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NPM

NUVEEN PREMIUM INCM MUNI FD II
NPM

Delisted

NPM was delisted on the 9th of September, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$18.9M +$6.55M +521,083 +53%
OA
2
Oxbow Advisors
Texas
$10.7M +$3.64M +289,297 +51%
KIM
3
Karpus Investment Management
New York
$10.7M +$6.58M +522,944 +160%
PPA
4
Parametric Portfolio Associates
Washington
$10.6M +$1.4M +111,472 +15%
U
5
UBS
Switzerland
$6.83M -$1.06M -84,080 -13%
Morgan Stanley
6
Morgan Stanley
New York
$5.72M -$1.05M -83,742 -16%
SIA
7
Sit Investment Associates
Minnesota
$5.65M -$1.59M -126,535 -22%
GC
8
Guggenheim Capital
Illinois
$5.38M -$783K -62,263 -13%
LPL Financial
9
LPL Financial
California
$4.91M +$196K +15,613 +4%
Invesco
10
Invesco
Georgia
$4.74M
MSL
11
Mackay Shields LLC
New York
$3.52M +$3.53M +280,808 New
GEM
12
Global Endowment Management
North Carolina
$3.06M +$2.56M +203,800 +514%
Wells Fargo
13
Wells Fargo
California
$2.7M +$1.04M +82,906 +63%
MIG
14
Mariner Investment Group
New York
$2.56M +$1.27M +101,309 +99%
AQR Capital Management
15
AQR Capital Management
Connecticut
$2.46M +$836K +66,488 +51%
Bank of America
16
Bank of America
North Carolina
$2.35M -$977K -77,733 -29%
AAM
17
Advisors Asset Management
Colorado
$2.04M +$1.13M +90,235 +125%
Cohen & Steers
18
Cohen & Steers
New York
$1.88M +$1.17M +93,360 +165%
HK
19
Horizon Kinetics
New York
$1.73M -$53K -4,215 -3%
CCM
20
Coe Capital Management
Illinois
$1.66M +$189K +15,000 +13%
Barclays
21
Barclays
United Kingdom
$1.42M +$598K +47,557 +68%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$964K -$481K -38,266 -33%
Fifth Third Bancorp
23
Fifth Third Bancorp
Ohio
$960K
DA
24
Doliver Advisors
Texas
$907K +$722K +57,460 +387%
MPEM
25
Marathon Partners Equity Management
New York
$904K +$905K +72,000 New