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NPM

NUVEEN PREMIUM INCM MUNI FD II
NPM

Delisted

NPM was delisted on the 9th of September, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$19.3M -$1.84M -129,884 -9%
PPA
2
Parametric Portfolio Associates
Washington
$17.2M +$28.7K +2,023 +0.2%
SIA
3
Sit Investment Associates
Minnesota
$12.8M +$5.92M +416,546 +85%
KIM
4
Karpus Investment Management
New York
$12.4M -$3.26M -229,562 -21%
UBS Group
5
UBS Group
Switzerland
$12.2M +$7.18M +505,237 +143%
OA
6
Oxbow Advisors
Texas
$9.65M -$4.01M -282,254 -29%
GC
7
Guggenheim Capital
Illinois
$7.37M +$135K +9,507 +2%
Invesco
8
Invesco
Georgia
$7.24M
MIG
9
Mariner Investment Group
New York
$6.81M +$827K +58,188 +14%
Morgan Stanley
10
Morgan Stanley
New York
$5.91M +$702K +49,418 +13%
Bank of America
11
Bank of America
North Carolina
$5.29M -$193K -13,561 -4%
OHA
12
Oak Hill Advisors
New York
$4.03M
AAM
13
Advisors Asset Management
Colorado
$3.95M -$209K -14,699 -5%
Wells Fargo
14
Wells Fargo
California
$3.23M +$71.4K +5,025 +2%
Cohen & Steers
15
Cohen & Steers
New York
$2.91M -$205K -14,443 -7%
GEM
16
Global Endowment Management
North Carolina
$2.41M -$338K -23,800 -12%
AA
17
AQR Arbitrage
Connecticut
$1.97M +$1.98M +139,140 New
PAM
18
PT Asset Management
Illinois
$1.51M +$676K +47,585 +80%
1832 Asset Management
19
1832 Asset Management
Ontario, Canada
$1.42M
VanEck Associates
20
VanEck Associates
New York
$1.31M +$156K +10,971 +13%
LPL Financial
21
LPL Financial
California
$1.27M -$22.9K -1,612 -2%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$1.21M +$16.8K +1,181 +1%
Fifth Third Bancorp
23
Fifth Third Bancorp
Ohio
$898K
NPC
24
National Planning Corporation
California
$833K +$710K +50,000 +493%
First Trust Advisors
25
First Trust Advisors
Illinois
$816K +$25K +1,759 +3%