RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+3.4%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.55B
AUM Growth
+$1.55B
Cap. Flow
-$132M
Cap. Flow %
-8.51%
Top 10 Hldgs %
28.65%
Holding
179
New
8
Increased
63
Reduced
56
Closed
30

Top Buys

1
ZF
Virtus Total Return Fund Inc.
ZF
$7.12M
2
BRW
Saba Capital Income & Opportunities Fund
BRW
$6.77M
3
EMD
Western Asset Emerging Markets
EMD
$5.03M
4
AVK
Advent Convertible and Income Fund
AVK
$5.02M
5
RVT icon
Royce Value Trust
RVT
$4.74M

Top Sells

1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$21.2M
2
ACAS
American Capital Ltd
ACAS
$19.5M
3
PCEF icon
Invesco CEF Income Composite ETF
PCEF
$14.9M
4
AWF
AllianceBernstein Global High Income Fund
AWF
$10.7M
5
NMA
NUVEEN MUNI ADVANTAGE FUND
NMA
$9.22M

Sector Composition

1 Financials 3.18%
2 Real Estate 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PCI
1
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$103M 6.67% 5,386,080 -1,106,097 -17% -$21.2M
ACAS
2
DELISTED
American Capital Ltd
ACAS
$57.2M 3.7% 3,613,161 -1,234,379 -25% -$19.5M
GLO
3
Clough Global Opportunities Fund
GLO
$238M
$44.6M 2.89% 4,781,018 +172,480 +4% +$1.61M
BTZ icon
4
BlackRock Credit Allocation Income Trust
BTZ
$1.03B
$41M 2.66% 3,152,162 +92,600 +3% +$1.21M
ACG
5
DELISTED
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$39.4M 2.55% 4,849,714 +30,965 +0.6% +$251K
JQC icon
6
Nuveen Credit Strategies Income Fund
JQC
$754M
$33.9M 2.2% 4,201,465 -73,350 -2% -$593K
USA icon
7
Liberty All-Star Equity Fund
USA
$1.95B
$32.7M 2.12% 6,520,662 +387,646 +6% +$1.95M
EVV
8
Eaton Vance Limited Duration Income Fund
EVV
$1.2B
$31M 2% 2,304,941 +87,205 +4% +$1.17M
SPY icon
9
SPDR S&P 500 ETF Trust
SPY
$658B
$30.4M 1.97% 145,259 +15,000 +12% +$3.14M
RVT icon
10
Royce Value Trust
RVT
$1.92B
$29.5M 1.91% 2,506,105 +402,569 +19% +$4.74M
HYT icon
11
BlackRock Corporate High Yield Fund
HYT
$1.47B
$28.3M 1.83% 2,714,645 -172,917 -6% -$1.81M
STEW
12
SRH Total Return Fund
STEW
$1.79B
$26.9M 1.74% 3,309,134 -287,398 -8% -$2.34M
VWO icon
13
Vanguard FTSE Emerging Markets ETF
VWO
$96.4B
$26.5M 1.71% 751,375 – –
VVR icon
14
Invesco Senior Income Trust
VVR
$561M
$25.1M 1.62% 6,004,146 +276,705 +5% +$1.16M
SABA
15
Saba Capital Income & Opportunities Fund II
SABA
$256M
$22.8M 1.48% 3,590,920 -13,432 -0.4% -$85.4K
DSU icon
16
BlackRock Debt Strategies Fund
DSU
$550M
$22.8M 1.48% 6,460,146 +472,449 +8% +$1.67M
TY icon
17
TRI-Continental Corp
TY
$1.74B
$22.4M 1.45% 1,090,903 -156,825 -13% -$3.22M
ADX icon
18
Adams Diversified Equity Fund
ADX
$2.61B
$22M 1.43% 1,739,841 -176,177 -9% -$2.23M
PRF icon
19
Invesco FTSE RAFI US 1000 ETF
PRF
$8.08B
$21.8M 1.41% 240,668 – –
BGB
20
Blackstone Strategic Credit 2027 Term Fund
BGB
$563M
$21.4M 1.38% 1,483,978 +6,807 +0.5% +$98K
GLQ
21
Clough Global Equity Fund
GLQ
$139M
$21.3M 1.38% 1,990,827 +352,756 +22% +$3.78M
VTA
22
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$21.3M 1.38% 1,931,945 +394,465 +26% +$4.35M
CHI
23
Calamos Convertible Opportunities and Income Fund
CHI
$812M
$20.7M 1.34% 2,108,502 -42,610 -2% -$419K
BIT icon
24
BlackRock Multi-Sector Income Trust
BIT
$591M
$20M 1.29% 1,208,325 -130,501 -10% -$2.16M
ERC
25
Allspring Multi-Sector Income Fund
ERC
$267M
$18.1M 1.17% 1,428,840 +174,689 +14% +$2.21M
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