RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
-6.84%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.65B
AUM Growth
+$2.65B
Cap. Flow
+$367M
Cap. Flow %
13.85%
Top 10 Hldgs %
23.88%
Holding
933
New
215
Increased
124
Reduced
166
Closed
107

Top Buys

1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$33.9M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
$33.8M
3
PDO
PIMCO Dynamic Income Opportunities Fund
PDO
$28.5M
4
EMD
Western Asset Emerging Markets Debt Fund
EMD
$26.1M
5
NDMO icon
Nuveen Dynamic Municipal Opportunities Fund
NDMO
$22.6M

Top Sells

1
BTX
BlackRock Technology and Private Equity Term Trust
BTX
$23.5M
2
NHICU
NewHold Investment Corp. II Unit
NHICU
$17.3M
3
BST icon
BlackRock Science and Technology Trust
BST
$16.6M
4
EDNC
Endurance Acquisition Corp. Class A Ordinary Shares
EDNC
$13.6M
5
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$11.9M

Sector Composition

1 Financials 20.53%
2 Technology 1.44%
3 Industrials 1.32%
4 Healthcare 1.3%
5 Consumer Discretionary 0.71%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NEA icon
1
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.29B
$128M 4.82% 9,715,304 +2,579,061 +36% +$33.9M
NAD icon
2
Nuveen Quality Municipal Income Fund
NAD
$2.64B
$108M 4.08% 8,096,992 +2,533,256 +46% +$33.8M
BCAT icon
3
BlackRock Capital Allocation Term Trust
BCAT
$1.57B
$72.7M 2.74% 4,387,187 -231,148 -5% -$3.83M
ECAT icon
4
BlackRock ESG Capital Allocation Term Trust
ECAT
$1.64B
$63.5M 2.39% 3,809,844 +914,309 +32% +$15.2M
PDO
5
PIMCO Dynamic Income Opportunities Fund
PDO
$1.76B
$51.9M 1.96% 3,053,534 +1,677,997 +122% +$28.5M
NDMO icon
6
Nuveen Dynamic Municipal Opportunities Fund
NDMO
$594M
$48.5M 1.83% 3,698,581 +1,724,213 +87% +$22.6M
PTA icon
7
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
$1.12B
$44.9M 1.69% 2,045,182 -99,567 -5% -$2.19M
NRK icon
8
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$830M
$41.3M 1.56% 3,406,014 +933,708 +38% +$11.3M
PDI icon
9
PIMCO Dynamic Income Fund
PDI
$7.44B
$39.9M 1.5% 1,635,960 -96,508 -6% -$2.35M
PDX
10
PIMCO Dynamic Income Strategy Fund
PDX
$1.1B
$34.6M 1.31% 2,335,797 -168,325 -7% -$2.5M
WDI
11
Western Asset Diversified Income Fund
WDI
$780M
$34.5M 1.3% 2,130,700 +183,236 +9% +$2.97M
JQC icon
12
Nuveen Credit Strategies Income Fund
JQC
$754M
$32.2M 1.21% 5,211,963 +1,294,628 +33% +$8M
EMD
13
Western Asset Emerging Markets Debt Fund
EMD
$599M
$27.9M 1.05% 2,598,000 +2,434,576 +1,490% +$26.1M
NUV icon
14
Nuveen Municipal Value Fund
NUV
$1.8B
$27.4M 1.03% 2,860,813 +995,411 +53% +$9.54M
BRW
15
Saba Capital Income & Opportunities Fund
BRW
$353M
$27.2M 1.03% 6,018,032 -2,125,980 -26% -$9.61M
NPCT icon
16
Nuveen Core Plus Impact Fund
NPCT
$314M
$27.1M 1.02% 1,801,713 +659,812 +58% +$9.92M
EIM
17
Eaton Vance Municipal Bond Fund
EIM
$531M
$24.6M 0.93% 2,138,716 +15,700 +0.7% +$181K
MYI icon
18
BlackRock MuniYield Quality Fund III
MYI
$705M
$24.6M 0.93% 1,959,189 – –
BBDC icon
19
Barings BDC
BBDC
$1.04B
$24.5M 0.92% 2,371,569 +1,054,657 +80% +$10.9M
JWSM
20
DELISTED
Jaws Mustang Acquisition Corp.
JWSM
$24.1M 0.91% 2,461,086 +450,000 +22% +$4.41M
NAC icon
21
Nuveen California Quality Municipal Income Fund
NAC
$1.63B
$24.1M 0.91% 1,835,871 +265,215 +17% +$3.48M
BACA
22
DELISTED
Berenson Acquisition Corp. I
BACA
$24.1M 0.91% 2,475,000 – –
BTX
23
BlackRock Technology and Private Equity Term Trust
BTX
$826M
$23.5M 0.89% 2,063,222 -2,060,841 -50% -$23.5M
ASZ
24
DELISTED
Austerlitz Acquisition Corporation II
ASZ
$22.6M 0.85% 2,311,327 +250,000 +12% +$2.45M
MHD icon
25
BlackRock MuniHoldings Fund
MHD
$583M
$21.6M 0.81% 1,515,626 +465,149 +44% +$6.62M
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