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NPM

NUVEEN PREMIUM INCM MUNI FD II
NPM

Delisted

NPM was delisted on the 9th of September, 2016.

69 hedge funds and large institutions have $109M invested in NUVEEN PREMIUM INCM MUNI FD II in 2013 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 22 increasing their positions, 16 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 9

38% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 16

24% more capital invested

Capital invested by funds: $87.8M → $109M (+$21M)

10% more funds holding

Funds holding: 6369 (+6)

Holders
69
Holders Change
+6
Holders Change %
+9.52%
% of All Funds
2.24%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
15
Increased
22
Reduced
16
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$12.8M +$7.94M +626,325 +176%
PPA
2
Parametric Portfolio Associates
Washington
$9.57M +$1.46M +114,846 +19%
U
3
UBS
Switzerland
$8.2M +$1.39M +109,352 +21%
SIA
4
Sit Investment Associates
Minnesota
$7.53M -$2.75M -216,590 -27%
OA
5
Oxbow Advisors
Texas
$7.39M +$4.36M +343,555 +154%
Morgan Stanley
6
Morgan Stanley
New York
$7.05M +$1.91M +150,389 +39%
GC
7
Guggenheim Capital
Illinois
$6.4M +$331K +26,073 +6%
CRAM
8
Claren Road Asset Management
New York
$6M
LPL Financial
9
LPL Financial
California
$4.69M +$4.07M +321,349 +593%
KIM
10
Karpus Investment Management
New York
$4.26M +$1.7M +133,900 +69%
FTCM
11
Fir Tree Capital Management
New York
$3.53M +$3.43M +270,597 New
Bank of America
12
Bank of America
North Carolina
$3.46M -$525K -41,394 -14%
Invesco
13
Invesco
Georgia
$3.44M
HK
14
Horizon Kinetics
New York
$1.85M -$3.42K -270 -0.2%
Wells Fargo
15
Wells Fargo
California
$1.73M +$189K +14,887 +13%
AQR Capital Management
16
AQR Capital Management
Connecticut
$1.7M +$1.65M +129,858 New
CCM
17
Coe Capital Management
Illinois
$1.53M +$317K +25,000 +27%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$1.5M +$262K +20,664 +22%
TCM
19
Texan Capital Management
Texas
$1.47M
JIR
20
James Investment Research
Ohio
$1.34M
MIG
21
Mariner Investment Group
New York
$1.34M +$1.3M +102,606 New
Fifth Third Bancorp
22
Fifth Third Bancorp
Ohio
$999K -$26.7K -2,110 -3%
AAM
23
Advisors Asset Management
Colorado
$941K -$934K -73,711 -51%
Barclays
24
Barclays
United Kingdom
$914K +$374K +29,515 +72%
CS
25
Credit Suisse
Switzerland
$773K +$5.07K +400 +0.7%

NPM Hedge Fund Activity: Q3 2013 in Review

69 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in NUVEEN PREMIUM INCM MUNI FD II (NPM) for Q3 2013, worth a combined $109M — up 24% from $87.8M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new NPM positions and 9 closed out — a net gain of 6 holders — while 22 added to existing stakes and 16 trimmed.

The largest buyer was Rivernorth Capital Management, adding an estimated $7.94M. The largest seller was Sit Investment Associates, cutting an estimated $2.75M.

  • 69 institutional investors held NUVEEN PREMIUM INCM MUNI FD II (NPM) as of Q3 2013, up from 63 in Q2 2013.
  • Funds reported $109M of NUVEEN PREMIUM INCM MUNI FD II stock for Q3 2013, up 24% quarter-over-quarter.
  • 15 funds opened new NUVEEN PREMIUM INCM MUNI FD II positions in Q3 2013 and 9 closed out, a net change of +6 holders.
  • The largest NUVEEN PREMIUM INCM MUNI FD II buyer in Q3 2013 was Rivernorth Capital Management, an estimated $7.94M added.
  • The largest NUVEEN PREMIUM INCM MUNI FD II seller in Q3 2013 was Sit Investment Associates, an estimated $2.75M sold.

Based on aggregated 13F filings for Q3 2013.