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Invesco FTSE RAFI US 1000 ETF

104 hedge funds and large institutions have $1.03B invested in Invesco FTSE RAFI US 1000 ETF in 2013 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 45 increasing their positions, 26 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

275% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 4

73% more repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 26

31% more funds holding in top 10

Funds holding in top 10: 1621 (+5)

30% more capital invested

Capital invested by funds: $794M → $1.03B (+$240M)

12% more funds holding

Funds holding: 93104 (+11)

4.08% more ownership

Funds ownership: 210.39%214.47% (+4.1%)

Holders
104
Holders Change
+11
Holders Change %
+11.83%
% of All Funds
3.37%
Holding in Top 10
21
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+31.25%
% of All Funds
0.68%
New
15
Increased
45
Reduced
26
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
1
Invesco
Georgia
$227M -$2.6M -172,430 -1%
Bank of America
2
Bank of America
North Carolina
$109M +$16.8M +1,116,070 +18%
BTS
3
BB&T Securities
Virginia
$42.3M -$24K -1,590 -0.6%
Morgan Stanley
4
Morgan Stanley
New York
$40.2M +$13.9M +919,750 +53%
LPL Financial
5
LPL Financial
California
$36.6M -$2.87M -190,270 -7%
CC
6
Callan Capital
California
$35.9M +$3.12M +206,905 +10%
SMA
7
Simply Money Advisors
Ohio
$35.6M +$20.7M +1,369,315 +139%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$35.3M +$5.17M +342,500 +17%
Wells Fargo
9
Wells Fargo
California
$32.1M +$1.61M +106,550 +5%
FMWA
10
Forvis Mazars Wealth Advisors
Missouri
$26.9M +$26.9M +1,782,090 New
RCM
11
Rivernorth Capital Management
Florida
$25.4M -$769K -51,000 -3%
AIA
12
Arbor Investment Advisors
North Carolina
$24.8M +$1.13M +74,850 +5%
PNC Financial Services Group
13
PNC Financial Services Group
Pennsylvania
$23.9M +$2.52M +166,960 +12%
U
14
UBS
Switzerland
$21.7M +$7.77M +515,085 +56%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$19.3M +$19.3M +1,281,230 New
LPT
16
Legacy Private Trust
Wisconsin
$19M -$1.6M -106,080 -8%
CAN
17
Cetera Advisor Networks
California
$16.5M -$679K -44,995 -4%
OPCM
18
Osborne Partners Capital Management
California
$15.7M +$921K +61,055 +6%
BWM
19
Baystate Wealth Management
Massachusetts
$13.9M +$691K +45,770 +5%
CFA
20
Carroll Financial Associates
North Carolina
$13.8M +$982K +65,070 +8%
OC
21
Oppenheimer & Co
New York
$12.8M +$455K +30,135 +4%
DIA
22
Denver Investment Advisors
Colorado
$12.7M
GA
23
Geller Advisors
New York
$11.5M +$9.8M +649,260 +563%
KL
24
Kinsight LLC
Alabama
$11.2M +$11.2M +744,215 New
SIC
25
Sigma Investment Counselors
Michigan
$10.8M +$316K +20,940 +3%

PRF Hedge Fund Activity: Q3 2013 in Review

104 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Invesco FTSE RAFI US 1000 ETF (PRF) for Q3 2013, worth a combined $1.03B — up 30% from $794M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new PRF positions and 4 closed out — a net gain of 11 holders — while 45 added to existing stakes and 26 trimmed.

The largest buyer was Forvis Mazars Wealth Advisors, opening a new position worth an estimated $26.9M. The largest seller was Compass Efficient Model Portfolios, cutting an estimated $8.65M.

  • 104 institutional investors held Invesco FTSE RAFI US 1000 ETF (PRF) as of Q3 2013, up from 93 in Q2 2013.
  • Funds reported $1.03B of Invesco FTSE RAFI US 1000 ETF stock for Q3 2013, up 30% quarter-over-quarter.
  • 15 funds opened new Invesco FTSE RAFI US 1000 ETF positions in Q3 2013 and 4 closed out, a net change of +11 holders.
  • The largest Invesco FTSE RAFI US 1000 ETF buyer in Q3 2013 was Forvis Mazars Wealth Advisors, an estimated $26.9M added.
  • The largest Invesco FTSE RAFI US 1000 ETF seller in Q3 2013 was Compass Efficient Model Portfolios, an estimated $8.65M sold.

Based on aggregated 13F filings for Q3 2013.