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NPM

NUVEEN PREMIUM INCM MUNI FD II
NPM

Delisted

NPM was delisted on the 9th of September, 2016.

73 hedge funds and large institutions have $147M invested in NUVEEN PREMIUM INCM MUNI FD II in 2014 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 21 increasing their positions, 20 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

5% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 20

2% more capital invested

Capital invested by funds: $144M → $147M (+$2.26M)

1% less funds holding

Funds holding: 7473 (-1)

11% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 9

Holders
73
Holders Change
-1
Holders Change %
-1.35%
% of All Funds
2.12%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
21
Reduced
20
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$20.4M -$137K -10,000 -0.7%
PPA
2
Parametric Portfolio Associates
Washington
$16.4M +$480K +35,161 +3%
KIM
3
Karpus Investment Management
New York
$14.8M -$35.6K -2,605 -0.2%
OA
4
Oxbow Advisors
Texas
$12.6M +$128K +9,352 +1%
Invesco
5
Invesco
Georgia
$7.24M
GC
6
Guggenheim Capital
Illinois
$7.09M +$288K +21,123 +4%
SIA
7
Sit Investment Associates
Minnesota
$6.69M
Morgan Stanley
8
Morgan Stanley
New York
$5.8M -$208K -15,225 -3%
MIG
9
Mariner Investment Group
New York
$5.8M +$790K +57,825 +16%
Bank of America
10
Bank of America
North Carolina
$4.28M +$798K +58,457 +23%
AAM
11
Advisors Asset Management
Colorado
$4.24M +$549K +40,203 +15%
Cohen & Steers
12
Cohen & Steers
New York
$4M +$21.9K +1,606 +0.6%
OHA
13
Oak Hill Advisors
New York
$3.91M +$1.37M +100,000 +54%
U
14
UBS
Switzerland
$3.74M +$399K +29,229 +12%
AQR Capital Management
15
AQR Capital Management
Connecticut
$2.88M +$173K +12,658 +6%
Wells Fargo
16
Wells Fargo
California
$2.78M -$533K -39,028 -16%
MSL
17
Mackay Shields LLC
New York
$2.69M -$1.36M -99,804 -34%
GEM
18
Global Endowment Management
North Carolina
$2.66M -$683K -50,000 -21%
HK
19
Horizon Kinetics
New York
$1.74M -$25.5K -1,866 -1%
BTS
20
BB&T Securities
Virginia
$1.52M +$151K +11,031 New
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$1.16M -$70.8K -5,181 -6%
LPL Financial
22
LPL Financial
California
$1.13M -$1.4M -102,291 -56%
VanEck Associates
23
VanEck Associates
New York
$1.03M +$32.6K +2,384 +3%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$975K -$45.3K -3,314 -4%
Fifth Third Bancorp
25
Fifth Third Bancorp
Ohio
$870K -$51.9K -3,800 -6%

NPM Hedge Fund Activity: Q3 2014 in Review

73 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in NUVEEN PREMIUM INCM MUNI FD II (NPM) for Q3 2014, worth a combined $147M — up 1.6% from $144M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of NPM and 8 opened new positions — a net loss of 1 holder — while 20 trimmed existing stakes and 21 added.

The largest buyer was Oak Hill Advisors, adding an estimated $1.37M. The largest seller was LPL Financial, cutting an estimated $1.4M.

  • 73 institutional investors held NUVEEN PREMIUM INCM MUNI FD II (NPM) as of Q3 2014, down from 74 in Q2 2014.
  • Funds reported $147M of NUVEEN PREMIUM INCM MUNI FD II stock for Q3 2014, up 1.6% quarter-over-quarter.
  • 8 funds opened new NUVEEN PREMIUM INCM MUNI FD II positions in Q3 2014 and 9 closed out, a net change of -1 holder.
  • The largest NUVEEN PREMIUM INCM MUNI FD II buyer in Q3 2014 was Oak Hill Advisors, an estimated $1.37M added.
  • The largest NUVEEN PREMIUM INCM MUNI FD II seller in Q3 2014 was LPL Financial, an estimated $1.4M sold.

Based on aggregated 13F filings for Q3 2014.