RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+0.75%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$22M
AUM Growth
+$22M
Cap. Flow
+$19.8M
Cap. Flow %
90.32%
Top 10 Hldgs %
88.42%
Holding
291
New
48
Increased
64
Reduced
62
Closed
33

Top Buys

1
NTX
Nuveen Texas Quality Municipal Income Fund
NTX
$4.36M
2
THCAU
Tuscan Holdings Corp. II Unit
THCAU
$4.02M
3
FLLCU
Fellazo Inc. Unit
FLLCU
$2.24M
4
SSPKU
Silver Spike Acquisition Corp. Units
SSPKU
$2.02M
5
NFINU
Netfin Acquisition Corp. Unit
NFINU
$2.02M

Top Sells

1
GER
Goldman Sachs MLP Energy Renaissance Fund
GER
$16.9K
2
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
$10.3K
3
EAD
Allspring Income Opportunities Fund
EAD
$10.3K
4
EMD
Western Asset Emerging Markets Debt Fund
EMD
$8.43K
5
CLM icon
Cornerstone Strategic Value Fund
CLM
$8.15K

Sector Composition

1 Financials 0.2%
2 Consumer Discretionary 0.03%
3 Communication Services 0.03%
4 Healthcare 0.03%
5 Energy 0.02%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NTX
1
DELISTED
Nuveen Texas Quality Municipal Income Fund
NTX
$4.36M 19.87% +314,160 New +$4.36M
THCAU
2
DELISTED
Tuscan Holdings Corp. II Unit
THCAU
$4.02M 18.3% +400,000 New +$4.02M
FLLCU
3
DELISTED
Fellazo Inc. Unit
FLLCU
$2.24M 10.2% +225,000 New +$2.24M
SSPKU
4
DELISTED
Silver Spike Acquisition Corp. Units
SSPKU
$2.02M 9.19% +200,000 New +$2.02M
NFINU
5
DELISTED
Netfin Acquisition Corp. Unit
NFINU
$2.02M 9.19% +200,000 New +$2.02M
ORSNU
6
DELISTED
Orisun Acquisition Corp. Unit
ORSNU
$1.6M 7.28% +160,000 New +$1.6M
NPAUU
7
DELISTED
New Providence Acquisition Corp. Unit
NPAUU
$1.36M 6.2% +135,000 New +$1.36M
THBRU
8
DELISTED
Thunder Bridge Acquisition II, Ltd. Units
THBRU
$764K 3.48% +75,000 New +$764K
APXTU
9
DELISTED
Apex Technology Acquisition Corporation Unit
APXTU
$510K 2.32% +50,000 New +$510K
PIC.U
10
DELISTED
Pivotal Investment Corporation II Units, each consisting of one share of Class A common stock and on
PIC.U
$509K 2.32% +50,000 New +$509K
SCPE.U
11
DELISTED
SC Health Corporation Units, each consisting of one Class A ordinary share, $0.0001 par value, and o
SCPE.U
$259K 1.18% +25,000 New +$259K
NAD icon
12
Nuveen Quality Municipal Income Fund
NAD
$2.64B
$88.1K 0.4% 6,137,930 +1,963,242 +47% +$28.2K
NEA icon
13
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.29B
$76K 0.35% 5,312,382 +2,076,466 +64% +$29.7K
HIO
14
Western Asset High Income Opportunity Fund
HIO
$378M
$61.8K 0.28% 12,243,578 -78,651 -0.6% -$397
EVV
15
Eaton Vance Limited Duration Income Fund
EVV
$1.2B
$54.2K 0.25% 4,335,212 -218,415 -5% -$2.73K
BRPAR
16
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
$53K 0.24% 239,998 – –
EMD
17
Western Asset Emerging Markets Debt Fund
EMD
$599M
$45.8K 0.21% 3,300,703 -607,182 -16% -$8.43K
HFRO
18
Highland Opportunities and Income Fund
HFRO
$340M
$41.1K 0.19% 3,077,454 -140,700 -4% -$1.88K
EHI
19
Western Asset Global High Income Fund
EHI
$201M
$41K 0.19% 4,130,724 +426,062 +12% +$4.23K
SONGW
20
DELISTED
Akazoo S.A. Warrant
SONGW
$40K 0.18% +52,523 New +$40K
VTA
21
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$39.3K 0.18% 3,576,846 +3,331 +0.1% +$37
BWG
22
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$145M
$37.9K 0.17% 3,135,011 +165,368 +6% +$2K
JQC icon
23
Nuveen Credit Strategies Income Fund
JQC
$754M
$36.9K 0.17% 4,932,040 +53,983 +1% +$404
BRW
24
Saba Capital Income & Opportunities Fund
BRW
$353M
$36.6K 0.17% 7,778,188 -93,172 -1% -$439
VVR icon
25
Invesco Senior Income Trust
VVR
$561M
$36.3K 0.17% 8,657,652 -15,324 -0.2% -$64
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