Rivernorth Capital Management’s NUVEEN PREMIUM INCM MUNI FD II NPM Stock Holding History

Rivernorth Capital Management’s Portfolio NPM Stock Details NPM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-62,555	Closed	-$905K	–	198
2015 Q4	$905K	Sell	62,555 -1,191,517	-95%	-$16.5M	0.05%	173
2015 Q3	$17.1M	Sell	1,254,072 -98,144	-7%	-$1.32M	1.05%	24
2015 Q2	$18M	Sell	1,352,216 -4,700	-0.3%	-$64.4K	1.11%	25
2015 Q1	$19.3M	Sell	1,356,916 -129,884	-9%	-$1.84M	1.29%	23
2014 Q4	$21.1M	Hold	1,486,800	–	–	1.4%	16
2014 Q3	$20.4M	Sell	1,486,800 -10,000	-0.7%	-$137K	1.64%	13
2014 Q2	$20.7M	Buy	1,496,800 +6,256	+0.4%	+$85.7K	1.66%	14
2014 Q1	$20M	Sell	1,490,544 -13,700	-0.9%	-$182K	1.62%	15
2013 Q4	$18.9M	Buy	1,504,244 +521,083	+53%	+$6.55M	1.45%	17
2013 Q3	$12.8M	Buy	983,161 +626,325	+176%	+$7.94M	1.35%	25
2013 Q2	$4.83M	Buy	+356,836	New	+$5.15M	0.54%	58

Other funds holding NPM

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

PCP

Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Fiera Capital (Canada) Montreal, Quebec, Canada $29.2B AUM 20.16% 1-Year Est. Return

Rivernorth Capital Management's NPM Position: Q1 2016 in Review

Rivernorth Capital Management sold out of NUVEEN PREMIUM INCM MUNI FD II (NPM) in Q1 2016, closing a stake of 62,555 shares — an estimated $905K sold.

Rivernorth Capital Management first reported a position in NPM in Q2 2013 and held it in 11 quarters. The position peaked at $21.1M in Q4 2014. 81 funds tracked by Wall St. Rank hold NPM as of Q1 2016.

Rivernorth Capital Management reported no remaining NUVEEN PREMIUM INCM MUNI FD II position as of Q1 2016 after selling out during the quarter.
Rivernorth Capital Management sold 62,555 NUVEEN PREMIUM INCM MUNI FD II shares in Q1 2016, an estimated $905K.
Rivernorth Capital Management first reported a position in NUVEEN PREMIUM INCM MUNI FD II in Q2 2013 and held it in 11 quarters.
Rivernorth Capital Management's NUVEEN PREMIUM INCM MUNI FD II position peaked at $21.1M in Q4 2014.
81 funds tracked by Wall St. Rank held NUVEEN PREMIUM INCM MUNI FD II as of Q1 2016.

Based on Rivernorth Capital Management's 13F filing for Q1 2016, filed 16 May 2016.