Mariner Investment Group’s NUVEEN PREMIUM INCM MUNI FD II NPM Stock Holding History

Mariner Investment Group’s Portfolio NPM Stock Details NPM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-61,680	Closed	-$908K	–	190
2016 Q1	$908K	Sell	61,680 -253,699	-80%	-$3.68M	0.25%	100
2015 Q4	$4.56M	Sell	315,379 -91,358	-22%	-$1.27M	1.01%	30
2015 Q3	$5.55M	Sell	406,737 -74,460	-15%	-$1M	1.12%	23
2015 Q2	$6.39M	Buy	481,197 +1,400	+0.3%	+$19.2K	1.63%	9
2015 Q1	$6.81M	Buy	479,797 +58,188	+14%	+$827K	1.83%	11
2014 Q4	$5.97M	Hold	421,609	–	–	1.02%	19
2014 Q3	$5.8M	Buy	421,609 +57,825	+16%	+$790K	1.2%	15
2014 Q2	$5.04M	Buy	363,784 +137,071	+60%	+$1.88M	0.97%	20
2014 Q1	$3.04M	Buy	226,713 +22,798	+11%	+$303K	0.67%	35
2013 Q4	$2.56M	Buy	203,915 +101,309	+99%	+$1.27M	0.38%	55
2013 Q3	$1.34M	Buy	+102,606	New	+$1.3M	0.34%	50

Other funds holding NPM

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

PCP

Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Fiera Capital (Canada) Montreal, Quebec, Canada $29.2B AUM 20.16% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RCM

Robinson Capital Management Grosse Pointe Farms, Michigan $239M AUM 0.62% 1-Year Est. Return

Mariner Investment Group's NPM Position: Q2 2016 in Review

Mariner Investment Group sold out of NUVEEN PREMIUM INCM MUNI FD II (NPM) in Q2 2016, closing a stake of 61,680 shares — an estimated $908K sold.

Mariner Investment Group first reported a position in NPM in Q3 2013 and held it in 11 quarters. The position peaked at $6.81M in Q1 2015. 83 funds tracked by Wall St. Rank hold NPM as of Q2 2016.

Mariner Investment Group reported no remaining NUVEEN PREMIUM INCM MUNI FD II position as of Q2 2016 after selling out during the quarter.
Mariner Investment Group sold 61,680 NUVEEN PREMIUM INCM MUNI FD II shares in Q2 2016, an estimated $908K.
Mariner Investment Group first reported a position in NUVEEN PREMIUM INCM MUNI FD II in Q3 2013 and held it in 11 quarters.
Mariner Investment Group's NUVEEN PREMIUM INCM MUNI FD II position peaked at $6.81M in Q1 2015.
83 funds tracked by Wall St. Rank held NUVEEN PREMIUM INCM MUNI FD II as of Q2 2016.

Based on Mariner Investment Group's 13F filing for Q2 2016, filed 3 Aug 2016.