RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
-8.89%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.63B
AUM Growth
+$1.63B
Cap. Flow
+$152M
Cap. Flow %
9.35%
Top 10 Hldgs %
26.02%
Holding
212
New
32
Increased
101
Reduced
30
Closed
14

Top Buys

1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$30.5M
2
FAX
abrdn Asia-Pacific Income Fund
FAX
$13.3M
3
ACAS
American Capital Ltd
ACAS
$9.51M
4
OCSL icon
Oaktree Specialty Lending
OCSL
$9.05M
5
GHY
PGIM Global High Yield Fund
GHY
$7.5M

Top Sells

1
PPT
Putnam Premier Income Trust
PPT
$14.3M
2
OEF icon
iShares S&P 100 ETF
OEF
$13.3M
3
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
$9.28M
4
CTF
Nuveen Long/Short Commodity Fd
CTF
$6.93M
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
$6.68M

Sector Composition

1 Financials 6.04%
2 Real Estate 0.16%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PCI
1
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$110M 6.77% 6,027,632 +1,671,314 +38% +$30.5M
GLO
2
Clough Global Opportunities Fund
GLO
$238M
$46.1M 2.84% 4,309,495 +34,432 +0.8% +$368K
ACAS
3
DELISTED
American Capital Ltd
ACAS
$38.9M 2.39% 3,199,721 +782,217 +32% +$9.51M
BTZ icon
4
BlackRock Credit Allocation Income Trust
BTZ
$1.03B
$38.4M 2.36% 3,151,198 +12,000 +0.4% +$146K
ACG
5
DELISTED
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$37.3M 2.29% 4,741,942 +114,979 +2% +$904K
JQC icon
6
Nuveen Credit Strategies Income Fund
JQC
$754M
$32.6M 2% 4,082,213 – –
FAX
7
abrdn Asia-Pacific Income Fund
FAX
$675M
$31.5M 1.94% 6,992,987 +2,952,669 +73% +$13.3M
HYT icon
8
BlackRock Corporate High Yield Fund
HYT
$1.47B
$31.2M 1.92% 3,157,745 +568,076 +22% +$5.61M
STEW
9
SRH Total Return Fund
STEW
$1.79B
$28.9M 1.78% 3,873,489 – –
OCSL icon
10
Oaktree Specialty Lending
OCSL
$1.23B
$28.2M 1.73% 4,568,330 +1,466,149 +47% +$9.05M
USA icon
11
Liberty All-Star Equity Fund
USA
$1.95B
$26.7M 1.64% 5,252,052 +2,800 +0.1% +$14.2K
SPY icon
12
SPDR S&P 500 ETF Trust
SPY
$658B
$25.8M 1.59% 134,759 -34,844 -21% -$6.68M
VWO icon
13
Vanguard FTSE Emerging Markets ETF
VWO
$96.4B
$24.9M 1.53% 751,375 +100,000 +15% +$3.31M
EVV
14
Eaton Vance Limited Duration Income Fund
EVV
$1.2B
$23.2M 1.42% 1,826,367 +433,339 +31% +$5.49M
ADX icon
15
Adams Diversified Equity Fund
ADX
$2.61B
$22.1M 1.36% 1,733,691 -28,980 -2% -$370K
TY icon
16
TRI-Continental Corp
TY
$1.74B
$22M 1.36% 1,129,780 +3,596 +0.3% +$70.1K
PRF icon
17
Invesco FTSE RAFI US 1000 ETF
PRF
$8.08B
$20M 1.23% 240,668 – –
SABA
18
Saba Capital Income & Opportunities Fund II
SABA
$256M
$19.6M 1.21% 3,226,318 +190,978 +6% +$1.16M
BGB
19
Blackstone Strategic Credit 2027 Term Fund
BGB
$563M
$19M 1.17% 1,337,087 +25,995 +2% +$369K
DSU icon
20
BlackRock Debt Strategies Fund
DSU
$550M
$18.5M 1.14% 5,551,144 +29,278 +0.5% +$97.8K
BIT icon
21
BlackRock Multi-Sector Income Trust
BIT
$591M
$18.1M 1.11% 1,152,064 +6,780 +0.6% +$107K
AWF
22
AllianceBernstein Global High Income Fund
AWF
$973M
$17.9M 1.1% 1,617,349 +654,262 +68% +$7.24M
VEA icon
23
Vanguard FTSE Developed Markets ETF
VEA
$171B
$17.2M 1.06% 482,753 – –
NPM
24
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$17.1M 1.05% 1,254,072 -98,144 -7% -$1.34M
GHY
25
PGIM Global High Yield Fund
GHY
$546M
$16.3M 1% 1,183,807 +543,614 +85% +$7.5M
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