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NPM

NUVEEN PREMIUM INCM MUNI FD II
NPM

Delisted

NPM was delisted on the 9th of September, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$21.1M
PPA
2
Parametric Portfolio Associates
Washington
$17.1M +$265K +19,023 +2%
KIM
3
Karpus Investment Management
New York
$15.6M +$411K +29,490 +3%
OA
4
Oxbow Advisors
Texas
$13.6M +$660K +47,345 +5%
Invesco
5
Invesco
Georgia
$8M
GC
6
Guggenheim Capital
Illinois
$7.22M -$73.4K -5,267 -1%
SIA
7
Sit Investment Associates
Minnesota
$6.92M +$34.9K +2,500 +0.5%
MIG
8
Mariner Investment Group
New York
$5.97M
Bank of America
9
Bank of America
North Carolina
$5.48M +$1.06M +75,667 +24%
Morgan Stanley
10
Morgan Stanley
New York
$5.19M -$768K -55,043 -13%
UBS Group
11
UBS Group
Switzerland
$5.01M +$4.94M +353,990 New
AAM
12
Advisors Asset Management
Colorado
$4.15M -$213K -15,308 -5%
OHA
13
Oak Hill Advisors
New York
$4.02M
Wells Fargo
14
Wells Fargo
California
$3.16M +$295K +21,174 +10%
Cohen & Steers
15
Cohen & Steers
New York
$3.11M -$1M -71,881 -25%
AQR Capital Management
16
AQR Capital Management
Connecticut
$2.89M -$79.4K -5,697 -3%
GEM
17
Global Endowment Management
North Carolina
$2.74M
MSL
18
Mackay Shields LLC
New York
$2.54M -$234K -16,748 -9%
1832 Asset Management
19
1832 Asset Management
Ontario, Canada
$1.42M +$1.39M +100,000 New
LPL Financial
20
LPL Financial
California
$1.3M +$136K +9,749 +12%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$1.19M -$2.77K -199 -0.2%
VanEck Associates
22
VanEck Associates
New York
$1.15M +$89.4K +6,414 +9%
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$1M
HK
24
Horizon Kinetics
New York
$948K -$826K -59,209 -47%
Fifth Third Bancorp
25
Fifth Third Bancorp
Ohio
$896K