RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
-1.28%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.47B
AUM Growth
+$2.47B
Cap. Flow
+$576M
Cap. Flow %
23.26%
Top 10 Hldgs %
24.56%
Holding
830
New
261
Increased
95
Reduced
55
Closed
112

Top Buys

1
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
$80.9M
2
BTX
BlackRock Technology and Private Equity Term Trust
BTX
$52.2M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
$50M
4
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
$45M
5
PDI icon
PIMCO Dynamic Income Fund
PDI
$44.9M

Top Sells

1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
$43M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$32.4M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
$30.1M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$25.4M
5
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
$24.4M

Sector Composition

1 Financials 18.77%
2 Technology 1.66%
3 Healthcare 1.42%
4 Industrials 1.29%
5 Consumer Discretionary 0.8%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NEA icon
1
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.29B
$111M 4.5% 7,136,243 +579,427 +9% +$9.04M
BCAT icon
2
BlackRock Capital Allocation Term Trust
BCAT
$1.57B
$89.8M 3.63% 4,618,335 +4,160,943 +910% +$80.9M
NAD icon
3
Nuveen Quality Municipal Income Fund
NAD
$2.64B
$89.6M 3.62% 5,563,736 +181,157 +3% +$2.92M
BTX
4
BlackRock Technology and Private Equity Term Trust
BTX
$826M
$60M 2.42% 4,124,063 +3,590,693 +673% +$52.2M
ECAT icon
5
BlackRock ESG Capital Allocation Term Trust
ECAT
$1.64B
$54M 2.18% 2,895,535 +2,683,468 +1,265% +$50M
PTA icon
6
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
$1.12B
$51.6M 2.08% 2,144,749 +1,870,044 +681% +$45M
PDI icon
7
PIMCO Dynamic Income Fund
PDI
$7.44B
$44.9M 1.81% +1,732,468 New +$44.9M
BRW
8
Saba Capital Income & Opportunities Fund
BRW
$353M
$36.8M 1.49% 8,144,012 +560,574 +7% +$2.53M
WDI
9
Western Asset Diversified Income Fund
WDI
$780M
$35.7M 1.44% +1,947,464 New +$35.7M
NRK icon
10
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$830M
$34.1M 1.38% 2,472,306 -144,161 -6% -$1.99M
NDMO icon
11
Nuveen Dynamic Municipal Opportunities Fund
NDMO
$594M
$32.9M 1.33% 1,974,368 +945,667 +92% +$15.7M
PDX
12
PIMCO Dynamic Income Strategy Fund
PDX
$1.1B
$32.3M 1.3% 2,504,122 +6,457 +0.3% +$83.2K
MYI icon
13
BlackRock MuniYield Quality Fund III
MYI
$705M
$29M 1.17% +1,959,189 New +$29M
EIM
14
Eaton Vance Municipal Bond Fund
EIM
$531M
$28.8M 1.17% 2,123,016 +47,393 +2% +$644K
PDO
15
PIMCO Dynamic Income Opportunities Fund
PDO
$1.76B
$26.9M 1.09% +1,375,537 New +$26.9M
JQC icon
16
Nuveen Credit Strategies Income Fund
JQC
$754M
$25.4M 1.03% 3,917,335 +283,817 +8% +$1.84M
NAC icon
17
Nuveen California Quality Municipal Income Fund
NAC
$1.63B
$24.6M 0.99% 1,570,656 +20,133 +1% +$315K
BACA
18
DELISTED
Berenson Acquisition Corp. I
BACA
$24M 0.97% +2,475,000 New +$24M
BST icon
19
BlackRock Science and Technology Trust
BST
$1.38B
$23.2M 0.94% 464,069 -130,128 -22% -$6.5M
EDD
20
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$343M
$23M 0.93% 4,193,601 +1,025,014 +32% +$5.62M
NPCT icon
21
Nuveen Core Plus Impact Fund
NPCT
$314M
$20.9M 0.84% +1,141,901 New +$20.9M
BWG
22
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$145M
$20.4M 0.83% 1,746,037 +48,370 +3% +$566K
ASZ
23
DELISTED
Austerlitz Acquisition Corporation II
ASZ
$20M 0.81% 2,061,327 +789,776 +62% +$7.68M
MMU
24
Western Asset Managed Municipals Fund
MMU
$540M
$19.8M 0.8% 1,516,192 +292,006 +24% +$3.82M
JWSM
25
DELISTED
Jaws Mustang Acquisition Corp.
JWSM
$19.6M 0.79% 2,011,086 +950,000 +90% +$9.26M
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