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NPM

NUVEEN PREMIUM INCM MUNI FD II
NPM

Delisted

NPM was delisted on the 9th of September, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$17.1M -$1.32M -98,144 -7%
PPA
2
Parametric Portfolio Associates
Washington
$16.5M -$80.4K -5,980 -0.5%
UBS Group
3
UBS Group
Switzerland
$14.5M +$1.11M +82,704 +8%
OA
4
Oxbow Advisors
Texas
$8.69M +$2.2M +163,799 +35%
KIM
5
Karpus Investment Management
New York
$8.35M -$119K -8,861 -1%
GC
6
Guggenheim Capital
Illinois
$7.46M +$490K +36,441 +7%
Bank of America
7
Bank of America
North Carolina
$6.63M +$1.37M +101,948 +27%
Invesco
8
Invesco
Georgia
$6.12M +$6.03M +448,667 New
Morgan Stanley
9
Morgan Stanley
New York
$5.91M +$834K +62,022 +17%
SIA
10
Sit Investment Associates
Minnesota
$5.78M -$565K -41,992 -9%
MIG
11
Mariner Investment Group
New York
$5.55M -$1M -74,460 -15%
SCA
12
Samson Capital Advisors
New York
$4.08M +$4.02M +299,145 New
OHA
13
Oak Hill Advisors
New York
$3.88M
Wells Fargo
14
Wells Fargo
California
$3.12M +$976K +72,604 +47%
Cohen & Steers
15
Cohen & Steers
New York
$2.9M
AAM
16
Advisors Asset Management
Colorado
$1.71M -$1.84M -136,556 -52%
VanEck Associates
17
VanEck Associates
New York
$1.5M +$87.4K +6,501 +6%
1832 Asset Management
18
1832 Asset Management
Ontario, Canada
$1.37M
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$1.32M +$157K +11,651 +14%
AA
20
AQR Arbitrage
Connecticut
$1.25M -$182K -13,519 -13%
LSA
21
Liberty Street Advisors
New York
$1.02M +$310K +23,040 +44%
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$1.02M
LPL Financial
23
LPL Financial
California
$980K -$139K -10,316 -13%
NCMW
24
Northern Capital Management (Wisconsin)
Wisconsin
$946K +$932K +69,315 New
NPC
25
National Planning Corporation
California
$863K