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$59.5M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$51.9M
4
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$45.7M
5
PDI icon
PIMCO Dynamic Income Fund
PDI
+$45.3M

Top Sells

Rank Stock Value
1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$43.9M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$32.4M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$30.1M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$25.4M
5
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M

Sector Composition

Rank Sector Weight
1 Financials 18.77%
2 Technology 1.7%
3 Healthcare 1.36%
4 Industrials 1.31%
5 Consumer Discretionary 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEA icon
1
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$111M 4.5%
7,136,243
+579,427
+9% +$8.82M
BCAT icon
2
BlackRock Capital Allocation Term Trust
BCAT
$1.65B
$89.8M 3.63%
4,618,335
+4,160,943
+910% +$80.9M
NAD icon
3
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$89.6M 3.62%
5,563,736
+181,157
+3% +$2.84M
BTX
4
BlackRock Technology and Private Equity Term Trust
BTX
$922M
$60M 2.42%
4,124,063
+3,590,693
+673% +$59.5M
ECAT icon
5
BlackRock ESG Capital Allocation Term Trust
ECAT
$1.49B
$54M 2.18%
2,895,535
+2,683,468
+1,265% +$51.9M
PTA icon
6
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
$1.04B
$51.6M 2.08%
2,144,749
+1,870,044
+681% +$45.7M
PDI icon
7
PIMCO Dynamic Income Fund
PDI
$7.39B
$44.9M 1.81%
+1,732,468
New +$45.3M
BRW
8
Saba Capital Income & Opportunities Fund
BRW
$336M
$36.8M 1.49%
4,072,006
+280,287
+7% +$2.57M
WDI
9
Western Asset Diversified Income Fund
WDI
$678M
$35.7M 1.44%
+1,947,464
New +$36.6M
NRK icon
10
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$903M
$34.1M 1.38%
2,472,306
-144,161
-6% -$1.99M
NDMO icon
11
Nuveen Dynamic Municipal Opportunities Fund
NDMO
$604M
$32.9M 1.33%
1,974,368
+945,667
+92% +$15M
PDX
12
PIMCO Dynamic Income Strategy Fund
PDX
$945M
$32.3M 1.3%
2,504,122
+6,457
+0.3% +$84.6K
MYI icon
13
BlackRock MuniYield Quality Fund III
MYI
$714M
$29M 1.17%
+1,959,189
New +$28.6M
EIM
14
Eaton Vance Municipal Bond Fund
EIM
$494M
$28.8M 1.17%
2,123,016
+47,393
+2% +$635K
PDO
15
PIMCO Dynamic Income Opportunities Fund
PDO
$1.86B
$26.9M 1.09%
+1,375,537
New +$28.2M
JQC icon
16
Nuveen Credit Strategies Income Fund
JQC
$705M
$25.4M 1.03%
3,917,335
+283,817
+8% +$1.84M
NAC icon
17
Nuveen California Quality Municipal Income Fund
NAC
$1.84B
$24.6M 0.99%
1,570,656
+20,133
+1% +$311K
BACA
18
DELISTED
Berenson Acquisition Corp. I
BACA
$24M 0.97%
+2,475,000
New +$24M
BST icon
19
BlackRock Science and Technology Trust
BST
$1.59B
$23.2M 0.94%
464,069
-130,128
-22% -$6.82M
EDD
20
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$376M
$23M 0.93%
4,193,601
+1,025,014
+32% +$5.86M
NPCT icon
21
Nuveen Core Plus Impact Fund
NPCT
$279M
$20.9M 0.84%
+1,141,901
New +$21.1M
BWG
22
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$129M
$20.4M 0.83%
1,746,037
+48,370
+3% +$585K
ASZ
23
DELISTED
Austerlitz Acquisition Corporation II
ASZ
$20M 0.81%
2,061,327
+789,776
+62% +$7.72M
MMU
24
Western Asset Managed Municipals Fund
MMU
$548M
$19.8M 0.8%
1,516,192
+292,006
+24% +$3.85M
JWSM
25
DELISTED
Jaws Mustang Acquisition Corp.
JWSM
$19.6M 0.79%
2,011,086
+950,000
+90% +$9.3M
1
2 3 4 5

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Rivernorth Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rivernorth Capital Management held 830 positions worth $2.47B, up 31% from $1.89B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Rivernorth Capital Management deployed $500M of net new capital in Q4 2021, opening 261 new positions and adding to 95 existing holdings. Its largest new stake was PIMCO Dynamic Income Fund: 1,732,468 shares worth $44.9M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI Emerging Markets ETF, an estimated $43.9M trimmed.

  • Rivernorth Capital Management's largest Q4 2021 buy was PIMCO Dynamic Income Fund: 1,732,468 shares worth $44.9M.
  • Rivernorth Capital Management added most to BlackRock Capital Allocation Term Trust in Q4 2021, an estimated $80.9M increase.
  • Rivernorth Capital Management's biggest Q4 2021 reduction was Invesco FTSE RAFI Emerging Markets ETF, cutting an estimated $43.9M.
  • Rivernorth Capital Management fully exited INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q4 2021, selling an estimated $32.4M.
  • Rivernorth Capital Management's ten largest holdings make up 25% of its $2.47B portfolio in Q4 2021.
  • Rivernorth Capital Management opened 261 new positions and closed 112 in Q4 2021.
  • Rivernorth Capital Management's portfolio value rose 31% quarter-over-quarter to $2.47B.

Based on Rivernorth Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.