RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+1%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.63B
AUM Growth
+$1.63B
Cap. Flow
-$144M
Cap. Flow %
-8.85%
Top 10 Hldgs %
28.18%
Holding
206
New
8
Increased
72
Reduced
51
Closed
35

Top Buys

1
VVR icon
Invesco Senior Income Trust
VVR
$13.6M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
$9.03M
3
GLO
Clough Global Opportunities Fund
GLO
$5.24M
4
AVK
Advent Convertible and Income Fund
AVK
$5.16M
5
CHI
Calamos Convertible Opportunities and Income Fund
CHI
$4.35M

Top Sells

1
OCSL icon
Oaktree Specialty Lending
OCSL
$51.2M
2
FAX
abrdn Asia-Pacific Income Fund
FAX
$20.9M
3
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
$14.1M
4
NID
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$11.2M
5
HCF
NEXPOINT CREDIT STRATEGIES FUND
HCF
$9.76M

Sector Composition

1 Financials 4.23%
2 Real Estate 0.16%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PCI
1
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$113M 6.97% 6,492,177 -323,830 -5% -$5.65M
ACAS
2
DELISTED
American Capital Ltd
ACAS
$73.9M 4.55% 4,847,540 -497,305 -9% -$7.58M
GLO
3
Clough Global Opportunities Fund
GLO
$238M
$44.2M 2.72% 4,608,538 +546,902 +13% +$5.24M
BTZ icon
4
BlackRock Credit Allocation Income Trust
BTZ
$1.03B
$38.3M 2.36% 3,059,562 -14,500 -0.5% -$182K
ACG
5
DELISTED
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$37.8M 2.33% 4,818,749 +79,507 +2% +$624K
JQC icon
6
Nuveen Credit Strategies Income Fund
JQC
$754M
$33.8M 2.08% 4,274,815 – –
USA icon
7
Liberty All-Star Equity Fund
USA
$1.95B
$30.5M 1.88% 6,133,016 +276,701 +5% +$1.38M
EVV
8
Eaton Vance Limited Duration Income Fund
EVV
$1.2B
$29.2M 1.8% 2,217,736 +182,705 +9% +$2.41M
HYT icon
9
BlackRock Corporate High Yield Fund
HYT
$1.47B
$28.8M 1.77% 2,887,562 -27,879 -1% -$278K
STEW
10
SRH Total Return Fund
STEW
$1.79B
$28.2M 1.74% 3,596,532 -276,957 -7% -$2.17M
SPY icon
11
SPDR S&P 500 ETF Trust
SPY
$658B
$26.8M 1.65% 130,259 – –
VWO icon
12
Vanguard FTSE Emerging Markets ETF
VWO
$96.4B
$26M 1.6% 751,375 – –
TY icon
13
TRI-Continental Corp
TY
$1.74B
$24.9M 1.53% 1,247,728 +87,820 +8% +$1.75M
RVT icon
14
Royce Value Trust
RVT
$1.92B
$24.6M 1.52% 2,103,536 +317,802 +18% +$3.72M
ADX icon
15
Adams Diversified Equity Fund
ADX
$2.61B
$24.2M 1.49% 1,916,018 +164,577 +9% +$2.08M
SABA
16
Saba Capital Income & Opportunities Fund II
SABA
$256M
$23.5M 1.45% 3,604,352 -390,872 -10% -$2.55M
VVR icon
17
Invesco Senior Income Trust
VVR
$561M
$23.1M 1.42% 5,727,441 +3,362,225 +142% +$13.6M
PRF icon
18
Invesco FTSE RAFI US 1000 ETF
PRF
$8.08B
$21.2M 1.31% 240,668 – –
BIT icon
19
BlackRock Multi-Sector Income Trust
BIT
$591M
$21.2M 1.3% 1,338,826 +6,800 +0.5% +$108K
DSU icon
20
BlackRock Debt Strategies Fund
DSU
$550M
$20.8M 1.28% 5,987,697 – –
CHI
21
Calamos Convertible Opportunities and Income Fund
CHI
$812M
$20.4M 1.26% 2,151,112 +458,862 +27% +$4.35M
BGB
22
Blackstone Strategic Credit 2027 Term Fund
BGB
$563M
$20.1M 1.24% 1,477,171 – –
FAX
23
abrdn Asia-Pacific Income Fund
FAX
$675M
$18.6M 1.15% 3,725,914 -4,188,060 -53% -$20.9M
AWF
24
AllianceBernstein Global High Income Fund
AWF
$973M
$18.1M 1.11% 1,550,891 -159,765 -9% -$1.86M
GLQ
25
Clough Global Equity Fund
GLQ
$139M
$17.8M 1.1% 1,638,071 +53,832 +3% +$586K
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