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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.66%
This Fund
S&P 500
This Quarter Est. Return
+3.5%
1 Year Est. Return
-0.66%
3 Year Est. Return
+4.95%
5 Year Est. Return
-8.55%
10 Year Est. Return
+11.89%
AUM
$1.25B
AUM Growth
+$16.6M
Cap. Flow
-$28.9M
Cap. Flow %
-2.32%
Top 10 Hldgs %
24.23%
Holding
217
New
27
Increased
63
Reduced
59
Closed
40

Top Buys

Rank Stock Value
1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17.4M
2
SABA
Saba Capital Income & Opportunities Fund II
SABA
+$8.41M
3
ACG
AllianceBernstein Income Fund Inc
ACG
+$8.4M
4
CFP
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
+$6.58M
5
ACAS
American Capital Ltd
ACAS
+$5.84M

Top Sells

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$17.1M
2
PDI icon
PIMCO Dynamic Income Fund
PDI
+$15.6M
3
FAX
abrdn Asia-Pacific Income Fund
FAX
+$15.4M
4
EDF
Virtus Stone Harbor Emerging Markets Income Fund
EDF
+$5.88M
5
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.53M

Sector Composition

Rank Sector Weight
1 Financials 3.87%
2 Materials 0.04%
3 Energy 0.03%
4 Healthcare 0%
5 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$48.7M 3.91%
248,838
+26,003
+12% +$4.94M
BTZ icon
2
BlackRock Credit Allocation Income Trust
BTZ
$935M
$44.3M 3.56%
3,225,278
+3,700
+0.1% +$50.6K
PCI
3
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$43.6M 3.5%
1,830,557
-731,348
-29% -$17.1M
JQC icon
4
Nuveen Credit Strategies Income Fund
JQC
$705M
$29.9M 2.4%
3,194,114
+531,259
+20% +$4.97M
ADX icon
5
Adams Diversified Equity Fund
ADX
$3.13B
$24M 1.93%
1,746,371
– –
RVT icon
6
Royce Value Trust
RVT
$2.2B
$23.7M 1.9%
1,481,488
-40,393
-3% -$630K
TY icon
7
TRI-Continental Corp
TY
$1.86B
$22.5M 1.8%
1,070,982
– –
SABA
8
Saba Capital Income & Opportunities Fund II
SABA
$223M
$21.7M 1.74%
1,313,689
+527,002
+67% +$8.41M
OEF icon
9
iShares S&P 100 ETF
OEF
$20.1B
$21.6M 1.74%
250,000
– –
VWO icon
10
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$21.6M 1.74%
501,375
– –
PRF icon
11
Invesco FTSE RAFI US 1000 ETF
PRF
$9.79B
$21.3M 1.71%
1,203,340
– –
VMO icon
12
Invesco Municipal Opportunity Trust
VMO
$651M
$21.2M 1.7%
1,682,343
– –
USA icon
13
Liberty All-Star Equity Fund
USA
$1.79B
$21.1M 1.7%
3,517,026
+65,729
+2% +$385K
NPM
14
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$20.7M 1.66%
1,496,800
+6,256
+0.4% +$85.7K
VEA icon
15
Vanguard FTSE Developed Markets ETF
VEA
$229B
$20.2M 1.62%
473,753
+413,000
+680% +$17.4M
GLO
16
Clough Global Opportunities Fund
GLO
$249M
$20.2M 1.62%
1,551,678
+41,939
+3% +$531K
BIT icon
17
BlackRock Multi-Sector Income Trust
BIT
$698M
$18.5M 1.49%
1,001,614
-150,926
-13% -$2.77M
HCF
18
DELISTED
NEXPOINT CREDIT STRATEGIES FUND
HCF
$17.8M 1.43%
1,474,500
-322,354
-18% -$3.89M
EDD
19
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$376M
$17.8M 1.43%
1,335,980
+370,071
+38% +$4.94M
NID
20
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$17.7M 1.42%
1,407,281
– –
AOD
21
abrdn Total Dynamic Dividend Fund
AOD
$1.11B
$17.1M 1.37%
1,914,603
– –
BOE icon
22
BlackRock Enhanced Global Dividend Trust
BOE
$673M
$17M 1.37%
1,129,932
-183,640
-14% -$2.73M
NMA
23
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$16.9M 1.36%
1,260,570
+2,700
+0.2% +$35.9K
DSU icon
24
BlackRock Debt Strategies Fund
DSU
$591M
$16.9M 1.35%
1,370,885
-113,491
-8% -$1.4M
JGT
25
DELISTED
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
$15.7M 1.26%
1,401,963
-15,130
-1% -$166K
1
2 3 4 5

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Rivernorth Capital Management's Q2 2014 Portfolio in Review

As of Q2 2014, Rivernorth Capital Management held 217 positions worth $1.25B, up 1.3% from $1.23B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rivernorth Capital Management's Q2 2014 filing shows 27 new, 63 increased, 59 reduced and 40 closed positions. Its largest new stake was AllianceBernstein Income Fund Inc: 1,137,285 shares worth $8.55M. The largest sale was PIMCO Dynamic Credit and Mortgage Income Fund, an estimated $17.1M.

By sector, the portfolio is most concentrated in Financials at 3.9% of assets, up from 3.8% a quarter earlier, followed by Materials and Energy.

  • Rivernorth Capital Management's largest Q2 2014 buy was AllianceBernstein Income Fund Inc: 1,137,285 shares worth $8.55M.
  • Rivernorth Capital Management added most to Vanguard FTSE Developed Markets ETF in Q2 2014, an estimated $17.4M increase.
  • Rivernorth Capital Management's biggest Q2 2014 reduction was PIMCO Dynamic Credit and Mortgage Income Fund, cutting an estimated $17.1M.
  • Rivernorth Capital Management fully exited Virtus Stone Harbor Emerging Markets Income Fund in Q2 2014, selling an estimated $5.88M.
  • Rivernorth Capital Management's ten largest holdings make up 24% of its $1.25B portfolio in Q2 2014.
  • Rivernorth Capital Management opened 27 new positions and closed 40 in Q2 2014.
  • Rivernorth Capital Management's portfolio value rose 1.3% quarter-over-quarter to $1.25B.

Based on Rivernorth Capital Management's 13F filing for Q2 2014, filed 14 Aug 2014.