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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.66%
This Fund
S&P 500
This Quarter Est. Return
+1.27%
1 Year Est. Return
-0.66%
3 Year Est. Return
+4.95%
5 Year Est. Return
-8.55%
10 Year Est. Return
+11.89%
AUM
$1.31B
AUM Growth
-$135M
Cap. Flow
-$154M
Cap. Flow %
-11.81%
Top 10 Hldgs %
33.37%
Holding
166
New
25
Increased
37
Reduced
63
Closed
26

Top Buys

Rank Stock Value
1
ARCC icon
Ares Capital
ARCC
+$19.1M
2
BRW
Saba Capital Income & Opportunities Fund
BRW
+$10.4M
3
CGBD icon
Carlyle Secured Lending
CGBD
+$5.76M
4
LCM
Advent/Claymore Enhanced Gth & F
LCM
+$5.33M
5
BRQS
Borqs Technologies, Inc. Ordinary Shares
BRQS
+$5.06M

Top Sells

Rank Stock Value
1
ERC
Allspring Multi-Sector Income Fund
ERC
+$17.4M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$15M
3
GLO
Clough Global Opportunities Fund
GLO
+$13M
4
RA
Brookfield Real Assets Income Fund
RA
+$11.6M
5
USA icon
Liberty All-Star Equity Fund
USA
+$9.55M

Sector Composition

Rank Sector Weight
1 Financials 5.18%
2 Technology 0.84%
3 Energy 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMD
1
Western Asset Emerging Markets Debt Fund
EMD
$611M
$65.7M 5.03%
4,219,986
+48,233
+1% +$758K
NEA icon
2
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$51.7M 3.96%
3,776,010
-49,300
-1% -$671K
RA
3
Brookfield Real Assets Income Fund
RA
$708M
$49.7M 3.8%
2,142,156
-498,563
-19% -$11.6M
GLO
4
Clough Global Opportunities Fund
GLO
$249M
$46.1M 3.52%
4,344,939
-1,240,717
-22% -$13M
EVV
5
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$45.2M 3.46%
3,208,298
+13,494
+0.4% +$188K
HIO
6
Western Asset High Income Opportunity Fund
HIO
$336M
$40.1M 3.07%
7,899,617
-818,294
-9% -$4.22M
BTZ icon
7
BlackRock Credit Allocation Income Trust
BTZ
$935M
$38.5M 2.95%
2,864,244
-277,432
-9% -$3.71M
HYT icon
8
BlackRock Corporate High Yield Fund
HYT
$1.36B
$34.7M 2.66%
3,169,057
-99,803
-3% -$1.11M
JQC icon
9
Nuveen Credit Strategies Income Fund
JQC
$705M
$32.9M 2.52%
3,820,388
-257,160
-6% -$2.24M
ARCC icon
10
Ares Capital
ARCC
$13.5B
$31.5M 2.41%
1,921,053
+1,134,691
+144% +$19.1M
USA icon
11
Liberty All-Star Equity Fund
USA
$1.79B
$29.5M 2.26%
5,206,962
-1,718,548
-25% -$9.55M
NAD icon
12
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$28.9M 2.21%
2,058,689
-26,200
-1% -$365K
BWG
13
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$129M
$25.5M 1.95%
1,928,716
-95,147
-5% -$1.25M
SABA
14
Saba Capital Income & Opportunities Fund II
SABA
$223M
$24.9M 1.91%
1,852,541
-141,949
-7% -$1.89M
VTA
15
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$24.5M 1.87%
2,039,998
+53,748
+3% +$652K
GHY
16
PGIM Global High Yield Fund
GHY
$476M
$24.1M 1.85%
1,622,642
+76,184
+5% +$1.15M
GLQ
17
Clough Global Equity Fund
GLQ
$152M
$23.9M 1.83%
1,893,279
+213,844
+13% +$2.71M
EHI
18
Western Asset Global High Income Fund
EHI
$175M
$21.8M 1.67%
2,162,978
+390,473
+22% +$3.99M
DSU icon
19
BlackRock Debt Strategies Fund
DSU
$591M
$21.2M 1.62%
1,837,897
-256,461
-12% -$2.99M
WIW
20
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$505M
$20.7M 1.58%
1,874,312
+318,925
+21% +$3.54M
VVR icon
21
Invesco Senior Income Trust
VVR
$457M
$18.9M 1.45%
4,150,385
-499,018
-11% -$2.32M
RVT icon
22
Royce Value Trust
RVT
$2.2B
$18.9M 1.44%
1,292,289
-459,073
-26% -$6.61M
BOE icon
23
BlackRock Enhanced Global Dividend Trust
BOE
$673M
$17.2M 1.32%
1,300,166
-589,686
-31% -$7.7M
AVK
24
Advent Convertible and Income Fund
AVK
$543M
$16.8M 1.29%
1,069,069
-2,303
-0.2% -$35.8K
TEI
25
Templeton Emerging Markets Income Fund
TEI
$314M
$15.8M 1.21%
1,409,308
+102,707
+8% +$1.17M
1
2 3 4 5

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Rivernorth Capital Management's Q2 2017 Portfolio in Review

As of Q2 2017, Rivernorth Capital Management held 166 positions worth $1.31B, down 9.3% from $1.44B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Rivernorth Capital Management withdrew a net $154M in Q2 2017, closing 26 positions and reducing 63 holdings. Its most notable exit was PIMCO Dynamic Credit and Mortgage Income Fund, an estimated $15M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.2% of assets, up from 4% a quarter earlier, followed by Technology and Energy.

Against the trend, Rivernorth Capital Management opened a new position in Carlyle Secured Lending worth $5.68M.

  • Rivernorth Capital Management's largest Q2 2017 buy was Carlyle Secured Lending: 315,143 shares worth $5.68M.
  • Rivernorth Capital Management added most to Ares Capital in Q2 2017, an estimated $19.1M increase.
  • Rivernorth Capital Management's biggest Q2 2017 reduction was Allspring Multi-Sector Income Fund, cutting an estimated $17.4M.
  • Rivernorth Capital Management fully exited PIMCO Dynamic Credit and Mortgage Income Fund in Q2 2017, selling an estimated $15M.
  • Rivernorth Capital Management's ten largest holdings make up 33% of its $1.31B portfolio in Q2 2017.
  • Rivernorth Capital Management opened 25 new positions and closed 26 in Q2 2017.
  • Rivernorth Capital Management's portfolio value fell 9.3% quarter-over-quarter to $1.31B.

Based on Rivernorth Capital Management's 13F filing for Q2 2017, filed 14 Aug 2017.