Rivernorth Capital Management’s ClearBridge American Energy MLP CBA Stock Holding History

Rivernorth Capital Management’s Portfolio CBA Stock Details CBA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-275,806	Closed	-$2.47M	–	178
2016 Q3	$2.47M	Sell	275,806 -139,828	-34%	-$1.22M	0.18%	109
2016 Q2	$3.6M	Sell	415,634 -119,470	-22%	-$954K	0.23%	106
2016 Q1	$3.74M	Sell	535,104 -600	-0.1%	-$3.81K	0.23%	112
2015 Q4	$4.39M	Sell	535,704 -40,749	-7%	-$404K	0.25%	107
2015 Q3	$5.53M	Sell	576,453 -13,167	-2%	-$161K	0.34%	90
2015 Q2	$8.14M	Sell	589,620 -184,874	-24%	-$2.88M	0.5%	68
2015 Q1	$12.3M	Sell	774,494 -291,354	-27%	-$4.7M	0.82%	44
2014 Q4	$17M	Buy	+1,065,848	New	+$18.3M	1.13%	30
2014 Q3	–	Sell	-67,164	Closed	-$1.25M	–	203
2014 Q2	$1.25M	Sell	67,164 -194,162	-74%	-$3.4M	0.1%	141
2014 Q1	$4.23M	Sell	261,326 -13,939	-5%	-$238K	0.34%	84
2013 Q4	$4.91M	Buy	+275,265	New	+$5.03M	0.38%	84

Other funds holding CBA

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

1832 Asset Management Toronto, Ontario, Canada $109B AUM 35.56% 1-Year Est. Return

RPA

Rock Point Advisors Burlington, Vermont $409M AUM 30.68% 1-Year Est. Return

Terril Brothers St. Louis, Missouri $388M AUM 29.38% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $103B AUM 28.65% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Rivernorth Capital Management's CBA Position: Q4 2016 in Review

Rivernorth Capital Management sold out of ClearBridge American Energy MLP (CBA) in Q4 2016, closing a stake of 275,806 shares — an estimated $2.47M sold.

Rivernorth Capital Management first reported a position in CBA in Q4 2013 and held it in 11 quarters. The position peaked at $17M in Q4 2014. 55 funds tracked by Wall St. Rank hold CBA as of Q4 2016.

Rivernorth Capital Management reported no remaining ClearBridge American Energy MLP position as of Q4 2016 after selling out during the quarter.
Rivernorth Capital Management sold 275,806 ClearBridge American Energy MLP shares in Q4 2016, an estimated $2.47M.
Rivernorth Capital Management first reported a position in ClearBridge American Energy MLP in Q4 2013 and held it in 11 quarters.
Rivernorth Capital Management's ClearBridge American Energy MLP position peaked at $17M in Q4 2014.
55 funds tracked by Wall St. Rank held ClearBridge American Energy MLP as of Q4 2016.

Based on Rivernorth Capital Management's 13F filing for Q4 2016, filed 14 Feb 2017.