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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.66%
This Fund
S&P 500
This Quarter Est. Return
-0.32%
1 Year Est. Return
-0.66%
3 Year Est. Return
+4.95%
5 Year Est. Return
-8.55%
10 Year Est. Return
+11.89%
AUM
$950M
AUM Growth
+$52M
Cap. Flow
+$50.3M
Cap. Flow %
5.29%
Top 10 Hldgs %
28.58%
Holding
211
New
46
Increased
83
Reduced
39
Closed
23

Top Buys

Rank Stock Value
1
NPM
NUVEEN PREMIUM INCM MUNI FD II
NPM
+$7.94M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$7.42M
3
BIT icon
BlackRock Multi-Sector Income Trust
BIT
+$7.01M
4
NID
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
+$6.81M
5
NPP
NUVEEN PERFORMANCE+MUN FUND
NPP
+$5.28M

Top Sells

Rank Stock Value
1
EXG icon
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
+$8.99M
2
ETW
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
+$7.23M
3
USA icon
Liberty All-Star Equity Fund
USA
+$5.6M
4
GHY
PGIM Global High Yield Fund
GHY
+$5.6M
5
DNP icon
DNP Select Income Fund
DNP
+$5.42M

Sector Composition

Rank Sector Weight
1 Financials 4.04%
2 Technology 0.05%
3 Energy 0.04%
4 Materials 0.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BTZ icon
1
BlackRock Credit Allocation Income Trust
BTZ
$935M
$41.8M 4.4%
3,204,313
-19,067
-0.6% -$240K
PDI icon
2
PIMCO Dynamic Income Fund
PDI
$7.39B
$34.4M 3.62%
1,199,590
-29,537
-2% -$827K
OEF icon
3
iShares S&P 100 ETF
OEF
$20.1B
$28.1M 2.95%
374,942
-8,500
-2% -$639K
RVT icon
4
Royce Value Trust
RVT
$2.2B
$27.2M 2.86%
1,830,754
– –
PCI
5
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$25.8M 2.71%
1,159,268
+62,991
+6% +$1.37M
PRF icon
6
Invesco FTSE RAFI US 1000 ETF
PRF
$9.79B
$25.4M 2.67%
1,682,840
-51,000
-3% -$769K
ACG
7
DELISTED
AllianceBernstein Income Fund Inc
ACG
$24M 2.53%
3,411,821
+655,359
+24% +$4.64M
ADX icon
8
Adams Diversified Equity Fund
ADX
$3.13B
$22.4M 2.36%
1,806,571
– –
ETJ
9
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$567M
$22.3M 2.35%
2,066,792
-78,233
-4% -$857K
USA icon
10
Liberty All-Star Equity Fund
USA
$1.79B
$20.2M 2.12%
3,732,791
-1,019,079
-21% -$5.6M
TY icon
11
TRI-Continental Corp
TY
$1.86B
$19.6M 2.06%
1,070,482
+1,300
+0.1% +$24K
VOO icon
12
Vanguard S&P 500 ETF
VOO
$979B
$19.5M 2.05%
126,382
+48,321
+62% +$7.42M
GLO
13
Clough Global Opportunities Fund
GLO
$249M
$19.1M 2.01%
1,486,045
+2,200
+0.1% +$28.2K
ETY icon
14
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.29B
$18.7M 1.97%
1,855,179
-82,381
-4% -$857K
FAX
15
DELISTED
abrdn Asia-Pacific Income Fund
FAX
$16.6M 1.75%
457,357
+12,569
+3% +$460K
EDD
16
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$376M
$15.9M 1.67%
1,127,468
+99,438
+10% +$1.39M
BOE icon
17
BlackRock Enhanced Global Dividend Trust
BOE
$673M
$15.7M 1.65%
1,120,255
+115,521
+11% +$1.6M
VWO icon
18
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$15.1M 1.59%
376,375
+48,375
+15% +$1.91M
JGT
19
DELISTED
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
$14.9M 1.56%
1,417,093
+33,829
+2% +$366K
PTY icon
20
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
$14.6M 1.54%
809,368
-4,666
-0.6% -$83.1K
AOD
21
abrdn Total Dynamic Dividend Fund
AOD
$1.11B
$13.9M 1.46%
1,726,742
+462,488
+37% +$3.7M
ZTR
22
Virtus Total Return Fund
ZTR
$340M
$13.3M 1.4%
1,015,666
+31,721
+3% +$413K
BIT icon
23
BlackRock Multi-Sector Income Trust
BIT
$698M
$13.1M 1.38%
788,757
+429,359
+119% +$7.01M
HCF
24
DELISTED
NEXPOINT CREDIT STRATEGIES FUND
HCF
$13.1M 1.38%
1,714,410
+432,277
+34% +$3.31M
NPM
25
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$12.8M 1.35%
983,161
+626,325
+176% +$7.94M
1
2 3 4 5

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Rivernorth Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Rivernorth Capital Management held 211 positions worth $950M, up 5.8% from $898M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rivernorth Capital Management deployed $50.3M of net new capital in Q3 2013, opening 46 new positions and adding to 83 existing holdings. Its largest new stake was CORNERSTONE PROGRESSIVE RETURN FD COM: 205,617 shares worth $4.22M.

By sector, the portfolio is most concentrated in Financials at 4% of assets, down from 4.1% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund, an estimated $7.23M trimmed.

  • Rivernorth Capital Management's largest Q3 2013 buy was CORNERSTONE PROGRESSIVE RETURN FD COM: 205,617 shares worth $4.22M.
  • Rivernorth Capital Management added most to NUVEEN PREMIUM INCM MUNI FD II in Q3 2013, an estimated $7.94M increase.
  • Rivernorth Capital Management's biggest Q3 2013 reduction was Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund, cutting an estimated $7.23M.
  • Rivernorth Capital Management fully exited Eaton Vance Tax-Managed Global Diversified Equity Income Fund in Q3 2013, selling an estimated $8.99M.
  • Rivernorth Capital Management's ten largest holdings make up 29% of its $950M portfolio in Q3 2013.
  • Rivernorth Capital Management opened 46 new positions and closed 23 in Q3 2013.
  • Rivernorth Capital Management's portfolio value rose 5.8% quarter-over-quarter to $950M.

Based on Rivernorth Capital Management's 13F filing for Q3 2013, filed 14 Nov 2013.