RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+0.75%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.76B
AUM Growth
+$1.76B
Cap. Flow
+$90.2M
Cap. Flow %
5.14%
Top 10 Hldgs %
28.21%
Holding
219
New
21
Increased
90
Reduced
49
Closed
21

Top Buys

1
ACAS
American Capital Ltd
ACAS
$29.6M
2
OCSL icon
Oaktree Specialty Lending
OCSL
$22M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$14.2M
4
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
$14.1M
5
NCZ
Virtus Convertible & Income Fund II
NCZ
$12.9M

Top Sells

1
HCF
NEXPOINT CREDIT STRATEGIES FUND
HCF
$29.4M
2
NPM
NUVEEN PREMIUM INCM MUNI FD II
NPM
$17.2M
3
VMO icon
Invesco Municipal Opportunity Trust
VMO
$7.57M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
$5.56M
5
NBB icon
Nuveen Taxable Municipal Income Fund
NBB
$5.53M

Sector Composition

1 Financials 7.24%
2 Real Estate 0.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PCI
1
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$123M 7% 6,816,007 +788,375 +13% +$14.2M
ACAS
2
DELISTED
American Capital Ltd
ACAS
$73.7M 4.2% 5,344,845 +2,145,124 +67% +$29.6M
OCSL icon
3
Oaktree Specialty Lending
OCSL
$1.23B
$51.2M 2.91% 8,019,869 +3,451,539 +76% +$22M
GLO
4
Clough Global Opportunities Fund
GLO
$238M
$42.4M 2.41% 4,061,636 -247,859 -6% -$2.59M
BTZ icon
5
BlackRock Credit Allocation Income Trust
BTZ
$1.03B
$37.9M 2.16% 3,074,062 -77,136 -2% -$952K
ACG
6
DELISTED
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$36.4M 2.07% 4,739,242 -2,700 -0.1% -$20.7K
FAX
7
abrdn Asia-Pacific Income Fund
FAX
$675M
$36.2M 2.06% 7,913,974 +920,987 +13% +$4.21M
JQC icon
8
Nuveen Credit Strategies Income Fund
JQC
$754M
$33.5M 1.91% 4,274,815 +192,602 +5% +$1.51M
USA icon
9
Liberty All-Star Equity Fund
USA
$1.95B
$31.3M 1.78% 5,856,315 +604,263 +12% +$3.23M
STEW
10
SRH Total Return Fund
STEW
$1.79B
$30M 1.71% 3,873,489 – –
HYT icon
11
BlackRock Corporate High Yield Fund
HYT
$1.47B
$28.5M 1.62% 2,915,441 -242,304 -8% -$2.37M
SPY icon
12
SPDR S&P 500 ETF Trust
SPY
$658B
$26.6M 1.51% 130,259 -4,500 -3% -$917K
EVV
13
Eaton Vance Limited Duration Income Fund
EVV
$1.2B
$26M 1.48% 2,035,031 +208,664 +11% +$2.66M
SABA
14
Saba Capital Income & Opportunities Fund II
SABA
$256M
$25.4M 1.44% 3,995,224 +768,906 +24% +$4.88M
VWO icon
15
Vanguard FTSE Emerging Markets ETF
VWO
$96.4B
$24.6M 1.4% 751,375 – –
TY icon
16
TRI-Continental Corp
TY
$1.74B
$23.2M 1.32% 1,159,908 +30,128 +3% +$603K
ADX icon
17
Adams Diversified Equity Fund
ADX
$2.61B
$22.5M 1.28% 1,751,441 +17,750 +1% +$228K
BIT icon
18
BlackRock Multi-Sector Income Trust
BIT
$591M
$21.1M 1.2% 1,332,026 +179,962 +16% +$2.85M
RVT icon
19
Royce Value Trust
RVT
$1.92B
$21M 1.2% 1,785,734 +375,880 +27% +$4.42M
PRF icon
20
Invesco FTSE RAFI US 1000 ETF
PRF
$8.08B
$20.9M 1.19% 240,668 – –
DSU icon
21
BlackRock Debt Strategies Fund
DSU
$550M
$20.2M 1.15% 5,987,697 +436,553 +8% +$1.47M
GLQ
22
Clough Global Equity Fund
GLQ
$139M
$19.9M 1.13% 1,584,239 +561,074 +55% +$7.03M
BGB
23
Blackstone Strategic Credit 2027 Term Fund
BGB
$563M
$19.8M 1.12% 1,477,171 +140,084 +10% +$1.87M
GHY
24
PGIM Global High Yield Fund
GHY
$546M
$18.8M 1.07% 1,330,154 +146,347 +12% +$2.07M
AWF
25
AllianceBernstein Global High Income Fund
AWF
$973M
$18.4M 1.05% 1,710,656 +93,307 +6% +$1.01M
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