RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
-3.6%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.61B
AUM Growth
+$1.61B
Cap. Flow
+$173M
Cap. Flow %
10.73%
Top 10 Hldgs %
25.27%
Holding
192
New
20
Increased
82
Reduced
29
Closed
12

Top Buys

1
GLO
Clough Global Opportunities Fund
GLO
$32.8M
2
OCSL icon
Oaktree Specialty Lending
OCSL
$14.5M
3
SPY icon
SPDR S&P 500 ETF Trust
SPY
$9.73M
4
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$8.75M
5
ISD
PGIM High Yield Bond Fund
ISD
$8.73M

Top Sells

1
DRA
Diversified Real Asset Income Fd
DRA
$4.88M
2
CFP
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
$4.34M
3
PFN
PIMCO Income Strategy Fund II
PFN
$3.87M
4
NIQ
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$3.21M
5
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$3.13M

Sector Composition

1 Financials 3.99%
2 Real Estate 0.26%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PCI
1
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$87.9M 5.46% 4,356,318 +293,282 +7% +$5.92M
GLO
2
Clough Global Opportunities Fund
GLO
$238M
$51.5M 3.2% 4,275,063 +2,725,385 +176% +$32.8M
BTZ icon
3
BlackRock Credit Allocation Income Trust
BTZ
$1.03B
$39.8M 2.47% 3,139,198 – –
JQC icon
4
Nuveen Credit Strategies Income Fund
JQC
$754M
$35.1M 2.18% 4,082,213 – –
SPY icon
5
SPDR S&P 500 ETF Trust
SPY
$658B
$34.9M 2.17% 169,603 +47,288 +39% +$9.73M
ACG
6
DELISTED
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$34.4M 2.14% 4,626,963 +67,186 +1% +$500K
ACAS
7
DELISTED
American Capital Ltd
ACAS
$32.8M 2.03% 2,417,504 +362,654 +18% +$4.91M
STEW
8
SRH Total Return Fund
STEW
$1.79B
$32.7M 2.03% 3,873,489 -1 -0% -$8
USA icon
9
Liberty All-Star Equity Fund
USA
$1.95B
$30.2M 1.87% 5,249,252 +1,481,748 +39% +$8.52M
HYT icon
10
BlackRock Corporate High Yield Fund
HYT
$1.47B
$27.9M 1.73% 2,589,669 +629,953 +32% +$6.8M
VWO icon
11
Vanguard FTSE Emerging Markets ETF
VWO
$96.4B
$26.6M 1.65% 651,375 – –
ADX icon
12
Adams Diversified Equity Fund
ADX
$2.61B
$24.6M 1.53% 1,762,671 +6,300 +0.4% +$88K
TY icon
13
TRI-Continental Corp
TY
$1.74B
$23.9M 1.48% 1,126,184 +6,600 +0.6% +$140K
OEF icon
14
iShares S&P 100 ETF
OEF
$22B
$22.7M 1.41% 250,000 – –
PRF icon
15
Invesco FTSE RAFI US 1000 ETF
PRF
$8.08B
$21.8M 1.35% 240,668 – –
SABA
16
Saba Capital Income & Opportunities Fund II
SABA
$256M
$21.3M 1.32% 3,035,340 -227,758 -7% -$1.6M
BGB
17
Blackstone Strategic Credit 2027 Term Fund
BGB
$563M
$20.5M 1.27% 1,311,092 +57,712 +5% +$902K
OCSL icon
18
Oaktree Specialty Lending
OCSL
$1.23B
$20.3M 1.26% 3,102,181 +2,209,801 +248% +$14.5M
FAX
19
abrdn Asia-Pacific Income Fund
FAX
$675M
$20M 1.24% 4,040,318 +52,772 +1% +$262K
DSU icon
20
BlackRock Debt Strategies Fund
DSU
$550M
$20M 1.24% 5,521,866 +4,700 +0.1% +$17K
RVT icon
21
Royce Value Trust
RVT
$1.92B
$19.5M 1.21% 1,415,349 +2,200 +0.2% +$30.3K
VEA icon
22
Vanguard FTSE Developed Markets ETF
VEA
$171B
$19.1M 1.19% 482,753 – –
BIT icon
23
BlackRock Multi-Sector Income Trust
BIT
$591M
$19M 1.18% 1,145,284 +33,400 +3% +$554K
EVV
24
Eaton Vance Limited Duration Income Fund
EVV
$1.2B
$18.8M 1.16% 1,393,028 +471,370 +51% +$6.35M
NPM
25
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$18M 1.11% 1,352,216 -4,700 -0.3% -$62.4K
1
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