RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
-4.74%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.23B
AUM Growth
+$2.23B
Cap. Flow
-$114M
Cap. Flow %
-5.12%
Top 10 Hldgs %
22.33%
Holding
940
New
121
Increased
146
Reduced
85
Closed
68

Top Buys

1
ZTR
Virtus Total Return Fund
ZTR
$17.8M
2
PAXS
PIMCO Access Income Fund
PAXS
$15.5M
3
VVR icon
Invesco Senior Income Trust
VVR
$9.31M
4
BFK icon
BlackRock Municipal Income Trust
BFK
$8.23M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
$6.65M

Top Sells

1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
$41.6M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
$33.6M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$28.9M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
$24.8M
5
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
$23.3M

Sector Composition

1 Financials 27.26%
2 Healthcare 1.37%
3 Technology 1.26%
4 Industrials 0.95%
5 Communication Services 0.67%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BCAT icon
1
BlackRock Capital Allocation Term Trust
BCAT
$1.57B
$70.5M 3.16% 5,177,226 +223,933 +5% +$3.05M
ECAT icon
2
BlackRock ESG Capital Allocation Term Trust
ECAT
$1.64B
$64.9M 2.91% 5,067,101 +93,320 +2% +$1.2M
NEA icon
3
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.29B
$64M 2.87% 6,036,314 -2,725,410 -31% -$28.9M
PDO
4
PIMCO Dynamic Income Opportunities Fund
PDO
$1.76B
$59.4M 2.66% 4,502,866 -48,826 -1% -$644K
NAD icon
5
Nuveen Quality Municipal Income Fund
NAD
$2.64B
$53M 2.38% 4,821,195 -2,250,459 -32% -$24.8M
NRK icon
6
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$830M
$41.4M 1.86% 4,219,381 -1,013,819 -19% -$9.96M
BBDC icon
7
Barings BDC
BBDC
$1.04B
$37.9M 1.7% 4,579,309 +565,125 +14% +$4.67M
GBDC icon
8
Golub Capital BDC
GBDC
$3.97B
$37.6M 1.69% 3,034,177 +365,292 +14% +$4.53M
NZF icon
9
Nuveen Municipal Credit Income Fund
NZF
$2.32B
$37M 1.66% 3,250,542 +584,601 +22% +$6.65M
PDX
10
PIMCO Dynamic Income Strategy Fund
PDX
$1.1B
$31M 1.39% 2,291,758 +27,138 +1% +$367K
PAXS
11
PIMCO Access Income Fund
PAXS
$723M
$30.2M 1.35% 1,903,778 +975,810 +105% +$15.5M
BACA
12
DELISTED
Berenson Acquisition Corp. I
BACA
$24.4M 1.09% 2,475,000 – –
JQC icon
13
Nuveen Credit Strategies Income Fund
JQC
$754M
$23.6M 1.06% 4,614,367 -507,115 -10% -$2.59M
BRW
14
Saba Capital Income & Opportunities Fund
BRW
$353M
$23.2M 1.04% 2,927,098 -326,959 -10% -$2.59M
MUI
15
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$22.8M 1.02% 2,101,456 -142,236 -6% -$1.54M
JPS
16
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$22.7M 1.02% 3,462,605 +636,579 +23% +$4.18M
MMU
17
Western Asset Managed Municipals Fund
MMU
$540M
$22.5M 1.01% 2,322,623 +82,307 +4% +$798K
MYI icon
18
BlackRock MuniYield Quality Fund III
MYI
$705M
$21.1M 0.95% 2,027,445 -7,715 -0.4% -$80.5K
EIM
19
Eaton Vance Municipal Bond Fund
EIM
$531M
$20.6M 0.92% 2,124,098 -33,860 -2% -$328K
NPCT icon
20
Nuveen Core Plus Impact Fund
NPCT
$314M
$19.9M 0.89% 1,943,675 -404,545 -17% -$4.14M
FTHY
21
First Trust High Yield Opportunities 2027 Term Fund
FTHY
$539M
$19.5M 0.88% 1,448,322 -20,067 -1% -$270K
NAC icon
22
Nuveen California Quality Municipal Income Fund
NAC
$1.63B
$19M 0.85% 1,728,347 -361,805 -17% -$3.97M
EMD
23
Western Asset Emerging Markets Debt Fund
EMD
$599M
$18.5M 0.83% 2,313,960 -180,869 -7% -$1.44M
ZTR
24
Virtus Total Return Fund
ZTR
$354M
$17.8M 0.8% +2,860,573 New +$17.8M
MHD icon
25
BlackRock MuniHoldings Fund
MHD
$583M
$16M 0.72% 1,419,058 -29,284 -2% -$329K
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