RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+1.84%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.23B
AUM Growth
+$1.23B
Cap. Flow
-$97M
Cap. Flow %
-7.9%
Top 10 Hldgs %
24.36%
Holding
231
New
14
Increased
71
Reduced
79
Closed
41

Top Buys

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$40.9M
2
JQC icon
Nuveen Credit Strategies Income Fund
JQC
$7.78M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$7.42M
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
$7.3M
5
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
$5.53M

Top Sells

1
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$22.9M
2
PTY icon
PIMCO Corporate & Income Opportunity Fund
PTY
$21.6M
3
PDI icon
PIMCO Dynamic Income Fund
PDI
$20.3M
4
ETY icon
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$16.4M
5
AOD
abrdn Total Dynamic Dividend Fund
AOD
$15.9M

Sector Composition

1 Financials 2.04%
2 Materials 0.04%
3 Technology 0.04%
4 Healthcare 0.04%
5 Energy 0.01%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PCI
1
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$57.9M 4.71% 2,561,905 +328,436 +15% +$7.42M
BTZ icon
2
BlackRock Credit Allocation Income Trust
BTZ
$1.03B
$43.6M 3.55% 3,221,578 -5,000 -0.2% -$67.6K
SPY icon
3
SPDR S&P 500 ETF Trust
SPY
$658B
$41.7M 3.39% 222,835 +218,645 +5,218% +$40.9M
JQC icon
4
Nuveen Credit Strategies Income Fund
JQC
$754M
$25.3M 2.06% 2,662,855 +817,720 +44% +$7.78M
RVT icon
5
Royce Value Trust
RVT
$1.92B
$23.9M 1.95% 1,521,881 -68,870 -4% -$1.08M
ADX icon
6
Adams Diversified Equity Fund
ADX
$2.61B
$22.7M 1.85% 1,746,371 – –
TY icon
7
TRI-Continental Corp
TY
$1.74B
$21.5M 1.75% 1,070,982 – –
FAX
8
abrdn Asia-Pacific Income Fund
FAX
$675M
$21.4M 1.74% 3,496,412 -515,904 -13% -$3.15M
OEF icon
9
iShares S&P 100 ETF
OEF
$22B
$20.7M 1.69% 250,000 +6,558 +3% +$543K
VMO icon
10
Invesco Municipal Opportunity Trust
VMO
$622M
$20.5M 1.67% 1,682,343 -38,079 -2% -$465K
BIT icon
11
BlackRock Multi-Sector Income Trust
BIT
$591M
$20.5M 1.67% 1,152,540 +72,576 +7% +$1.29M
PRF icon
12
Invesco FTSE RAFI US 1000 ETF
PRF
$8.08B
$20.4M 1.66% 240,668 +21,600 +10% +$1.83M
VWO icon
13
Vanguard FTSE Emerging Markets ETF
VWO
$96.4B
$20.3M 1.66% 501,375 +180,000 +56% +$7.3M
USA icon
14
Liberty All-Star Equity Fund
USA
$1.95B
$20.3M 1.65% 3,451,297 -178,253 -5% -$1.05M
NPM
15
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$20M 1.62% 1,490,544 -13,700 -0.9% -$183K
HCF
16
DELISTED
NEXPOINT CREDIT STRATEGIES FUND
HCF
$19.9M 1.62% 1,796,854 -118,688 -6% -$1.31M
GLO
17
Clough Global Opportunities Fund
GLO
$238M
$19.2M 1.57% 1,509,739 +15,600 +1% +$199K
BOE icon
18
BlackRock Enhanced Global Dividend Trust
BOE
$659M
$19.2M 1.56% 1,313,572 +42,100 +3% +$616K
DSU icon
19
BlackRock Debt Strategies Fund
DSU
$550M
$18.3M 1.49% 4,453,127 +705,687 +19% +$2.89M
PDI icon
20
PIMCO Dynamic Income Fund
PDI
$7.44B
$17.3M 1.41% 569,909 -669,462 -54% -$20.3M
NID
21
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$16.8M 1.37% 1,407,281 – –
NMA
22
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$16.3M 1.33% 1,257,870 +95,855 +8% +$1.24M
AOD
23
abrdn Total Dynamic Dividend Fund
AOD
$963M
$16.1M 1.31% 1,914,603 -1,894,004 -50% -$15.9M
JGT
24
DELISTED
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
$14.9M 1.21% 1,417,093 – –
PFN
25
PIMCO Income Strategy Fund II
PFN
$710M
$14.7M 1.2% 1,413,590 +173,169 +14% +$1.8M
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