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NPM

NUVEEN PREMIUM INCM MUNI FD II
NPM

Delisted

NPM was delisted on the 9th of September, 2016.

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Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
– -$25.7M -1,656,404 Closed
Morgan Stanley
2
Morgan Stanley
New York
– -$8.92M -576,000 Closed
OA
3
Oxbow Advisors
Texas
– -$7.99M -516,069 Closed
Invesco
4
Invesco
Georgia
– -$6.99M -451,183 Closed
PCP
5
Proficio Capital Partners
Massachusetts
– -$6.6M -429,623 Closed
SIA
6
Sit Investment Associates
Minnesota
– -$6.26M -404,430 Closed
Fiera Capital (Canada)
7
Fiera Capital (Canada)
Quebec, Canada
– -$4.93M -318,182 Closed
GC
8
Guggenheim Capital
Illinois
– -$4.89M -316,028 Closed
Bank of America
9
Bank of America
North Carolina
– -$4.73M -305,428 Closed
RCM
10
Robinson Capital Management
Michigan
– -$4.52M -291,947 Closed
VanEck Associates
11
VanEck Associates
New York
– -$3.13M -202,363 Closed
Wells Fargo
12
Wells Fargo
California
– -$2.88M -185,876 Closed
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
– -$2.71M -175,272 Closed
LPL Financial
14
LPL Financial
California
– -$2.03M -130,697 Closed
1832 Asset Management
15
1832 Asset Management
Ontario, Canada
– -$1.56M -100,000 Closed
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
– -$1.36M -87,853 Closed
NCMW
17
Northern Capital Management (Wisconsin)
Wisconsin
– -$1.17M -75,615 Closed
Fifth Third Bancorp
18
Fifth Third Bancorp
Ohio
– -$1.05M -68,079 Closed
NPC
19
National Planning Corporation
California
– -$954K -62,140 Closed
DA
20
Doliver Advisors
Texas
– -$887K -57,006 Closed
RJA
21
Raymond James & Associates
Florida
– -$779K -50,299 Closed
Stifel Financial
22
Stifel Financial
Missouri
– -$720K -46,450 Closed
TCM
23
Tradewinds Capital Management
Washington
– -$708K -45,705 Closed
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
– -$662K -42,651 Closed
First Trust Advisors
25
First Trust Advisors
Illinois
– -$651K -42,036 Closed
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