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NPM

NUVEEN PREMIUM INCM MUNI FD II
NPM

Delisted

NPM was delisted on the 9th of September, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$20M -$182K -13,700 -0.9%
KIM
2
Karpus Investment Management
New York
$14.2M +$2.79M +209,981 +25%
PPA
3
Parametric Portfolio Associates
Washington
$13.6M +$2.3M +173,246 +20%
OA
4
Oxbow Advisors
Texas
$11.9M +$407K +30,642 +4%
SIA
5
Sit Investment Associates
Minnesota
$7.01M +$980K +73,800 +16%
Invesco
6
Invesco
Georgia
$6.08M
GC
7
Guggenheim Capital
Illinois
$5.85M +$117K +8,844 +2%
U
8
UBS
Switzerland
$5.22M -$2.04M -153,970 -28%
Morgan Stanley
9
Morgan Stanley
New York
$5.21M -$891K -67,105 -15%
MSL
10
Mackay Shields LLC
New York
$3.96M +$199K +15,000 +5%
Cohen & Steers
11
Cohen & Steers
New York
$3.89M +$1.87M +140,495 +94%
GEM
12
Global Endowment Management
North Carolina
$3.26M
MIG
13
Mariner Investment Group
New York
$3.04M +$303K +22,798 +11%
Wells Fargo
14
Wells Fargo
California
$3.03M +$146K +10,978 +5%
AAM
15
Advisors Asset Management
Colorado
$2.81M +$635K +47,799 +29%
LPL Financial
16
LPL Financial
California
$2.64M -$2.57M -193,916 -50%
AQR Capital Management
17
AQR Capital Management
Connecticut
$2.63M
Bank of America
18
Bank of America
North Carolina
$2.54M +$33K +2,486 +1%
OHA
19
Oak Hill Advisors
New York
$2.46M +$2.44M +184,100 New
TC
20
TFS Capital
Pennsylvania
$1.88M +$1.86M +140,371 New
HK
21
Horizon Kinetics
New York
$1.84M
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$1.11M +$83.1K +6,258 +8%
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$1.03M +$194K +14,615 +23%
Fifth Third Bancorp
24
Fifth Third Bancorp
Ohio
$847K -$176K -13,250 -17%
VanEck Associates
25
VanEck Associates
New York
$799K +$109K +8,200 +16%