Rivernorth Capital Management’s iShares S&P 100 ETF OEF Stock Holding History

Rivernorth Capital Management’s Portfolio OEF Stock Details OEF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-87,567	Closed	-$8M	–	160
2016 Q1	$8M	Sell	87,567 -1,000	-1%	-$87.2K	0.49%	61
2015 Q4	$8.07M	Sell	88,567 -5,000	-5%	-$459K	0.46%	70
2015 Q3	$7.93M	Sell	93,567 -156,433	-63%	-$14M	0.49%	65
2015 Q2	$22.7M	Hold	250,000	–	–	1.41%	14
2015 Q1	$22.6M	Hold	250,000	–	–	1.51%	12
2014 Q4	$22.7M	Hold	250,000	–	–	1.51%	10
2014 Q3	$22M	Hold	250,000	–	–	1.76%	9
2014 Q2	$21.6M	Hold	250,000	–	–	1.74%	9
2014 Q1	$20.7M	Buy	250,000 +6,558	+3%	+$533K	1.69%	9
2013 Q4	$20M	Sell	243,442 -131,500	-35%	-$10.4M	1.54%	13
2013 Q3	$28.1M	Sell	374,942 -8,500	-2%	-$639K	2.95%	3
2013 Q2	$27.6M	Buy	+383,442	New	+$27.9M	3.07%	3

Other funds holding OEF

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

SCM

SCS Capital Management Boston, Massachusetts $9.44B AUM 18.1% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

JMPWA

JP Morgan Private Wealth Advisors San Francisco, California $35B AUM 24.26% 1-Year Est. Return

MFW

Meristem Family Wealth Minnetonka, Minnesota $925M AUM 14.15% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

BPC

Banque Pictet & Cie Geneva 73, Switzerland $14.2B AUM 20.68% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

PNAA

Pictet North America Advisors Geneva 73, Switzerland $1.01B AUM 13.2% 1-Year Est. Return

Rivernorth Capital Management's OEF Position: Q2 2016 in Review

Rivernorth Capital Management sold out of iShares S&P 100 ETF (OEF) in Q2 2016, closing a stake of 87,567 shares — an estimated $8M sold.

Rivernorth Capital Management first reported a position in OEF in Q2 2013 and held it in 12 quarters. The position peaked at $28.1M in Q3 2013. 244 funds tracked by Wall St. Rank hold OEF as of Q2 2016.

Rivernorth Capital Management reported no remaining iShares S&P 100 ETF position as of Q2 2016 after selling out during the quarter.
Rivernorth Capital Management sold 87,567 iShares S&P 100 ETF shares in Q2 2016, an estimated $8M.
Rivernorth Capital Management first reported a position in iShares S&P 100 ETF in Q2 2013 and held it in 12 quarters.
Rivernorth Capital Management's iShares S&P 100 ETF position peaked at $28.1M in Q3 2013.
244 funds tracked by Wall St. Rank held iShares S&P 100 ETF as of Q2 2016.

Based on Rivernorth Capital Management's 13F filing for Q2 2016, filed 15 Aug 2016.