RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
-1.51%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.89B
AUM Growth
+$1.89B
Cap. Flow
+$118M
Cap. Flow %
6.26%
Top 10 Hldgs %
23.39%
Holding
748
New
262
Increased
80
Reduced
53
Closed
179

Top Buys

1
BST icon
BlackRock Science and Technology Trust
BST
$31M
2
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
$29.1M
3
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
$24.4M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
$23.8M
5
EDNCU
Endurance Acquisition Corp. Unit
EDNCU
$19.7M

Top Sells

1
MYI icon
BlackRock MuniYield Quality Fund III
MYI
$30.2M
2
EVF
Eaton Vance Senior Income Trust
EVF
$27.2M
3
EFT
Eaton Vance Floating-Rate Income Trust
EFT
$23.6M
4
CLM icon
Cornerstone Strategic Value Fund
CLM
$19.1M
5
BRW
Saba Capital Income & Opportunities Fund
BRW
$18.9M

Sector Composition

1 Financials 13.17%
2 Healthcare 1.82%
3 Industrials 0.89%
4 Technology 0.81%
5 Consumer Discretionary 0.67%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NEA icon
1
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.29B
$99.6M 5.28% 6,556,816 -1,008,210 -13% -$15.3M
NAD icon
2
Nuveen Quality Municipal Income Fund
NAD
$2.64B
$84.1M 4.46% 5,382,579 -840,770 -14% -$13.1M
NRK icon
3
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$830M
$36.2M 1.92% 2,616,467 +492,850 +23% +$6.82M
BRW
4
Saba Capital Income & Opportunities Fund
BRW
$353M
$34.5M 1.83% 7,583,438 -4,164,690 -35% -$18.9M
VTA
5
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$32.4M 1.72% 2,769,429 +1,420,014 +105% +$16.6M
BST icon
6
BlackRock Science and Technology Trust
BST
$1.38B
$31M 1.64% +594,197 New +$31M
PDX
7
PIMCO Dynamic Income Strategy Fund
PDX
$1.1B
$30.5M 1.62% 2,497,665 +293,506 +13% +$3.58M
GPM
8
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$30.1M 1.6% 3,244,620 +1,440,655 +80% +$13.4M
PXH icon
9
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.57B
$29.7M 1.57% 2,000,100 +1,962,147 +5,170% +$29.1M
EIM
10
Eaton Vance Municipal Bond Fund
EIM
$531M
$27.8M 1.47% 2,075,623 -39,138 -2% -$524K
WIW
11
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$547M
$25.4M 1.34% 1,908,270 -1,237,648 -39% -$16.4M
BACA.U
12
DELISTED
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
$24.4M 1.29% +2,475,000 New +$24.4M
NAC icon
13
Nuveen California Quality Municipal Income Fund
NAC
$1.63B
$24.3M 1.29% 1,550,523 -545,653 -26% -$8.56M
JQC icon
14
Nuveen Credit Strategies Income Fund
JQC
$754M
$23.8M 1.26% +3,633,518 New +$23.8M
SABA
15
Saba Capital Income & Opportunities Fund II
SABA
$256M
$22.7M 1.21% 4,226,660 +2,915,267 +222% +$15.7M
VVR icon
16
Invesco Senior Income Trust
VVR
$561M
$21.6M 1.14% 4,847,992 -874,596 -15% -$3.89M
OCSL icon
17
Oaktree Specialty Lending
OCSL
$1.23B
$21.4M 1.13% 3,027,666 -1,668,138 -36% -$11.8M
BWG
18
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$145M
$21.3M 1.13% 1,697,667 +36,207 +2% +$453K
NXDT
19
NexPoint Diversified Real Estate Trust
NXDT
$186M
$20.8M 1.1% 1,492,269 +492,129 +49% +$6.85M
HIO
20
Western Asset High Income Opportunity Fund
HIO
$378M
$19.7M 1.04% 3,792,635 -700,391 -16% -$3.64M
EDNCU
21
DELISTED
Endurance Acquisition Corp. Unit
EDNCU
$19.7M 1.04% +1,980,000 New +$19.7M
FIV
22
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$19.5M 1.03% 2,019,315 +585,036 +41% +$5.64M
BBDC icon
23
Barings BDC
BBDC
$1.04B
$18.6M 0.99% 1,690,613 +89,591 +6% +$987K
EDD
24
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$343M
$18.5M 0.98% 3,168,587 +29,441 +0.9% +$172K
JHB
25
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$18.4M 0.97% 1,957,938 +918,063 +88% +$8.61M
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