|
1
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$18M
|
-$64.4K
|
-4,700
|
-0.3%
|
|
|
2
|
Parametric Portfolio Associates
Seattle,
Washington
|
$16.1M
|
+$38.4K
|
+2,798
|
+0.2%
|
|
|
3
|
UBS Group
Zurich,
Switzerland
|
$13M
|
+$1.67M
|
+122,113
|
+14%
|
|
|
4
|
Karpus Investment Management
Pittsford,
New York
|
$8.24M
|
-$3.47M
|
-253,416
|
-29%
|
|
|
5
|
Guggenheim Capital
Chicago,
Illinois
|
$6.77M
|
-$136K
|
-9,913
|
-2%
|
|
|
6
|
Mariner Investment Group
Harrison,
New York
|
$6.39M
|
+$19.2K
|
+1,400
|
+0.3%
|
|
|
7
|
Oxbow Advisors
Austin,
Texas
|
$6.27M
|
-$2.85M
|
-207,843
|
-31%
|
|
|
8
|
|
$6.22M
|
–
|
–
|
–
|
|
|
9
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$6.18M
|
-$6.03M
|
-440,125
|
-49%
|
|
|
10
|
Bank of America
Charlotte,
North Carolina
|
$5.09M
|
+$142K
|
+10,389
|
+3%
|
|
|
11
|
|
$4.92M
|
-$624K
|
-45,560
|
-11%
|
|
|
12
|
Oak Hill Advisors
New York
|
$3.77M
|
–
|
–
|
–
|
|
|
13
|
Advisors Asset Management
Monument,
Colorado
|
$3.47M
|
-$229K
|
-16,718
|
-6%
|
|
|
14
|
|
$2.82M
|
+$102K
|
+7,464
|
+4%
|
|
|
15
|
Global Endowment Management
Charlotte,
North Carolina
|
$2.25M
|
–
|
–
|
–
|
|
|
16
|
Wells Fargo
San Francisco,
California
|
$2.07M
|
-$985K
|
-71,893
|
-32%
|
|
|
17
|
AQR Arbitrage
Greenwich,
Connecticut
|
$1.39M
|
-$468K
|
-34,165
|
-25%
|
|
|
18
|
VanEck Associates
New York
|
$1.38M
|
+$157K
|
+11,478
|
+12%
|
|
|
19
|
1832 Asset Management
Toronto,
Ontario, Canada
|
$1.33M
|
–
|
–
|
–
|
|
|
20
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$1.13M
|
+$27
|
+2
|
+0%
|
|
|
21
|
LPL Financial
San Diego,
California
|
$1.09M
|
-$107K
|
-7,786
|
-9%
|
|
|
22
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$993K
|
+$248K
|
+18,094
|
+32%
|
|
|
23
|
National Planning Corporation
El Segundo,
California
|
$842K
|
+$27.4K
|
+2,000
|
+3%
|
|
|
24
|
Fifth Third Bancorp
Cincinnati,
Ohio
|
$840K
|
–
|
–
|
–
|
|
|
25
|
First Trust Advisors
Wheaton,
Illinois
|
$759K
|
-$4.26K
|
-311
|
-0.5%
|
|
