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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.66%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
-0.66%
3 Year Est. Return
+4.95%
5 Year Est. Return
-8.55%
10 Year Est. Return
+11.89%
AUM
$1.89B
AUM Growth
+$132M
Cap. Flow
+$80.3M
Cap. Flow %
4.26%
Top 10 Hldgs %
23.39%
Holding
748
New
262
Increased
80
Reduced
53
Closed
179

Top Buys

Rank Stock Value
1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$44.6M
2
BST icon
BlackRock Science and Technology Trust
BST
+$32.1M
3
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$23.7M
5
EDNCU
Endurance Acquisition Corp. Unit
EDNCU
+$19.6M

Top Sells

Rank Stock Value
1
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$30.2M
2
EVF
Eaton Vance Senior Income Trust
EVF
+$27.2M
3
EFT
Eaton Vance Floating-Rate Income Trust
EFT
+$23.6M
4
BRW
Saba Capital Income & Opportunities Fund
BRW
+$19.1M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$19.1M

Sector Composition

Rank Sector Weight
1 Financials 13.17%
2 Healthcare 1.74%
3 Industrials 0.91%
4 Technology 0.85%
5 Consumer Discretionary 0.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEA icon
1
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$99.6M 5.28%
6,556,816
-1,008,210
-13% -$15.9M
NAD icon
2
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$84.1M 4.46%
5,382,579
-840,770
-14% -$13.6M
NRK icon
3
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$903M
$36.2M 1.92%
2,616,467
+492,850
+23% +$6.99M
BRW
4
Saba Capital Income & Opportunities Fund
BRW
$336M
$34.5M 1.83%
3,791,719
-2,082,345
-35% -$19.1M
VTA
5
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$32.4M 1.72%
2,769,429
+1,420,014
+105% +$16.6M
BST icon
6
BlackRock Science and Technology Trust
BST
$1.59B
$31M 1.64%
+594,197
New +$32.1M
PDX
7
PIMCO Dynamic Income Strategy Fund
PDX
$945M
$30.5M 1.62%
2,497,665
+293,506
+13% +$3.43M
GPM
8
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$30.1M 1.6%
3,244,620
+1,440,655
+80% +$13.2M
PXH icon
9
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.94B
$29.7M 1.57%
2,000,100
+1,962,147
+5,170% +$44.6M
EIM
10
Eaton Vance Municipal Bond Fund
EIM
$494M
$27.8M 1.47%
2,075,623
-39,138
-2% -$540K
WIW
11
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$505M
$25.4M 1.34%
1,908,270
-1,237,648
-39% -$16.5M
BACA.U
12
DELISTED
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
$24.4M 1.29%
+2,475,000
New +$24.4M
NAC icon
13
Nuveen California Quality Municipal Income Fund
NAC
$1.84B
$24.3M 1.29%
1,550,523
-545,653
-26% -$8.68M
JQC icon
14
Nuveen Credit Strategies Income Fund
JQC
$705M
$23.8M 1.26%
+3,633,518
New +$23.7M
SABA
15
Saba Capital Income & Opportunities Fund II
SABA
$223M
$22.7M 1.21%
2,113,330
+1,457,633
+222% +$16M
VVR icon
16
Invesco Senior Income Trust
VVR
$457M
$21.6M 1.14%
4,847,992
-874,596
-15% -$3.8M
OCSL icon
17
Oaktree Specialty Lending
OCSL
$1.02B
$21.4M 1.13%
1,009,222
-556,046
-36% -$11.7M
BWG
18
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$129M
$21.3M 1.13%
1,697,667
+36,207
+2% +$457K
NXDT
19
NexPoint Diversified Real Estate Trust
NXDT
$231M
$20.8M 1.1%
1,492,269
+492,129
+49% +$6.89M
HIO
20
Western Asset High Income Opportunity Fund
HIO
$336M
$19.7M 1.04%
3,792,635
-700,391
-16% -$3.68M
EDNCU
21
DELISTED
Endurance Acquisition Corp. Unit
EDNCU
$19.7M 1.04%
+1,980,000
New +$19.6M
FIV
22
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$19.5M 1.03%
2,019,315
+585,036
+41% +$5.59M
BBDC icon
23
Barings BDC
BBDC
$864M
$18.6M 0.99%
1,690,613
+89,591
+6% +$966K
EDD
24
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$376M
$18.5M 0.98%
3,168,587
+29,441
+0.9% +$180K
JHB
25
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$18.4M 0.97%
1,957,938
+918,063
+88% +$8.62M
1
2 3 4 5

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Rivernorth Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rivernorth Capital Management held 748 positions worth $1.89B, up 7.5% from $1.75B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rivernorth Capital Management deployed $80.3M of net new capital in Q3 2021, opening 262 new positions and adding to 80 existing holdings. Its largest new stake was BlackRock Science and Technology Trust: 594,197 shares worth $31M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Saba Capital Income & Opportunities Fund, an estimated $19.1M trimmed.

  • Rivernorth Capital Management's largest Q3 2021 buy was BlackRock Science and Technology Trust: 594,197 shares worth $31M.
  • Rivernorth Capital Management added most to Invesco FTSE RAFI Emerging Markets ETF in Q3 2021, an estimated $44.6M increase.
  • Rivernorth Capital Management's biggest Q3 2021 reduction was Saba Capital Income & Opportunities Fund, cutting an estimated $19.1M.
  • Rivernorth Capital Management fully exited BlackRock MuniYield Quality Fund III in Q3 2021, selling an estimated $30.2M.
  • Rivernorth Capital Management's ten largest holdings make up 23% of its $1.89B portfolio in Q3 2021.
  • Rivernorth Capital Management opened 262 new positions and closed 179 in Q3 2021.
  • Rivernorth Capital Management's portfolio value rose 7.5% quarter-over-quarter to $1.89B.

Based on Rivernorth Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.