RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+4.37%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.38B
AUM Growth
+$1.38B
Cap. Flow
-$232M
Cap. Flow %
-16.82%
Top 10 Hldgs %
26.9%
Holding
161
New
12
Increased
41
Reduced
71
Closed
22

Top Buys

1
PPT
Putnam Premier Income Trust
PPT
$8M
2
HIO
Western Asset High Income Opportunity Fund
HIO
$7.63M
3
USA icon
Liberty All-Star Equity Fund
USA
$5.58M
4
SPE.PRB
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
$5.36M
5
JGV
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
$4.55M

Top Sells

1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$74.9M
2
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$39.4M
3
CHI
Calamos Convertible Opportunities and Income Fund
CHI
$20.8M
4
HYT icon
BlackRock Corporate High Yield Fund
HYT
$13.4M
5
OCSI
Oaktree Strategic Income Corporation
OCSI
$13.3M

Sector Composition

1 Financials 1.85%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ACAS
1
DELISTED
American Capital Ltd
ACAS
$59.1M 4.29% 3,494,752 -118,409 -3% -$2M
GLO
2
Clough Global Opportunities Fund
GLO
$238M
$48.4M 3.51% 5,002,138 +221,120 +5% +$2.14M
USA icon
3
Liberty All-Star Equity Fund
USA
$1.95B
$39.4M 2.86% 7,597,145 +1,076,483 +17% +$5.58M
BTZ icon
4
BlackRock Credit Allocation Income Trust
BTZ
$1.03B
$39.1M 2.84% 2,928,413 -223,749 -7% -$2.99M
PCI
5
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$34.9M 2.53% 1,711,225 -3,674,855 -68% -$74.9M
JQC icon
6
Nuveen Credit Strategies Income Fund
JQC
$754M
$33.7M 2.45% 3,974,286 -227,179 -5% -$1.93M
RVT icon
7
Royce Value Trust
RVT
$1.92B
$32.3M 2.34% 2,548,342 +42,237 +2% +$535K
EVV
8
Eaton Vance Limited Duration Income Fund
EVV
$1.2B
$30.9M 2.24% 2,251,972 -52,969 -2% -$726K
STEW
9
SRH Total Return Fund
STEW
$1.79B
$26.7M 1.94% 3,181,815 -127,319 -4% -$1.07M
VWO icon
10
Vanguard FTSE Emerging Markets ETF
VWO
$96.4B
$26M 1.89% 690,375 -61,000 -8% -$2.3M
SABA
11
Saba Capital Income & Opportunities Fund II
SABA
$256M
$24.8M 1.8% 3,973,980 +383,060 +11% +$2.39M
DSU icon
12
BlackRock Debt Strategies Fund
DSU
$550M
$24M 1.74% 6,568,680 +108,534 +2% +$396K
VVR icon
13
Invesco Senior Income Trust
VVR
$561M
$23.9M 1.74% 5,530,342 -473,804 -8% -$2.05M
SPY icon
14
SPDR S&P 500 ETF Trust
SPY
$658B
$23.9M 1.74% 110,659 -34,600 -24% -$7.48M
TY icon
15
TRI-Continental Corp
TY
$1.74B
$23.2M 1.68% 1,084,537 -6,366 -0.6% -$136K
GLQ
16
Clough Global Equity Fund
GLQ
$139M
$23.2M 1.68% 2,036,719 +45,892 +2% +$522K
ADX icon
17
Adams Diversified Equity Fund
ADX
$2.61B
$22.9M 1.66% 1,739,841 – –
PRF icon
18
Invesco FTSE RAFI US 1000 ETF
PRF
$8.08B
$22.5M 1.64% 240,668 – –
BIT icon
19
BlackRock Multi-Sector Income Trust
BIT
$591M
$21.2M 1.54% 1,240,071 +31,746 +3% +$542K
VTA
20
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$21.1M 1.53% 1,790,331 -141,614 -7% -$1.67M
HIO
21
Western Asset High Income Opportunity Fund
HIO
$378M
$20.8M 1.51% 4,125,913 +1,511,342 +58% +$7.63M
BGB
22
Blackstone Strategic Credit 2027 Term Fund
BGB
$563M
$20.5M 1.49% 1,374,529 -109,449 -7% -$1.63M
ERC
23
Allspring Multi-Sector Income Fund
ERC
$267M
$18.2M 1.32% 1,404,439 -24,401 -2% -$316K
VEA icon
24
Vanguard FTSE Developed Markets ETF
VEA
$171B
$18.1M 1.31% 482,753 – –
AOD
25
abrdn Total Dynamic Dividend Fund
AOD
$963M
$17.4M 1.27% 2,286,797 -119,463 -5% -$911K
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