Rivernorth Capital Management’s Sprott Physical Gold and Silver Trust CEF Stock Holding History

Rivernorth Capital Management’s Portfolio CEF Stock Details CEF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-204,367	Closed	-$3.18M	–	720
2022 Q3	$3.18M	Buy	204,367 +141,465	+225%	+$2.28M	0.14%	145
2022 Q2	$1.06M	Buy	62,902 +4,436	+8%	+$80.5K	0.04%	339
2022 Q1	$1.13M	Sell	58,466 -612,797	-91%	-$11.3M	0.04%	342
2021 Q4	$11.9M	Buy	671,263 +9,395	+1%	+$167K	0.48%	59
2021 Q3	$11.3M	Buy	661,868 +339,797	+106%	+$6.13M	0.6%	47
2021 Q2	$6.02M	Buy	+322,071	New	+$6.14M	0.34%	72
2018 Q3	–	Sell	-437,244	Closed	-$5.48M	–	215
2018 Q2	$5.48M	Sell	437,244 -257,120	-37%	-$3.4M	0.43%	61
2018 Q1	$9.18M	Sell	694,364 -18,801	-3%	-$251K	0.68%	45
2017 Q4	$9.56M	Hold	713,165	–	–	0.66%	47
2017 Q3	$9.32M	Hold	713,165	–	–	0.76%	39
2017 Q2	$8.79M	Sell	713,165 -24,300	-3%	-$306K	0.67%	45
2017 Q1	$9.48M	Hold	737,465	–	–	0.66%	45
2016 Q4	$8.33M	Hold	737,465	–	–	0.54%	60
2016 Q3	$10.2M	Hold	737,465	–	–	0.74%	45
2016 Q2	$10.3M	Hold	737,465	–	–	0.66%	50
2016 Q1	$8.84M	Hold	737,465	–	–	0.54%	58
2015 Q4	$7.37M	Hold	737,465	–	–	0.42%	74
2015 Q3	$7.81M	Hold	737,465	–	–	0.48%	66
2015 Q2	$8.6M	Hold	737,465	–	–	0.53%	66
2015 Q1	$8.8M	Buy	737,465 +80,100	+12%	+$986K	0.59%	59
2014 Q4	$7.61M	Buy	657,365 +85,662	+15%	+$1.02M	0.51%	68
2014 Q3	$7.04M	Hold	571,703	–	–	0.56%	61
2014 Q2	$8.31M	Hold	571,703	–	–	0.67%	52
2014 Q1	$7.87M	Hold	571,703	–	–	0.64%	50
2013 Q4	$7.58M	Sell	571,703 -10,144	-2%	-$143K	0.58%	56
2013 Q3	$8.55M	Hold	581,847	–	–	0.9%	34
2013 Q2	$7.91M	Buy	+581,847	New	+$9.48M	0.88%	35

Other funds holding CEF

CTC

Central Trust Company Jefferson City, Missouri $5.53B AUM 28.91% 1-Year Est. Return

BFG

Bleakley Financial Group Fairfield, New Jersey $6.39B AUM 26.33% 1-Year Est. Return

Parallax Volatility Advisers San Francisco, California $38.6B AUM 45.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

JAM

Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

HHGC

Hunting Hill Global Capital New York $129M AUM 17.34% 1-Year Est. Return

MAP

Managed Asset Portfolios Rochester, Michigan $834M AUM 33.97% 1-Year Est. Return

SRC

Shufro Rose & Co New York $1.47B AUM 19.38% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Rivernorth Capital Management's CEF Position: Q4 2022 in Review

Rivernorth Capital Management sold out of Sprott Physical Gold and Silver Trust (CEF) in Q4 2022, closing a stake of 204,367 shares — an estimated $3.18M sold.

Rivernorth Capital Management first reported a position in CEF in Q2 2013 and held it in 27 quarters. The position peaked at $11.9M in Q4 2021. 283 funds tracked by Wall St. Rank hold CEF as of Q4 2022.

Rivernorth Capital Management reported no remaining Sprott Physical Gold and Silver Trust position as of Q4 2022 after selling out during the quarter.
Rivernorth Capital Management sold 204,367 Sprott Physical Gold and Silver Trust shares in Q4 2022, an estimated $3.18M.
Rivernorth Capital Management first reported a position in Sprott Physical Gold and Silver Trust in Q2 2013 and held it in 27 quarters.
Rivernorth Capital Management's Sprott Physical Gold and Silver Trust position peaked at $11.9M in Q4 2021.
283 funds tracked by Wall St. Rank held Sprott Physical Gold and Silver Trust as of Q4 2022.

Based on Rivernorth Capital Management's 13F filing for Q4 2022, filed 14 Feb 2023.