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NPM

NUVEEN PREMIUM INCM MUNI FD II
NPM

Delisted

NPM was delisted on the 9th of September, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$25.3M +$4.93M +339,840 +25%
PPA
2
Parametric Portfolio Associates
Washington
$15.2M -$2.77M -191,375 -16%
OA
3
Oxbow Advisors
Texas
$7.78M -$2.04M -140,888 -21%
Morgan Stanley
4
Morgan Stanley
New York
$7.68M +$1.44M +99,599 +24%
Bank of America
5
Bank of America
North Carolina
$6.78M -$242K -16,719 -4%
GC
6
Guggenheim Capital
Illinois
$6.54M -$526K -36,319 -8%
Invesco
7
Invesco
Georgia
$6.5M +$63.1K +4,355 +1%
PCP
8
Proficio Capital Partners
Massachusetts
$6.48M -$3.16M -218,242 -33%
SIA
9
Sit Investment Associates
Minnesota
$5.42M
Fiera Capital (Canada)
10
Fiera Capital (Canada)
Quebec, Canada
$4.7M -$133K -9,208 -3%
LPL Financial
11
LPL Financial
California
$3.51M -$615K -42,460 -15%
Wells Fargo
12
Wells Fargo
California
$2.68M -$704K -48,539 -21%
KIM
13
Karpus Investment Management
New York
$2.56M -$5.08M -350,289 -67%
LCM
14
Laurion Capital Management
New York
$2.56M +$2.52M +173,616 New
VanEck Associates
15
VanEck Associates
New York
$2.51M +$682K +47,051 +38%
1832 Asset Management
16
1832 Asset Management
Ontario, Canada
$2.48M
Cohen & Steers
17
Cohen & Steers
New York
$1.41M -$1.69M -116,862 -55%
Fifth Third Bancorp
18
Fifth Third Bancorp
Ohio
$1.21M +$106K +7,300 +10%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$1.18M -$209K -14,412 -15%
NCMW
20
Northern Capital Management (Wisconsin)
Wisconsin
$1.17M -$39.9K -2,750 -3%
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$1.1M
NPC
22
National Planning Corporation
California
$943K -$7.25K -500 -0.8%
MIG
23
Mariner Investment Group
New York
$908K -$3.68M -253,699 -80%
First Trust Advisors
24
First Trust Advisors
Illinois
$786K +$13K +898 +2%
TCM
25
Tradewinds Capital Management
Washington
$673K