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NPM

NUVEEN PREMIUM INCM MUNI FD II
NPM

Delisted

NPM was delisted on the 9th of September, 2016.

80 hedge funds and large institutions have $127M invested in NUVEEN PREMIUM INCM MUNI FD II in 2013 Q4 according to their latest regulatory filings, with 22 funds opening new positions, 24 increasing their positions, 18 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 11

33% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 18

16% more capital invested

Capital invested by funds: $109M → $127M (+$17.9M)

16% more funds holding

Funds holding: 6980 (+11)

Holders
80
Holders Change
+11
Holders Change %
+15.94%
% of All Funds
2.32%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
22
Increased
24
Reduced
18
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$18.9M +$6.55M +521,083 +53%
OA
2
Oxbow Advisors
Texas
$10.7M +$3.64M +289,297 +51%
KIM
3
Karpus Investment Management
New York
$10.7M +$6.58M +522,944 +160%
PPA
4
Parametric Portfolio Associates
Washington
$10.6M +$1.4M +111,472 +15%
U
5
UBS
Switzerland
$6.83M -$1.06M -84,080 -13%
Morgan Stanley
6
Morgan Stanley
New York
$5.72M -$1.05M -83,742 -16%
SIA
7
Sit Investment Associates
Minnesota
$5.65M -$1.59M -126,535 -22%
GC
8
Guggenheim Capital
Illinois
$5.38M -$783K -62,263 -13%
LPL Financial
9
LPL Financial
California
$4.91M +$196K +15,613 +4%
Invesco
10
Invesco
Georgia
$4.74M
MSL
11
Mackay Shields LLC
New York
$3.52M +$3.53M +280,808 New
GEM
12
Global Endowment Management
North Carolina
$3.06M +$2.56M +203,800 +514%
Wells Fargo
13
Wells Fargo
California
$2.7M +$1.04M +82,906 +63%
MIG
14
Mariner Investment Group
New York
$2.56M +$1.27M +101,309 +99%
AQR Capital Management
15
AQR Capital Management
Connecticut
$2.46M +$836K +66,488 +51%
Bank of America
16
Bank of America
North Carolina
$2.35M -$977K -77,733 -29%
AAM
17
Advisors Asset Management
Colorado
$2.04M +$1.13M +90,235 +125%
Cohen & Steers
18
Cohen & Steers
New York
$1.88M +$1.17M +93,360 +165%
HK
19
Horizon Kinetics
New York
$1.73M -$53K -4,215 -3%
CCM
20
Coe Capital Management
Illinois
$1.66M +$189K +15,000 +13%
BTS
21
BB&T Securities
Virginia
$1.56M +$156K +12,421 New
Barclays
22
Barclays
United Kingdom
$1.42M +$598K +47,557 +68%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$964K -$481K -38,266 -33%
Fifth Third Bancorp
24
Fifth Third Bancorp
Ohio
$960K
DA
25
Doliver Advisors
Texas
$907K +$722K +57,460 +387%

NPM Hedge Fund Activity: Q4 2013 in Review

80 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in NUVEEN PREMIUM INCM MUNI FD II (NPM) for Q4 2013, worth a combined $127M — up 16% from $109M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new NPM positions and 11 closed out — a net gain of 11 holders — while 24 added to existing stakes and 18 trimmed.

The largest buyer was Karpus Investment Management, adding an estimated $6.58M. The largest seller was Claren Road Asset Management, exiting entirely with an estimated $6M sold.

  • 80 institutional investors held NUVEEN PREMIUM INCM MUNI FD II (NPM) as of Q4 2013, up from 69 in Q3 2013.
  • Funds reported $127M of NUVEEN PREMIUM INCM MUNI FD II stock for Q4 2013, up 16% quarter-over-quarter.
  • 22 funds opened new NUVEEN PREMIUM INCM MUNI FD II positions in Q4 2013 and 11 closed out, a net change of +11 holders.
  • The largest NUVEEN PREMIUM INCM MUNI FD II buyer in Q4 2013 was Karpus Investment Management, an estimated $6.58M added.
  • The largest NUVEEN PREMIUM INCM MUNI FD II seller in Q4 2013 was Claren Road Asset Management, an estimated $6M sold.

Based on aggregated 13F filings for Q4 2013.