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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.66%
This Fund
S&P 500
This Quarter Est. Return
-3.6%
1 Year Est. Return
-0.66%
3 Year Est. Return
+4.95%
5 Year Est. Return
-8.55%
10 Year Est. Return
+11.89%
AUM
$1.61B
AUM Growth
+$120M
Cap. Flow
+$181M
Cap. Flow %
11.26%
Top 10 Hldgs %
25.27%
Holding
192
New
20
Increased
82
Reduced
30
Closed
12

Top Buys

Rank Stock Value
1
GLO
Clough Global Opportunities Fund
GLO
+$34.1M
2
OCSL icon
Oaktree Specialty Lending
OCSL
+$15.4M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.94M
4
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$9.11M
5
ISD
PGIM High Yield Bond Fund
ISD
+$8.99M

Top Sells

Rank Stock Value
1
DRA
Diversified Real Asset Income Fd
DRA
+$5M
2
CFP
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
+$4.33M
3
PFN
PIMCO Income Strategy Fund II
PFN
+$3.98M
4
NIQ
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
+$3.21M
5
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$3.13M

Sector Composition

Rank Sector Weight
1 Financials 5.48%
2 Real Estate 0.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCI
1
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$87.9M 5.46%
4,356,318
+293,282
+7% +$6.07M
GLO
2
Clough Global Opportunities Fund
GLO
$250M
$51.5M 3.2%
4,275,063
+2,725,385
+176% +$34.1M
BTZ icon
3
BlackRock Credit Allocation Income Trust
BTZ
$930M
$39.8M 2.47%
3,139,198
– –
JQC icon
4
Nuveen Credit Strategies Income Fund
JQC
$704M
$35.1M 2.18%
4,082,213
– –
SPY icon
5
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$34.9M 2.17%
169,603
+47,288
+39% +$9.94M
ACG
6
DELISTED
AllianceBernstein Income Fund Inc
ACG
$34.4M 2.14%
4,626,963
+67,186
+1% +$515K
ACAS
7
DELISTED
American Capital Ltd
ACAS
$32.8M 2.03%
2,417,504
+362,654
+18% +$5.27M
STEW
8
SRH Total Return Fund
STEW
$1.79B
$32.7M 2.03%
3,873,489
-1
-0% -$9
USA icon
9
Liberty All-Star Equity Fund
USA
$1.79B
$30.2M 1.87%
5,249,252
+1,481,748
+39% +$8.72M
HYT icon
10
BlackRock Corporate High Yield Fund
HYT
$1.36B
$27.9M 1.73%
2,589,669
+629,953
+32% +$7.06M
VWO icon
11
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$26.6M 1.65%
651,375
– –
ADX icon
12
Adams Diversified Equity Fund
ADX
$3.13B
$24.6M 1.53%
1,762,671
+6,300
+0.4% +$89K
TY icon
13
TRI-Continental Corp
TY
$1.86B
$23.9M 1.48%
1,126,184
+6,600
+0.6% +$144K
OEF icon
14
iShares S&P 100 ETF
OEF
$20.1B
$22.7M 1.41%
250,000
– –
PRF icon
15
Invesco FTSE RAFI US 1000 ETF
PRF
$9.79B
$21.8M 1.35%
1,203,340
– –
SABA
16
Saba Capital Income & Opportunities Fund II
SABA
$220M
$21.3M 1.32%
1,517,670
-113,879
-7% -$1.65M
BGB
17
Blackstone Strategic Credit 2027 Term Fund
BGB
$499M
$20.5M 1.27%
1,311,092
+57,712
+5% +$937K
OCSL icon
18
Oaktree Specialty Lending
OCSL
$1.02B
$20.3M 1.26%
1,034,060
+736,600
+248% +$15.4M
FAX
19
DELISTED
abrdn Asia-Pacific Income Fund
FAX
$20M 1.24%
673,386
+8,795
+1% +$281K
DSU icon
20
BlackRock Debt Strategies Fund
DSU
$593M
$20M 1.24%
1,840,622
+1,567
+0.1% +$17.6K
RVT icon
21
Royce Value Trust
RVT
$2.21B
$19.5M 1.21%
1,415,349
+2,200
+0.2% +$31.3K
VEA icon
22
Vanguard FTSE Developed Markets ETF
VEA
$229B
$19.1M 1.19%
482,753
– –
BIT icon
23
BlackRock Multi-Sector Income Trust
BIT
$698M
$19M 1.18%
1,145,284
+33,400
+3% +$578K
EVV
24
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$18.8M 1.16%
1,393,028
+471,370
+51% +$6.71M
NPM
25
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$18M 1.11%
1,352,216
-4,700
-0.3% -$64.4K
1
2 3 4 5

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Rivernorth Capital Management's Q2 2015 Portfolio in Review

As of Q2 2015, Rivernorth Capital Management held 192 positions worth $1.61B, up 8% from $1.49B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Rivernorth Capital Management deployed $181M of net new capital in Q2 2015, opening 20 new positions and adding to 82 existing holdings. Its largest new stake was Tortoise Energy Infrastructure Corp: 40,372 shares worth $5.96M.

By sector, the portfolio is most concentrated in Financials at 5.5% of assets, up from 4.7% a quarter earlier, followed by Real Estate.

On the sell side, the largest reduction was Diversified Real Asset Income Fd, an estimated $5M trimmed.

  • Rivernorth Capital Management's largest Q2 2015 buy was Tortoise Energy Infrastructure Corp: 40,372 shares worth $5.96M.
  • Rivernorth Capital Management added most to Clough Global Opportunities Fund in Q2 2015, an estimated $34.1M increase.
  • Rivernorth Capital Management's biggest Q2 2015 reduction was Diversified Real Asset Income Fd, cutting an estimated $5M.
  • Rivernorth Capital Management fully exited CORNERSTONE PROGRESSIVE RETURN FD COM in Q2 2015, selling an estimated $4.33M.
  • Rivernorth Capital Management's ten largest holdings make up 25% of its $1.61B portfolio in Q2 2015.
  • Rivernorth Capital Management opened 20 new positions and closed 12 in Q2 2015.
  • Rivernorth Capital Management's portfolio value rose 8% quarter-over-quarter to $1.61B.

Based on Rivernorth Capital Management's 13F filing for Q2 2015, filed 14 Aug 2015.