We are live on ! Find out more
RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.66%
This Fund
S&P 500
This Quarter Est. Return
+1.73%
1 Year Est. Return
-0.66%
3 Year Est. Return
+4.95%
5 Year Est. Return
-8.55%
10 Year Est. Return
+11.89%
AUM
$1.67B
AUM Growth
+$1.64B
Cap. Flow
+$85.4M
Cap. Flow %
5.13%
Top 10 Hldgs %
30.69%
Holding
314
New
56
Increased
61
Reduced
66
Closed
51

Top Buys

Rank Stock Value
1
PDX
PIMCO Dynamic Income Strategy Fund
PDX
+$31.3M
2
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
+$20M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$18.9M
4
DSU icon
BlackRock Debt Strategies Fund
DSU
+$18.1M
5
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$17.6M

Top Sells

Rank Stock Value
1
VVR icon
Invesco Senior Income Trust
VVR
+$20.6M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$16.9M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$13.4M
4
HIO
Western Asset High Income Opportunity Fund
HIO
+$12.9M
5
HIX
Western Asset High Income Fund II
HIX
+$9.67M

Sector Composition

Rank Sector Weight
1 Financials 2.4%
2 Communication Services 0.43%
3 Technology 0.39%
4 Industrials 0.38%
5 Healthcare 0.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEA icon
1
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$80.6M 4.84%
5,605,557
+293,175
+6% +$4.16M
NAD icon
2
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$76.1M 4.57%
5,214,707
-923,223
-15% -$13.4M
EVV
3
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$65.4M 3.93%
4,935,575
+600,363
+14% +$7.7M
HIO
4
Western Asset High Income Opportunity Fund
HIO
$336M
$49.1M 2.95%
9,680,707
-2,562,871
-21% -$12.9M
BTZ icon
5
BlackRock Credit Allocation Income Trust
BTZ
$935M
$45.1M 2.71%
3,225,326
+1,293,639
+67% +$17.6M
BWG
6
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$129M
$40.5M 2.43%
3,205,494
+70,483
+2% +$871K
GHY
7
PGIM Global High Yield Fund
GHY
$476M
$40M 2.4%
2,666,271
+228,496
+9% +$3.31M
EMD
8
Western Asset Emerging Markets Debt Fund
EMD
$611M
$39.6M 2.37%
2,771,600
-529,103
-16% -$7.4M
JQC icon
9
Nuveen Credit Strategies Income Fund
JQC
$705M
$38.4M 2.31%
5,008,350
+76,310
+2% +$567K
WIW
10
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$505M
$36.4M 2.19%
3,156,612
+482,462
+18% +$5.39M
HFRO
11
Highland Opportunities and Income Fund
HFRO
$417M
$33.9M 2.03%
2,726,491
-350,963
-11% -$4.22M
SABA
12
Saba Capital Income & Opportunities Fund II
SABA
$223M
$33.4M 2%
2,722,114
-30,291
-1% -$365K
DSU icon
13
BlackRock Debt Strategies Fund
DSU
$591M
$32.6M 1.96%
2,911,397
+1,663,207
+133% +$18.1M
EHI
14
Western Asset Global High Income Fund
EHI
$175M
$32.5M 1.95%
3,246,243
-884,481
-21% -$8.68M
PDX
15
PIMCO Dynamic Income Strategy Fund
PDX
$945M
$31.9M 1.91%
1,931,669
+1,908,161
+8,117% +$31.3M
BRW
16
Saba Capital Income & Opportunities Fund
BRW
$336M
$31.4M 1.88%
3,129,340
-759,754
-20% -$7.33M
BBDC icon
17
Barings BDC
BBDC
$864M
$28.9M 1.74%
2,815,252
+86,268
+3% +$885K
MYI icon
18
BlackRock MuniYield Quality Fund III
MYI
$714M
$26.7M 1.6%
1,976,701
-34,949
-2% -$471K
NVG icon
19
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$25.9M 1.56%
1,555,548
+1,148,961
+283% +$18.9M
KYN icon
20
Kayne Anderson Energy Infrastructure Fund
KYN
$2.47B
$23.8M 1.43%
1,709,656
+1,499,464
+713% +$20M
VTA
21
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$23.2M 1.39%
2,046,157
-1,530,689
-43% -$16.9M
AOD
22
abrdn Total Dynamic Dividend Fund
AOD
$1.11B
$20.1M 1.21%
2,247,624
+72,778
+3% +$623K
ISD
23
PGIM High Yield Bond Fund
ISD
$415M
$18.4M 1.11%
1,197,054
-29,126
-2% -$436K
NRK icon
24
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$903M
$17.6M 1.06%
1,296,781
-206,860
-14% -$2.77M
NFJ
25
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$17.5M 1.05%
1,344,756
+51,695
+4% +$653K
1
2 3 4 5

Similar funds

LGM
Logos Global Management San Francisco, California $2B AUM 444.09% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return
LBC
Lowe Brockenbrough & Co Richmond, Virginia $2.01B AUM 22.05% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
SC
Syon Capital San Francisco, California $1.99B AUM 22.67% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return
RMCM
Reynders McVeigh Capital Management Boston, Massachusetts $1.98B AUM 23.37% 1-Year Est. Return

Rivernorth Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rivernorth Capital Management held 314 positions worth $1.67B, up 7,483% from $22M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management deployed $85.4M of net new capital in Q4 2019, opening 56 new positions and adding to 61 existing holdings. Its largest new stake was Cohen & Steers Infrastructure Fund: 374,909 shares worth $9.82M.

By sector, the portfolio is most concentrated in Financials at 2.4% of assets, up from 0.2% a quarter earlier, followed by Communication Services and Technology.

On the sell side, the largest reduction was Invesco Senior Income Trust, an estimated $20.6M trimmed.

  • Rivernorth Capital Management's largest Q4 2019 buy was Cohen & Steers Infrastructure Fund: 374,909 shares worth $9.82M.
  • Rivernorth Capital Management added most to PIMCO Dynamic Income Strategy Fund in Q4 2019, an estimated $31.3M increase.
  • Rivernorth Capital Management's biggest Q4 2019 reduction was Invesco Senior Income Trust, cutting an estimated $20.6M.
  • Rivernorth Capital Management fully exited Akazoo SA Warrant in Q4 2019, selling an estimated $40K.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $1.67B portfolio in Q4 2019.
  • Rivernorth Capital Management opened 56 new positions and closed 51 in Q4 2019.
  • Rivernorth Capital Management's portfolio value rose 7,483% quarter-over-quarter to $1.67B.

Based on Rivernorth Capital Management's 13F filing for Q4 2019, filed 14 Feb 2020.