We are live on ! Find out more
RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.66%
This Fund
S&P 500
This Quarter Est. Return
+1.87%
1 Year Est. Return
-0.66%
3 Year Est. Return
+4.95%
5 Year Est. Return
-8.55%
10 Year Est. Return
+11.89%
AUM
$1.23B
AUM Growth
-$81.4M
Cap. Flow
-$106M
Cap. Flow %
-8.66%
Top 10 Hldgs %
35.14%
Holding
152
New
12
Increased
30
Reduced
56
Closed
23

Top Buys

Rank Stock Value
1
CLM icon
Cornerstone Strategic Value Fund
CLM
+$21.6M
2
USA icon
Liberty All-Star Equity Fund
USA
+$16.3M
3
AOD
abrdn Total Dynamic Dividend Fund
AOD
+$6.52M
4
SNAX
Stryve Foods, Inc. Class A Common Stock
SNAX
+$6.05M
5
BRW
Saba Capital Income & Opportunities Fund
BRW
+$5.52M

Top Sells

Rank Stock Value
1
RA
Brookfield Real Assets Income Fund
RA
+$27M
2
BOE icon
BlackRock Enhanced Global Dividend Trust
BOE
+$12.7M
3
AVK
Advent Convertible and Income Fund
AVK
+$8.92M
4
LCM
Advent/Claymore Enhanced Gth & F
LCM
+$8.08M
5
RVT icon
Royce Value Trust
RVT
+$6.47M

Sector Composition

Rank Sector Weight
1 Financials 4.22%
2 Consumer Staples 0.5%
3 Technology 0.49%
4 Energy 0.3%
5 Industrials 0.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMD
1
Western Asset Emerging Markets Debt Fund
EMD
$609M
$66.7M 5.44%
4,242,492
+22,506
+0.5% +$352K
GLO
2
Clough Global Opportunities Fund
GLO
$250M
$52M 4.25%
4,627,392
+282,453
+7% +$3.15M
USA icon
3
Liberty All-Star Equity Fund
USA
$1.79B
$48.7M 3.97%
8,046,069
+2,839,107
+55% +$16.3M
NEA icon
4
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$46.5M 3.8%
3,361,272
-414,738
-11% -$5.76M
HIO
5
Western Asset High Income Opportunity Fund
HIO
$336M
$41.6M 3.4%
8,131,479
+231,862
+3% +$1.18M
EVV
6
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$40.3M 3.29%
2,865,202
-343,096
-11% -$4.8M
BTZ icon
7
BlackRock Credit Allocation Income Trust
BTZ
$930M
$39.4M 3.21%
2,886,482
+22,238
+0.8% +$299K
HYT icon
8
BlackRock Corporate High Yield Fund
HYT
$1.36B
$35.5M 2.9%
3,149,915
-19,142
-0.6% -$213K
JQC icon
9
Nuveen Credit Strategies Income Fund
JQC
$704M
$32.4M 2.64%
3,825,264
+4,876
+0.1% +$41.4K
ARCC icon
10
Ares Capital
ARCC
$13.5B
$27.5M 2.24%
1,675,309
-245,744
-13% -$3.98M
NAD icon
11
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$27.5M 2.24%
1,939,024
-119,665
-6% -$1.71M
GLQ
12
Clough Global Equity Fund
GLQ
$152M
$26.3M 2.15%
1,975,785
+82,506
+4% +$1.1M
BWG
13
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$130M
$25.4M 2.08%
1,892,504
-36,212
-2% -$489K
GHY
14
PGIM Global High Yield Fund
GHY
$478M
$24.9M 2.04%
1,669,969
+47,327
+3% +$706K
SABA
15
Saba Capital Income & Opportunities Fund II
SABA
$220M
$24.3M 1.98%
1,799,856
-52,685
-3% -$705K
VVR icon
16
Invesco Senior Income Trust
VVR
$457M
$24M 1.96%
5,340,739
+1,190,354
+29% +$5.33M
RA
17
Brookfield Real Assets Income Fund
RA
$708M
$23.9M 1.95%
1,002,538
-1,139,618
-53% -$27M
VTA
18
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$23.4M 1.91%
1,956,419
-83,579
-4% -$991K
EHI
19
Western Asset Global High Income Fund
EHI
$175M
$23.4M 1.91%
2,269,578
+106,600
+5% +$1.09M
CLM icon
20
Cornerstone Strategic Value Fund
CLM
$2.22B
$21.6M 1.77%
+1,479,892
New +$21.6M
WIW
21
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$505M
$21.4M 1.75%
1,898,004
+23,692
+1% +$265K
DSU icon
22
BlackRock Debt Strategies Fund
DSU
$593M
$20.4M 1.66%
1,742,399
-95,498
-5% -$1.11M
BRW
23
Saba Capital Income & Opportunities Fund
BRW
$336M
$18.7M 1.53%
1,801,049
+526,128
+41% +$5.52M
TEI
24
Templeton Emerging Markets Income Fund
TEI
$314M
$18.4M 1.5%
1,594,718
+185,410
+13% +$2.11M
AOD
25
abrdn Total Dynamic Dividend Fund
AOD
$1.11B
$17.7M 1.44%
1,952,206
+741,456
+61% +$6.52M
1
2 3 4 5

Similar funds

LGM
Logos Global Management San Francisco, California $2B AUM 444.09% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return
LBC
Lowe Brockenbrough & Co Richmond, Virginia $2.01B AUM 22.05% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
SC
Syon Capital San Francisco, California $1.99B AUM 22.67% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return
RMCM
Reynders McVeigh Capital Management Boston, Massachusetts $1.98B AUM 23.37% 1-Year Est. Return

Rivernorth Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, Rivernorth Capital Management held 152 positions worth $1.23B, down 6.2% from $1.31B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Rivernorth Capital Management withdrew a net $106M in Q3 2017, closing 23 positions and reducing 56 holdings. Its most notable exit was Barington/Hilco Acquisition Corp., an estimated $6.42M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.2% of assets, down from 5.2% a quarter earlier, followed by Consumer Staples and Technology.

Against the trend, Rivernorth Capital Management opened a new position in Cornerstone Strategic Value Fund worth $21.6M.

  • Rivernorth Capital Management's largest Q3 2017 buy was Cornerstone Strategic Value Fund: 1,479,892 shares worth $21.6M.
  • Rivernorth Capital Management added most to Liberty All-Star Equity Fund in Q3 2017, an estimated $16.3M increase.
  • Rivernorth Capital Management's biggest Q3 2017 reduction was Brookfield Real Assets Income Fund, cutting an estimated $27M.
  • Rivernorth Capital Management fully exited Barington/Hilco Acquisition Corp. in Q3 2017, selling an estimated $6.42M.
  • Rivernorth Capital Management's ten largest holdings make up 35% of its $1.23B portfolio in Q3 2017.
  • Rivernorth Capital Management opened 12 new positions and closed 23 in Q3 2017.
  • Rivernorth Capital Management's portfolio value fell 6.2% quarter-over-quarter to $1.23B.

Based on Rivernorth Capital Management's 13F filing for Q3 2017, filed 14 Nov 2017.