RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
-3.2%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.51B
AUM Growth
+$1.51B
Cap. Flow
+$247M
Cap. Flow %
16.41%
Top 10 Hldgs %
21.45%
Holding
221
New
46
Increased
73
Reduced
38
Closed
20

Top Buys

1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$24.7M
2
BDCL
2Leveraged Long Exchange Traded Access Securities (E-TRACS) Linked to the Wells Fargo Business Dev
BDCL
$21.2M
3
FAX
abrdn Asia-Pacific Income Fund
FAX
$18M
4
JGH icon
Nuveen Global High Income Fund
JGH
$17.3M
5
PCEF icon
Invesco CEF Income Composite ETF
PCEF
$17.1M

Top Sells

1
CFP
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
$26.1M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$22.7M
3
JGT
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
$14.9M
4
SVVC
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$7.88M
5
PFL
PIMCO Income Strategy Fund
PFL
$4.88M

Sector Composition

1 Financials 3.94%
2 Technology 0.02%
3 Energy 0%
4 Communication Services 0%
5 Consumer Discretionary 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PCI
1
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$66.7M 4.42% 3,227,614 +1,194,400 +59% +$24.7M
BTZ icon
2
BlackRock Credit Allocation Income Trust
BTZ
$1.03B
$40.8M 2.71% 3,161,592 -63,686 -2% -$823K
JQC icon
3
Nuveen Credit Strategies Income Fund
JQC
$754M
$35.8M 2.38% 4,082,213 +498,845 +14% +$4.37M
SPY icon
4
SPDR S&P 500 ETF Trust
SPY
$658B
$35.4M 2.35% 172,061 -110,252 -39% -$22.7M
VWO icon
5
Vanguard FTSE Emerging Markets ETF
VWO
$96.4B
$26.1M 1.73% 651,375 -31,000 -5% -$1.24M
FAX
6
abrdn Asia-Pacific Income Fund
FAX
$675M
$24.5M 1.62% 4,409,137 +3,237,968 +276% +$18M
SABA
7
Saba Capital Income & Opportunities Fund II
SABA
$256M
$24.3M 1.61% 3,372,760 +1,109,084 +49% +$7.97M
ADX icon
8
Adams Diversified Equity Fund
ADX
$2.61B
$23.9M 1.59% 1,746,371 – –
TY icon
9
TRI-Continental Corp
TY
$1.74B
$23.1M 1.53% 1,079,196 +8,214 +0.8% +$176K
OEF icon
10
iShares S&P 100 ETF
OEF
$22B
$22.7M 1.51% 250,000 – –
PRF icon
11
Invesco FTSE RAFI US 1000 ETF
PRF
$8.08B
$22M 1.46% 240,668 – –
ACAS
12
DELISTED
American Capital Ltd
ACAS
$21.9M 1.45% 1,497,810 +965,955 +182% +$14.1M
USA icon
13
Liberty All-Star Equity Fund
USA
$1.95B
$21.3M 1.42% 3,570,037 – –
BDCL
14
DELISTED
2Leveraged Long Exchange Traded Access Securities (E-TRACS) Linked to the Wells Fargo Business Dev
BDCL
$21.2M 1.41% +990,320 New +$21.2M
HCF
15
DELISTED
NEXPOINT CREDIT STRATEGIES FUND
HCF
$21.1M 1.4% 1,876,207 +97,270 +5% +$1.09M
NPM
16
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$21.1M 1.4% 1,486,800 – –
RVT icon
17
Royce Value Trust
RVT
$1.92B
$20.5M 1.36% 1,431,949 -1,125 -0.1% -$16.1K
DSU icon
18
BlackRock Debt Strategies Fund
DSU
$550M
$20.3M 1.35% 5,457,206 +1,367,285 +33% +$5.09M
ACG
19
DELISTED
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$20.2M 1.34% 2,699,336 +210,230 +8% +$1.57M
GLO
20
Clough Global Opportunities Fund
GLO
$238M
$19.9M 1.32% 1,551,678 – –
VMO icon
21
Invesco Municipal Opportunity Trust
VMO
$622M
$19.8M 1.31% 1,536,131 -17,609 -1% -$226K
EDD
22
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$343M
$19.7M 1.31% 1,869,481 +415,616 +29% +$4.39M
BIT icon
23
BlackRock Multi-Sector Income Trust
BIT
$591M
$18.9M 1.26% 1,129,687 +8,055 +0.7% +$135K
CTF
24
DELISTED
Nuveen Long/Short Commodity Fd
CTF
$18.9M 1.26% 1,139,526 +216,734 +23% +$3.6M
VEA icon
25
Vanguard FTSE Developed Markets ETF
VEA
$171B
$18.3M 1.21% 482,753 -126,000 -21% -$4.77M
1
2 3 4 5