RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+3.71%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.44B
AUM Growth
+$1.44B
Cap. Flow
-$146M
Cap. Flow %
-10.15%
Top 10 Hldgs %
32.74%
Holding
179
New
28
Increased
39
Reduced
65
Closed
38

Top Buys

1
EMD
Western Asset Emerging Markets Debt Fund
EMD
$64.7M
2
HIO
Western Asset High Income Opportunity Fund
HIO
$18.1M
3
RA
Brookfield Real Assets Income Fund
RA
$16.2M
4
ARCC icon
Ares Capital
ARCC
$13.7M
5
EHI
Western Asset Global High Income Fund
EHI
$13.2M

Top Sells

1
ACAS
American Capital Ltd
ACAS
$43.3M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$38.2M
3
EMD
Western Asset Emerging Markets
EMD
$28.2M
4
CHY
Calamos Convertible and High Income Fund
CHY
$18.2M
5
PPT
Putnam Premier Income Trust
PPT
$13M

Sector Composition

1 Financials 2.76%
2 Technology 0.2%
3 Energy 0.14%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EMD
1
Western Asset Emerging Markets Debt Fund
EMD
$599M
$64.7M 4.49% +4,171,753 New +$64.7M
RA
2
Brookfield Real Assets Income Fund
RA
$747M
$60.2M 4.17% 2,640,719 +710,038 +37% +$16.2M
GLO
3
Clough Global Opportunities Fund
GLO
$238M
$57.5M 3.99% 5,585,656 -264,158 -5% -$2.72M
NEA icon
4
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.29B
$51.1M 3.55% 3,825,310 +765,880 +25% +$10.2M
EVV
5
Eaton Vance Limited Duration Income Fund
EVV
$1.2B
$44.2M 3.07% 3,194,804 -222,900 -7% -$3.08M
HIO
6
Western Asset High Income Opportunity Fund
HIO
$378M
$43.9M 3.05% 8,717,911 +3,597,896 +70% +$18.1M
BTZ icon
7
BlackRock Credit Allocation Income Trust
BTZ
$1.03B
$41.3M 2.87% 3,141,676 -3,685 -0.1% -$48.5K
USA icon
8
Liberty All-Star Equity Fund
USA
$1.95B
$37.8M 2.62% 6,925,510 -447,918 -6% -$2.45M
HYT icon
9
BlackRock Corporate High Yield Fund
HYT
$1.47B
$35.7M 2.48% 3,268,860 +772,624 +31% +$8.44M
JQC icon
10
Nuveen Credit Strategies Income Fund
JQC
$754M
$35.4M 2.46% 4,077,548 +458,801 +13% +$3.99M
NAD icon
11
Nuveen Quality Municipal Income Fund
NAD
$2.64B
$28.5M 1.98% 2,084,889 +164,249 +9% +$2.25M
SABA
12
Saba Capital Income & Opportunities Fund II
SABA
$256M
$26.5M 1.84% 3,988,980 – –
BWG
13
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$145M
$25.9M 1.79% 2,023,863 -1,300 -0.1% -$16.6K
RVT icon
14
Royce Value Trust
RVT
$1.92B
$24.5M 1.7% 1,751,362 -143,751 -8% -$2.01M
VTA
15
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$24.3M 1.69% 1,986,250 +96,777 +5% +$1.18M
DSU icon
16
BlackRock Debt Strategies Fund
DSU
$550M
$24.1M 1.67% 2,094,358 +82,556 +4% +$951K
BOE icon
17
BlackRock Enhanced Global Dividend Trust
BOE
$659M
$23.4M 1.63% 1,889,852 +442,833 +31% +$5.49M
GHY
18
PGIM Global High Yield Fund
GHY
$546M
$23M 1.6% 1,546,458 +216,428 +16% +$3.22M
VVR icon
19
Invesco Senior Income Trust
VVR
$561M
$21.5M 1.49% 4,649,403 -496,171 -10% -$2.3M
GLQ
20
Clough Global Equity Fund
GLQ
$139M
$21.2M 1.47% 1,679,435 -24,645 -1% -$312K
ERC
21
Allspring Multi-Sector Income Fund
ERC
$267M
$19.8M 1.37% 1,482,352 +30,801 +2% +$411K
TY icon
22
TRI-Continental Corp
TY
$1.74B
$18.3M 1.27% 793,366 -28,647 -3% -$662K
VWO icon
23
Vanguard FTSE Emerging Markets ETF
VWO
$96.4B
$17.9M 1.24% 450,975 +15,500 +4% +$616K
EHI
24
Western Asset Global High Income Fund
EHI
$201M
$17.9M 1.24% 1,772,505 +1,306,709 +281% +$13.2M
ADX icon
25
Adams Diversified Equity Fund
ADX
$2.61B
$17.8M 1.24% 1,294,915 -159,800 -11% -$2.2M
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