RCM

Rivernorth Capital Management’s Invesco FTSE RAFI US 1000 ETF PRF Stock Holding History

Quarter	Market Value	Status	Shares	Shares Change %	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-42,200	Closed	-$5.35M	–	297
2019 Q4	$5.35M	Sell	42,200 -16,299	-28%	-$2.07M	0.32%	71
2019 Q3	$6.9K	Sell	58,499 -2,920	-5%	-$344	0.03%	80
2019 Q2	$7.16K	Hold	61,419	–	–	0.31%	59
2019 Q1	$6.96M	Hold	61,419	–	–	0.46%	66
2018 Q4	$6.19M	Sell	61,419 -13,553	-18%	-$1.37M	0.37%	78
2018 Q3	$8.9M	Sell	74,972 -25,660	-25%	-$3.05M	0.74%	41
2018 Q2	$11.3M	Hold	100,632	–	–	0.89%	37
2018 Q1	$11.1M	Hold	100,632	–	–	0.82%	39
2017 Q4	$11.4M	Hold	100,632	–	–	0.79%	39
2017 Q3	$10.8M	Hold	100,632	–	–	0.88%	35
2017 Q2	$10.4M	Sell	100,632 -54,863	-35%	-$5.67M	0.8%	38
2017 Q1	$15.9M	Sell	155,495 -15,173	-9%	-$1.55M	1.11%	29
2016 Q4	$17M	Sell	170,668 -70,000	-29%	-$6.97M	1.11%	29
2016 Q3	$22.5M	Hold	240,668	–	–	1.64%	18
2016 Q2	$21.8M	Hold	240,668	–	–	1.41%	19
2016 Q1	$21.2M	Hold	240,668	–	–	1.31%	18
2015 Q4	$20.9M	Hold	240,668	–	–	1.19%	20
2015 Q3	$20M	Hold	240,668	–	–	1.23%	17
2015 Q2	$21.8M	Hold	240,668	–	–	1.35%	15
2015 Q1	$22M	Hold	240,668	–	–	1.47%	14
2014 Q4	$22M	Hold	240,668	–	–	1.46%	11
2014 Q3	$21.2M	Hold	240,668	–	–	1.69%	10
2014 Q2	$21.3M	Hold	240,668	–	–	1.71%	11
2014 Q1	$20.4M	Buy	240,668 +21,600	+10%	+$1.83M	1.66%	12
2013 Q4	$18.2M	Sell	219,068 -117,500	-35%	-$9.75M	1.39%	18
2013 Q3	$25.4M	Sell	336,568 -10,200	-3%	-$770K	2.67%	6
2013 Q2	$25M	Buy	+346,768	New	+$25M	2.78%	6