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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.66%
This Fund
S&P 500
This Quarter Est. Return
+0.75%
1 Year Est. Return
-0.66%
3 Year Est. Return
+4.95%
5 Year Est. Return
-8.55%
10 Year Est. Return
+11.89%
AUM
$1.76B
AUM Growth
+$131M
Cap. Flow
+$95.5M
Cap. Flow %
5.44%
Top 10 Hldgs %
28.21%
Holding
219
New
21
Increased
90
Reduced
49
Closed
21

Top Buys

Rank Stock Value
1
ACAS
American Capital Ltd
ACAS
+$29.3M
2
OCSL icon
Oaktree Specialty Lending
OCSL
+$21.2M
3
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
+$16.2M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$14.6M
5
NCZ
Virtus Convertible & Income Fund II
NCZ
+$13.3M

Top Sells

Rank Stock Value
1
HCF
NEXPOINT CREDIT STRATEGIES FUND
HCF
+$29.4M
2
NPM
NUVEEN PREMIUM INCM MUNI FD II
NPM
+$16.5M
3
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$7.57M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$5.56M
5
NBB icon
Nuveen Taxable Municipal Income Fund
NBB
+$5.46M

Sector Composition

Rank Sector Weight
1 Financials 8.56%
2 Real Estate 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCI
1
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$123M 7%
6,816,007
+788,375
+13% +$14.6M
ACAS
2
DELISTED
American Capital Ltd
ACAS
$73.7M 4.2%
5,344,845
+2,145,124
+67% +$29.3M
OCSL icon
3
Oaktree Specialty Lending
OCSL
$1.02B
$51.2M 2.91%
2,673,290
+1,150,513
+76% +$21.2M
GLO
4
Clough Global Opportunities Fund
GLO
$249M
$42.4M 2.41%
4,061,636
-247,859
-6% -$2.71M
BTZ icon
5
BlackRock Credit Allocation Income Trust
BTZ
$935M
$37.9M 2.16%
3,074,062
-77,136
-2% -$951K
ACG
6
DELISTED
AllianceBernstein Income Fund Inc
ACG
$36.4M 2.07%
4,739,242
-2,700
-0.1% -$21.2K
FAX
7
DELISTED
abrdn Asia-Pacific Income Fund
FAX
$36.2M 2.06%
1,318,996
+153,498
+13% +$4.23M
JQC icon
8
Nuveen Credit Strategies Income Fund
JQC
$705M
$33.5M 1.91%
4,274,815
+192,602
+5% +$1.51M
USA icon
9
Liberty All-Star Equity Fund
USA
$1.79B
$31.3M 1.78%
5,856,315
+604,263
+12% +$3.21M
STEW
10
SRH Total Return Fund
STEW
$1.79B
$30M 1.71%
3,873,489
– –
HYT icon
11
BlackRock Corporate High Yield Fund
HYT
$1.36B
$28.5M 1.62%
2,915,441
-242,304
-8% -$2.44M
SPY icon
12
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$26.6M 1.51%
130,259
-4,500
-3% -$924K
EVV
13
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$26M 1.48%
2,035,031
+208,664
+11% +$2.68M
SABA
14
Saba Capital Income & Opportunities Fund II
SABA
$223M
$25.4M 1.44%
1,997,612
+384,453
+24% +$4.94M
VWO icon
15
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$24.6M 1.4%
751,375
– –
TY icon
16
TRI-Continental Corp
TY
$1.86B
$23.2M 1.32%
1,159,908
+30,128
+3% +$609K
ADX icon
17
Adams Diversified Equity Fund
ADX
$3.13B
$22.5M 1.28%
1,751,441
+17,750
+1% +$234K
BIT icon
18
BlackRock Multi-Sector Income Trust
BIT
$698M
$21.1M 1.2%
1,332,026
+179,962
+16% +$2.86M
RVT icon
19
Royce Value Trust
RVT
$2.2B
$21M 1.2%
1,785,734
+375,880
+27% +$4.49M
PRF icon
20
Invesco FTSE RAFI US 1000 ETF
PRF
$9.79B
$20.9M 1.19%
1,203,340
– –
DSU icon
21
BlackRock Debt Strategies Fund
DSU
$591M
$20.2M 1.15%
1,995,899
+145,518
+8% +$1.48M
GLQ
22
Clough Global Equity Fund
GLQ
$152M
$19.9M 1.13%
1,584,239
+561,074
+55% +$7.13M
BGB
23
Blackstone Strategic Credit 2027 Term Fund
BGB
$499M
$19.8M 1.12%
1,477,171
+140,084
+10% +$1.97M
GHY
24
PGIM Global High Yield Fund
GHY
$476M
$18.8M 1.07%
1,330,154
+146,347
+12% +$2.07M
AWF
25
AllianceBernstein Global High Income Fund
AWF
$872M
$18.4M 1.05%
1,710,656
+93,307
+6% +$1.04M
1
2 3 4 5

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Rivernorth Capital Management's Q4 2015 Portfolio in Review

As of Q4 2015, Rivernorth Capital Management held 219 positions worth $1.76B, up 8% from $1.63B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rivernorth Capital Management deployed $95.5M of net new capital in Q4 2015, opening 21 new positions and adding to 90 existing holdings. Its largest new stake was Kayne Anderson Energy Infrastructure Fund: 814,633 shares worth $14.1M.

By sector, the portfolio is most concentrated in Financials at 8.6% of assets, up from 7.4% a quarter earlier, followed by Real Estate.

On the sell side, the largest reduction was NEXPOINT CREDIT STRATEGIES FUND, an estimated $29.4M trimmed.

  • Rivernorth Capital Management's largest Q4 2015 buy was Kayne Anderson Energy Infrastructure Fund: 814,633 shares worth $14.1M.
  • Rivernorth Capital Management added most to American Capital Ltd in Q4 2015, an estimated $29.3M increase.
  • Rivernorth Capital Management's biggest Q4 2015 reduction was NEXPOINT CREDIT STRATEGIES FUND, cutting an estimated $29.4M.
  • Rivernorth Capital Management fully exited Invesco Municipal Opportunity Trust in Q4 2015, selling an estimated $7.57M.
  • Rivernorth Capital Management's ten largest holdings make up 28% of its $1.76B portfolio in Q4 2015.
  • Rivernorth Capital Management opened 21 new positions and closed 21 in Q4 2015.
  • Rivernorth Capital Management's portfolio value rose 8% quarter-over-quarter to $1.76B.

Based on Rivernorth Capital Management's 13F filing for Q4 2015, filed 16 Feb 2016.